| Carey Stuart Kesner | Fsc Securities Corporation other | Pnc Managed Account Solutions, Inc. other | Other | Nov 28, 2011 | May 24, 2007 |
| Sarah Benton Walker | Fsc Securities Corporation other | First Allied Securities, Inc. other | Other | Nov 21, 2011 | Oct 31, 2011 |
| Keith Brofsky | Fsc Securities Corporation other | LPL Financial LLC other | Other | Oct 31, 2011 | Feb 21, 2012 (113 d) |
| Jeff T. Erdman | Fsc Securities Corporation other | Gordon Financial Advisory Services, LLC unclassified | Other | Oct 3, 2011 | Oct 14, 2010 |
| Dustin Carl Rinaldi | Fsc Securities Corporation other | Ciccarelli Advisory Services Inc other | Other | Sep 30, 2011 | Jun 20, 2008 |
| David Michael Jones | Fsc Securities Corporation other | D & G Advisory Group, L.L.C. independent RIA | Other | Sep 28, 2011 | Mar 18, 2024 (4555 d) |
| Derek Joseph Sinani | Fsc Securities Corporation other | Ironwood Asset Management, LLC unclassified | Other | Sep 28, 2011 | Nov 9, 2004 |
| Robert Frederick Overton | Fsc Securities Corporation other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 28, 2011 | Sep 26, 2011 |
| Keith Edward Schnelle | Fsc Securities Corporation other | Resource Consulting Group, Inc. state registered | Other | Sep 21, 2011 | Jan 25, 1989 |
| Julia Herman | Fsc Securities Corporation other | Edward Jones national BD | Other | Sep 14, 2011 | Nov 7, 2011 (54 d) |
| Remo Antoniolli | Fsc Securities Corporation other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 26, 2011 | Aug 24, 2011 |
| Sashi Menon | Fsc Securities Corporation other | Menon/Brown Advisory Group state registered | Other | Aug 19, 2011 | May 26, 1999 |
| Dwight Lee Dykstra | Fsc Securities Corporation other | Alternative Investment Advisors, LLC independent RIA | Other | Aug 17, 2011 | Oct 2, 2013 (777 d) |
| David S Peartree | Fsc Securities Corporation other | Brighton Securities Capital Management, Inc. independent RIA | Other | Aug 4, 2011 | Aug 30, 2021 (3679 d) |
| David Schroll | Fsc Securities Corporation other | Rfg Advisory, LLC other | Other | Jul 18, 2011 | Feb 8, 2016 (1666 d) |
| Deborah Anna Hinten | Fsc Securities Corporation other | Raymond James Financial Services Advisors, Inc other | Other | Jul 6, 2011 | Aug 30, 2011 (55 d) |
| William Lucius Consolino | Fsc Securities Corporation other | Strategic Financial state registered | Other | Jun 16, 2011 | Nov 9, 2009 |
| Charles B Hagel | Fsc Securities Corporation other | Questar Asset Management, Inc. other | Other | May 20, 2011 | Jun 30, 2011 (41 d) |
| Drew Alan Springer | Fsc Securities Corporation other | Cox-Springer Finanial Advisors unclassified | Other | May 5, 2011 | Jun 13, 2006 |
| Jon Ryan Morgan | Fsc Securities Corporation other | Cincinnati Analysts, Inc other | Other | May 2, 2011 | May 3, 2011 |
| Johnathan Aaron Cherry | Fsc Securities Corporation other | Usaa Financial Planning Services no RAUM | Other | May 2, 2011 | May 20, 2011 |
| Marya Changizi Young | Fsc Securities Corporation other | Cincinnati Analysts, Inc other | Other | May 2, 2011 | May 3, 2011 |
| Lewis Dorian Shore | Fsc Securities Corporation other | Cincinnati Analysts, Inc other | Other | May 2, 2011 | May 3, 2011 |
| William Francis Baldwin | Fsc Securities Corporation other | Continuity Wealth Management, Corp. other | Other | Apr 4, 2011 | Apr 15, 2011 |
| Michael Jerome Ellison | Fsc Securities Corporation other | First Allied Securities, Inc. other | Other | Mar 4, 2011 | Mar 2, 2011 |
| Derek Van Wagoner Felske | Fsc Securities Corporation other | Annex Wealth Management, LLC other | Other | Feb 11, 2011 | Jul 20, 2011 (159 d) |
| Sean A Fletcher | Fsc Securities Corporation other | Prospettiva Financial independent RIA | Other | Jan 12, 2011 | Aug 21, 2026 (5700 d) |
| Mary Hunley Kloesel | Fsc Securities Corporation other | Brennan Wealth Advisors, LLC unclassified | Other | Dec 31, 2010 | Feb 15, 2011 (46 d) |
| Emily Pace Allen | Fsc Securities Corporation other | Brennan Wealth Advisors, LLC unclassified | Other | Dec 31, 2010 | Feb 15, 2011 (46 d) |
| William Luther Crull | Fsc Securities Corporation other | Sage Capital Advisors, LLC state registered | Other | Dec 22, 2010 | May 23, 2011 (152 d) |
| Barbara Wilbur Sullins | Fsc Securities Corporation other | LPL Financial LLC other | Other | Dec 10, 2010 | Dec 8, 2010 |
| Jeffrey Alan Thompson | Fsc Securities Corporation other | Stoneridge Wealth Advisors, LLC state registered | Other | Nov 19, 2010 | Oct 19, 2006 |
| Christina Louise Meyer | Fsc Securities Corporation other | Ameriprise Financial Services, LLC national BD | Other | Nov 16, 2010 | Nov 17, 2010 |
| Alora Diane Anderson | Fsc Securities Corporation other | UBS Financial Services Inc. wirehouse | Other | Nov 10, 2010 | Dec 19, 2011 (404 d) |
| Anthony Degregorio | Fsc Securities Corporation other | Heritage Advisory Group, Inc. unclassified | Other | Nov 8, 2010 | Oct 24, 2006 |
| Sean Berger | Fsc Securities Corporation other | Adirondack Retirement Specialists independent RIA | Other | Oct 18, 2010 | Oct 16, 2019 (3285 d) |
| Marc Andre Noonan | Fsc Securities Corporation other | First Allied Securities, Inc. other | Other | Oct 5, 2010 | Oct 1, 2010 |
| Donald William Tendick | Fsc Securities Corporation other | Qa3 Financial LLC unclassified | Other | Sep 23, 2010 | Sep 22, 2010 |
| Thomas Joseph Wiltz | Fsc Securities Corporation other | Ameritas Advisory Services other | Other | Sep 7, 2010 | Sep 8, 2010 |
| Eric Neal Sawyer | Fsc Securities Corporation other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 7, 2010 | Sep 1, 2010 |
| Paige Pickar Guinn | Fsc Securities Corporation other | Willis Johnson Wealth other | Other | Sep 3, 2010 | Jan 20, 2009 |
| David Louis Fitzgerald | Fsc Securities Corporation other | The Wharton Advisory Group, LLC other | Other | Aug 24, 2010 | Nov 6, 2002 |
| Jeffrey Mitchell Factor | Fsc Securities Corporation other | Clearview Financial Partners no RAUM | Other | Aug 24, 2010 | Apr 26, 2018 (2802 d) |
| Mark G Comyns | Fsc Securities Corporation other | LPL Financial LLC other | Other | Aug 23, 2010 | Aug 20, 2012 (728 d) |
| Daniel A. Engel | Fsc Securities Corporation other | Morgan Stanley wirehouse | Other | Aug 23, 2010 | Jan 24, 2011 (154 d) |
| Lauren Lehman | Fsc Securities Corporation other | Delta Financial Advisors, Inc other | Other | Jun 29, 2010 | Jan 15, 2010 |
| Brett Matthew Ramsey | Fsc Securities Corporation other | Wfg Advisors, LP other | Other | Jun 24, 2010 | Jun 22, 2010 |
| Paul Rodney Chase | Fsc Securities Corporation other | LPL Financial LLC other | Other | Jun 2, 2010 | Jun 1, 2010 |
| Kay Mayhue | Fsc Securities Corporation other | Biltmore Capital Advisors other | Other | May 7, 2010 | Jun 29, 2007 |
| Blaine Gordon Malcolm | Fsc Securities Corporation other | Commerce Wealth Advisers, LLC other | Other | May 7, 2010 | May 7, 2010 |
| Jennifer Cox Mann | Fsc Securities Corporation other | Commerce Wealth Advisers, LLC other | Other | May 7, 2010 | May 6, 2010 |
| Robin Leighton Skillingberg | Fsc Securities Corporation other | Commerce Wealth Advisers, LLC other | Other | May 7, 2010 | May 7, 2010 |
| Kimberly Anne Vesely | Fsc Securities Corporation other | Commerce Wealth Advisers, LLC other | Other | May 7, 2010 | May 6, 2010 |
| Cheryl Ann Brown | Fsc Securities Corporation other | H. Beck, Inc. other | Other | Apr 19, 2010 | Apr 19, 2010 |
| Robert Glasgow Burns | Fsc Securities Corporation other | Financial Telesis, Inc. other | Other | Apr 13, 2010 | Apr 9, 2010 |
| James Luke Flanagan | Fsc Securities Corporation other | Independent Financial Group, LLC other | Other | Apr 12, 2010 | Apr 8, 2010 |
| Gregory James Kurinec | Fsc Securities Corporation other | Independent Financial Group, LLC other | Other | Apr 12, 2010 | Apr 7, 2010 |
| Daniel Vernon | Fsc Securities Corporation other | Biltmore Capital Advisors other | Other | Apr 9, 2010 | Aug 31, 2007 |
| Terrence Edward Herr | Fsc Securities Corporation other | Herr Capital Management LLC state registered | Other | Mar 16, 2010 | Jun 6, 2000 |
| Eugene James Yelverton | Fsc Securities Corporation other | Uvest Financial Services Group, Inc. unclassified | Other | Mar 10, 2010 | Mar 5, 2010 |