DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Independent Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Derek DonnarummaIndependent Financial Group, LLC otherWealth Management Group independent RIAOtherDec 16, 2016Nov 24, 2022 (2169 d)
Dale Franklin NortonIndependent Financial Group, LLC otherAsset & Retirement Management state registeredOtherDec 14, 2016Nov 25, 2025 (3268 d)
Patrick TantocoIndependent Financial Group, LLC otherMsi Financial Services, Inc. otherOtherDec 13, 2016Dec 12, 2016
Vito Antonio FranconeIndependent Financial Group, LLC otherCrown Capital Securities, L.P. otherOtherDec 1, 2016Mar 8, 2017 (97 d)
Eric Anthony WardIndependent Financial Group, LLC otherWorld Investment Advisors, LLC otherOtherNov 8, 2016Nov 28, 2016
Timothy Andrew BrockmanIndependent Financial Group, LLC otherStock Pro state registeredOtherNov 8, 2016Nov 2, 2016
Mark PatzerIndependent Financial Group, LLC otherFirst Allied Advisory Services, Inc. otherOtherOct 26, 2016Nov 7, 2016
Chad Stephen LanghoferIndependent Financial Group, LLC otherAmeriprise Financial Services, LLC national BDOtherOct 21, 2016Oct 21, 2016
Paula Wilbur TraberIndependent Financial Group, LLC otherPaula Traber Financial Services LLC state registeredOtherOct 21, 2016Feb 20, 2019 (852 d)
Todd Victor VandenburgIndependent Financial Group, LLC otherScf Investment Advisors, Inc. otherOtherOct 19, 2016Oct 18, 2016
Jeffrey Dalton ReddickIndependent Financial Group, LLC otherGuideline Capital Management unclassifiedOtherOct 5, 2016Oct 11, 2016
Daryl T SeatonIndependent Financial Group, LLC otherSolera Asset Managers, LLC unclassifiedOtherSep 21, 2016Sep 20, 2016
Amir H GolzarIndependent Financial Group, LLC otherCentaurus Financial, Inc. otherOtherSep 20, 2016Sep 20, 2016
Emerson Joseph FerschIndependent Financial Group, LLC otherSii Investments, Inc. otherOtherAug 1, 2016Aug 1, 2016
Al ShahinpouriIndependent Financial Group, LLC otherEquitable Advisors, LLC national BDOtherJul 18, 2016Sep 19, 2016 (63 d)
Richard Michael LigottiIndependent Financial Group, LLC otherLaguna Niguel Summit Wealth Management, LLC state registeredOtherJul 18, 2016Jul 29, 2016
Carlos CarrilloIndependent Financial Group, LLC otherCetera Investment Advisers LLC otherOtherJul 12, 2016Jul 1, 2016
Mark Andrew WiacekIndependent Financial Group, LLC otherTri-Star Financial otherOtherJul 12, 2016Jun 29, 2016
James William CravottaIndependent Financial Group, LLC otherExecutive Services, LLC state registeredOtherMay 23, 2016Sep 11, 2017 (476 d)
Roger William BowlinIndependent Financial Group, LLC otherConcorde Asset Management, LLC otherOtherMay 19, 2016May 23, 2016
John Francis OneillIndependent Financial Group, LLC otherO'Neill Financial Management, Inc. no RAUMOtherMay 16, 2016Apr 29, 2016
Yvonne Renee OneillIndependent Financial Group, LLC otherO'Neill Financial Management, Inc. no RAUMOtherMay 16, 2016Apr 29, 2016
Angelo TalebiIndependent Financial Group, LLC otherBeverly Hills Financial Planners, LLC state registeredOtherApr 29, 2016May 5, 2025 (3293 d)
Nicholas Joiseph DestefanoIndependent Financial Group, LLC otherKingsview Wealth Management, LLC otherOtherApr 5, 2016Apr 29, 2016
Christopher EllisIndependent Financial Group, LLC otherCuso Financial Services, L.P. otherOtherMar 28, 2016Mar 28, 2016
John J MclaughlinIndependent Financial Group, LLC otherPruco Securities, LLC otherOtherMar 22, 2016Sep 21, 2016 (183 d)
Travis Craig SimasIndependent Financial Group, LLC otherCreative Financial Designs, Inc. otherOtherMar 16, 2016Mar 18, 2016
Peter Hungru ChenIndependent Financial Group, LLC otherAdvice And Planning Services otherOtherFeb 29, 2016Mar 21, 2016
Matthew David WhiteIndependent Financial Group, LLC otherEndurance Investment Strategies, Inc. state registeredOtherFeb 19, 2016Feb 25, 2016
William Payne Adams OrrIndependent Financial Group, LLC otherAdviseme National Advisors otherOtherFeb 1, 2016Jan 26, 2015
Chad Matthew RaicheIndependent Financial Group, LLC otherGradient Advisors, LLC otherOtherJan 22, 2016Mar 15, 2016 (53 d)
Erik Henry NelsonIndependent Financial Group, LLC otherWeatherly Asset Management otherOtherDec 31, 2015Jun 2, 2016 (154 d)
Laura A GilmanIndependent Financial Group, LLC otherKcs Wealth Advisory no RAUMOtherDec 24, 2015May 1, 2014
Ronald Charles HunterIndependent Financial Group, LLC otherGladstone Wealth Partners otherOtherDec 18, 2015Apr 20, 2016 (124 d)
Michael Patrick CrossIndependent Financial Group, LLC otherWoodbury Financial Services, Inc. otherOtherDec 9, 2015Jan 8, 2016
Sean Michael O'ConnorIndependent Financial Group, LLC otherAnchor Bay Capital, Inc. otherOtherDec 7, 2015Dec 4, 2015
Sven Francisco MezaIndependent Financial Group, LLC otherLPL Financial LLC otherOtherNov 3, 2015Nov 6, 2015
Paul Sueyuki OkawaIndependent Financial Group, LLC otherModern Wealth Management, LLC independent RIAOtherOct 20, 2015Apr 11, 2025 (3461 d)
Anthony OrestanoIndependent Financial Group, LLC otherFreedom Investment Management, Inc. otherOtherJul 28, 2015Oct 21, 2015 (85 d)
Cheryl Lynn SeifertIndependent Financial Group, LLC otherCapital Financial Consultants Group, Inc. independent RIAOtherJul 15, 2015Jul 20, 2015
Adam Colby BroughtonIndependent Financial Group, LLC otherPbl Wealth Management unclassifiedOtherJun 9, 2015Jun 5, 2015
Vincent Scott WinansIndependent Financial Group, LLC otherFinancial Vision Advisory Services, LLC unclassifiedOtherMay 27, 2015May 28, 2015
Amy Elizabeth BennageIndependent Financial Group, LLC otherJ. W. Cole Advisors, Inc. otherOtherMay 19, 2015May 18, 2015
Eduardo ProvinciaIndependent Financial Group, LLC otherRaymond James & Associates, Inc. national BDOtherMar 19, 2015Jul 18, 2016 (487 d)
John Patrick RiceIndependent Financial Group, LLC otherNpb Financial Group, LLC otherOtherMar 12, 2015Mar 25, 2015
Scott FarwellIndependent Financial Group, LLC otherPnc Wealth Management otherOtherMar 10, 2015Apr 23, 2015 (44 d)
Michael David LopezIndependent Financial Group, LLC otherNext Financial Group, Inc. otherOtherMar 4, 2015Mar 10, 2015
Jose Miguel Hernandez-GomezIndependent Financial Group, LLC otherCentaurus Financial, Inc. otherOtherFeb 9, 2015Feb 25, 2015
Mark Bret UmekIndependent Financial Group, LLC otherCapital Financial Consultants Group, Inc. independent RIAOtherDec 31, 2014May 10, 2012
Donovan Denny RitterIndependent Financial Group, LLC otherSpectrum Wealth Management, LLC independent RIAOtherDec 2, 2014Sep 2, 2014
Nathaniel IhmIndependent Financial Group, LLC otherLPL Financial LLC otherOtherNov 3, 2014Nov 3, 2014
Paul Victor GraceIndependent Financial Group, LLC otherAspirean Wealth, LLC independent RIAOtherOct 31, 2014Nov 3, 2014
Damon Marshall ZahlmannIndependent Financial Group, LLC otherWfg Advisors, LP otherOtherOct 31, 2014Nov 18, 2014
Damian Jude DeringIndependent Financial Group, LLC otherConcorde Asset Management, LLC otherOtherSep 4, 2014Sep 4, 2014
John Edward HoffmanIndependent Financial Group, LLC otherCentaurus Financial, Inc. otherOtherJul 24, 2014Jul 25, 2014
Lynne ConnollyIndependent Financial Group, LLC otherEmerald Wealth Management, Inc. state registeredOtherJul 17, 2014Jul 22, 2014
Christopher James NoltIndependent Financial Group, LLC otherSolid Rock Wealth Management state registeredOtherJul 9, 2014May 5, 2014
Barry WaxlerIndependent Financial Group, LLC otherVerus Capital Partners, LLC otherOtherApr 30, 2014May 13, 2014
Brooks Christopher BerardiIndependent Financial Group, LLC otherExecutive Investment Services, LLC state registeredOtherApr 28, 2014May 6, 2014
Paul Edward DrolsonIndependent Financial Group, LLC otherFirst Allied Advisory Services, Inc. otherOtherApr 23, 2014Apr 17, 2014
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431 moves match.