| Jay Woojae Kang | Fsc Securities Corporation other | Avantax Advisory Services other | Other | Jul 15, 2015 | Jul 10, 2015 |
| Jason Allen Baum | Fsc Securities Corporation other | Ciccarelli Advisory Services Inc other | Other | Jul 6, 2015 | Jul 15, 2013 |
| Grace Chong Kim | Fsc Securities Corporation other | Avantax Advisory Services other | Other | Jul 1, 2015 | Jun 26, 2015 |
| Corey Lamont Webster | Fsc Securities Corporation other | Woodbury Financial Services, Inc. other | Other | Jun 23, 2015 | Oct 17, 2014 |
| Sung Pyo Lee | Fsc Securities Corporation other | Csenge Advisory Group, LLC other | Other | Jun 11, 2015 | Oct 13, 2011 |
| Scott A Clayton | Fsc Securities Corporation other | Msi Financial Services, Inc. other | Other | Jun 8, 2015 | May 29, 2015 |
| Gracia Ann Cavanaugh | Fsc Securities Corporation other | U.S. Bancorp Investments, Inc. BD affiliated | Other | May 21, 2015 | Jun 11, 2020 (1848 d) |
| Angelo Anthony Costanza | Fsc Securities Corporation other | Novem Group other | Other | May 20, 2015 | Nov 3, 2015 (167 d) |
| John David Mcbride | Fsc Securities Corporation other | Stewardship Wealth Advisors state registered | Other | May 18, 2015 | May 18, 2015 |
| Dustin Jay Dean | Fsc Securities Corporation other | Private Advisor Group, LLC BD affiliated | Other | May 12, 2015 | May 19, 2021 (2199 d) |
| Rodney William Amicone | Fsc Securities Corporation other | Csenge Advisory Group, LLC other | Other | May 11, 2015 | Nov 7, 2011 |
| Gwynn D. B. Yocco | Fsc Securities Corporation other | Pruco Securities, LLC other | Other | May 7, 2015 | Nov 25, 2015 (202 d) |
| Charles Cameron Lewis Bell | Fsc Securities Corporation other | Wealth Management Institute Ltd. state registered | Other | May 4, 2015 | Mar 24, 2022 (2516 d) |
| Roger John David | Fsc Securities Corporation other | Kestra Advisory Services, LLC other | Other | May 4, 2015 | Apr 19, 2016 (351 d) |
| Troy Chatterton | Fsc Securities Corporation other | USA Financial Securities LLC other | Other | Apr 23, 2015 | Apr 27, 2015 |
| Jay Lee Goldberg | Fsc Securities Corporation other | Mosaic Advisors other | Other | Mar 31, 2015 | Oct 12, 2012 |
| Brandon Ross Henry | Fsc Securities Corporation other | Mosaic Advisors other | Other | Mar 31, 2015 | Sep 28, 2012 |
| Carey Stuart Kesner | Fsc Securities Corporation other | Mosaic Advisors other | Other | Mar 31, 2015 | Sep 27, 2012 |
| David E Selden | Fsc Securities Corporation other | Raymond James Financial Services Advisors, Inc other | Other | Feb 10, 2015 | Feb 13, 2015 |
| Stephen Edward Kairies | Fsc Securities Corporation other | Access Financial Services, Inc. independent RIA | Other | Feb 4, 2015 | Sep 8, 2026 (4234 d) |
| Kathryn Lorraine Noel | Fsc Securities Corporation other | Access Financial Services, Inc. independent RIA | Other | Feb 4, 2015 | Jan 1, 2026 (3984 d) |
| Michael A Greer | Fsc Securities Corporation other | J. W. Cole Advisors, Inc. other | Other | Jan 22, 2015 | Sep 18, 2015 (239 d) |
| Adam Russell Traganza | Fsc Securities Corporation other | Cambridge Investment Research Advisors, Inc. other | Other | Jan 12, 2015 | Jan 9, 2017 (728 d) |
| Marc Alexander Hembrough | Fsc Securities Corporation other | Wharton Business Group, LLC other | Other | Jan 7, 2015 | Dec 24, 2009 |
| Billy Joe Webster | Fsc Securities Corporation other | Wharton Business Group, LLC other | Other | Jan 7, 2015 | Mar 4, 2005 |
| Matthew Sullivan Delaney | Fsc Securities Corporation other | Wharton Business Group, LLC other | Other | Jan 7, 2015 | Dec 23, 2009 |
| William Neil Goodson | Fsc Securities Corporation other | Financial Synergies other | Other | Jan 6, 2015 | Jan 21, 2015 |
| Stephen Matthew Schlichter | Fsc Securities Corporation other | Private Advisor Group, LLC other | Other | Dec 31, 2014 | Jan 15, 2016 (380 d) |
| Anthony John Bonner | Fsc Securities Corporation other | Raymond James & Associates, Inc. national BD | Other | Dec 24, 2014 | Oct 22, 2015 (302 d) |
| Jonathan Craig Blackwell | Fsc Securities Corporation other | Carolina Wealth Management, Inc. other | Other | Dec 22, 2014 | Jan 7, 2015 |
| Edward Baroncini | Fsc Securities Corporation other | Excel Wealth Management, LLC no RAUM | Other | Dec 16, 2014 | Jan 28, 2019 (1504 d) |
| Michael John Henzes | Fsc Securities Corporation other | Main Line Financial Advisors, LLC. other | Other | Dec 16, 2014 | Mar 15, 2010 |
| Melissa Patrice Kielberg | Fsc Securities Corporation other | Prosperity Financial Group, Inc. other | Other | Dec 9, 2014 | Dec 9, 2014 |
| Cesar Macedo | Fsc Securities Corporation other | LPL Financial LLC other | Other | Nov 5, 2014 | Nov 3, 2014 |
| Michael John Martinez | Fsc Securities Corporation other | Kovack Advisors, Inc. other | Other | Nov 3, 2014 | Oct 31, 2014 |
| Michael Corgiat | Fsc Securities Corporation other | The Retirement Group, LLC other | Other | Oct 27, 2014 | Oct 23, 2014 |
| Jefferson Philip Matkin | Fsc Securities Corporation other | Amundi Pioneer Institutional Asset Management, Inc. other | Other | Oct 13, 2014 | Nov 24, 2014 (42 d) |
| Timothy Buchanan | Fsc Securities Corporation other | Bci Wealth & Asset Management unclassified | Other | Sep 17, 2014 | Nov 19, 2004 |
| Bryan Geary Evoy | Fsc Securities Corporation other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Aug 27, 2014 | Aug 25, 2014 |
| Craig M Long | Fsc Securities Corporation other | Suntrust Investment Services, Inc. other | Other | Aug 25, 2014 | Aug 28, 2014 |
| Kurt Charles Gerhardt | Fsc Securities Corporation other | Bci Wealth & Asset Management unclassified | Other | Aug 20, 2014 | Jan 6, 2012 |
| James Charles Duncan | Fsc Securities Corporation other | LPL Financial LLC other | Other | Aug 20, 2014 | Sep 8, 2014 |
| Philip Thomas Purpura | Fsc Securities Corporation other | Heritage Advisory Group, Inc. unclassified | Other | Aug 14, 2014 | Oct 27, 2006 |
| Daniel Lee Gilbert | Fsc Securities Corporation other | Kms Financial Services, Inc other | Other | Aug 12, 2014 | Feb 4, 2016 (541 d) |
| Philip Anthony Board | Fsc Securities Corporation other | Centaurus Financial, Inc. other | Other | Aug 8, 2014 | Aug 6, 2014 |
| Leslie Ann Coulson | Fsc Securities Corporation other | Centaurus Financial, Inc. other | Other | Aug 8, 2014 | Aug 8, 2014 |
| David Robert Espinosa | Fsc Securities Corporation other | Centaurus Financial, Inc. other | Other | Aug 8, 2014 | Aug 7, 2014 |
| Dionne L Reed | Fsc Securities Corporation other | Raymond James & Associates, Inc. national BD | Other | Jul 29, 2014 | Jul 30, 2014 |
| Michael Hamilton Dennard | Fsc Securities Corporation other | Transamerica Financial Advisors, LLC other | Other | Jul 28, 2014 | Aug 5, 2014 |
| Daniel Evan Burke | Fsc Securities Corporation other | Edward Jones national BD | Other | Jul 17, 2014 | Jul 23, 2014 |
| Ernest J Reyes | Fsc Securities Corporation other | Whjr Associates other | Other | Jul 9, 2014 | Jul 11, 2014 |
| Austin Bunch Ayers | Fsc Securities Corporation other | Scf Private Wealth Holdings, LLC other | Other | Jun 26, 2014 | Jun 27, 2014 |
| Eric Charles Mcconnell | Fsc Securities Corporation other | Cambridge Investment Research Advisors, Inc. other | Other | May 19, 2014 | May 22, 2014 |
| Christian Patrick Richards | Fsc Securities Corporation other | Cambridge Investment Research Advisors, Inc. other | Other | Apr 16, 2014 | Dec 1, 2014 (229 d) |
| Thomas A Brophy | Fsc Securities Corporation other | Maryland Financial Group, Inc. other | Other | Apr 2, 2014 | Apr 21, 2014 |
| David Joseph Mandell | Fsc Securities Corporation other | Maryland Financial Group, Inc. other | Other | Apr 2, 2014 | Apr 21, 2014 |
| John Alan Newsome | Fsc Securities Corporation other | Maryland Financial Group, Inc. other | Other | Apr 2, 2014 | May 14, 2014 (42 d) |
| Lance Dustin Newsome | Fsc Securities Corporation other | Maryland Financial Group, Inc. other | Other | Apr 2, 2014 | May 15, 2014 (43 d) |
| William Thomas Parker | Fsc Securities Corporation other | Abg Financial Services, Inc. state registered | Other | Feb 27, 2014 | Jan 23, 2014 |
| Charles Albert Strickland | Fsc Securities Corporation other | Cetera Investment Services LLC other | Other | Jan 21, 2014 | Jan 15, 2014 |