DFX Intelligence
Advisor moves
Departures from Stifel, Nicolaus & Company, Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scot Gilbert Sinkler | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 9, 2018 | Jul 6, 2018 |
| Michael Orion Becker | Stifel, Nicolaus & Company, Incorporated national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2018 | Jul 31, 2018 |
| Adam Strauss | Stifel, Nicolaus & Company, Incorporated national BD | Cresset Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2018 | Jun 15, 2018 |
| Justin Kevin Porrett | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 3, 2018 | Jun 22, 2018 |
| John Stanton Burns | Stifel, Nicolaus & Company, Incorporated national BD | Oakview Wealth Solutions LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 3, 2018 | Jul 17, 2018 |
| Paul Michael Furlong | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2018 | Jun 14, 2018 |
| Kathleen Maria Zelenka | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2018 | Jun 14, 2018 |
| Timothy Patrick Gormley | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2018 | Jun 13, 2018 |
| Amelia Leigh Thomas | Stifel, Nicolaus & Company, Incorporated national BD | Empire Capital Ventures unclassified | Other | Jun 21, 2018 | Dec 3, 2018 (165 d) |
| Kevin Michael Keane | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2018 | Jun 13, 2018 |
| Paul Anthony Novelly | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2018 | May 30, 2018 |
| Ronald Howard Meckler | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2018 | May 21, 2018 |
| Shawn D Kinney | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 31, 2018 | May 30, 2018 |
| Hans Francis Olsen | Stifel, Nicolaus & Company, Incorporated national BD | Brooklands Partners, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 18, 2018 | Aug 26, 2025 (2657 d) |
| Patrick Michael Newton | Stifel, Nicolaus & Company, Incorporated national BD | Polar Asset Management Partners Inc. asset manager | Other | May 18, 2018 | Jan 1, 2026 (2785 d) |
| Michael J Ohara | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 18, 2018 | Jan 1, 2024 (2054 d) |
| Kyle Forcade | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 11, 2018 | May 29, 2018 |
| Gordon Peter Schnitzler | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2018 | Apr 19, 2018 |
| Joseph Gordon Schnitzler | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2018 | Apr 19, 2018 |
| Kevin William Piegare | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 8, 2018 | May 8, 2018 |
| Gary Wayne Lenon | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2018 | Jun 1, 2018 |
| John Grover | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2018 | Jan 11, 2019 (253 d) |
| John Ignatius Mayer | Stifel, Nicolaus & Company, Incorporated national BD | Invest Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 24, 2018 | Apr 25, 2018 |
| Keri Rose Taylor | Stifel, Nicolaus & Company, Incorporated national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2018 | Apr 16, 2018 |
| Allison Marie Kantner | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Apr 24, 2018 | Feb 23, 2017 |
| Jolanta Ewa Godwod | Stifel, Nicolaus & Company, Incorporated national BD | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2018 | Apr 27, 2018 |
| Joseph Mark Petry | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 19, 2018 | Mar 29, 2018 |
| Justin Steven Brown | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2018 | Apr 3, 2018 |
| Todd Joseph Krentz | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2018 | Apr 3, 2018 |
| Heather Lynn Ferguson | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2018 | Mar 28, 2018 |
| Steven R Frazier | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2018 | Mar 26, 2018 |
| Joshua Aaron Perlmutter | Stifel, Nicolaus & Company, Incorporated national BD | Cresset Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2018 | Sep 28, 2018 (176 d) |
| Christopher Nathan Hendryx | Stifel, Nicolaus & Company, Incorporated national BD | Advice And Planning Services other | Other | Mar 22, 2018 | Mar 28, 2018 |
| Anna Christine Bailey | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2018 | Mar 15, 2018 |
| Kevin Thomas Keeley | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 15, 2018 | Mar 9, 2018 |
| Michael Edward Kalas | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 15, 2018 | Mar 9, 2018 |
| Colin Drew Wetzel | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2018 | Apr 5, 2018 |
| Thomas Boyd | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 6, 2018 | Jun 13, 2018 (99 d) |
| Samuel Lee Williams | Stifel, Nicolaus & Company, Incorporated national BD | Compass Capital Corporation other | Other | Mar 6, 2018 | Mar 6, 2018 |
| Stephen Ray Lewis | Stifel, Nicolaus & Company, Incorporated national BD | Cambridge Investment Research Advisors, Inc. other | Other | Feb 9, 2018 | Feb 2, 2018 |
| Mitchel Conrad Krause | Stifel, Nicolaus & Company, Incorporated national BD | Other Side Asset Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 30, 2018 | Jan 31, 2018 |
| Kristopher Raworth Wall | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 26, 2018 | Jan 16, 2018 |
| David Andrew Kohlmeyer | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 25, 2018 | Jan 19, 2018 |
| Jeffrey A Holmes | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management other | Other | Jan 25, 2018 | Jan 19, 2018 |
| Jennifer Ruzicka-Goeke | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 25, 2018 | Feb 7, 2018 |
| Diane Lynn Spencer | Stifel, Nicolaus & Company, Incorporated national BD | Egi Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2018 | Jun 8, 2021 (1230 d) |
| Robert William Berry | Stifel, Nicolaus & Company, Incorporated national BD | Egi Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2018 | Jun 8, 2021 (1236 d) |
| David George Wilson | Stifel, Nicolaus & Company, Incorporated national BD | True North Retirement Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 11, 2018 | Jan 16, 2018 |
| Ashley Marie Micciche | Stifel, Nicolaus & Company, Incorporated national BD | True North Retirement Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 11, 2018 | Jan 16, 2018 |
| Mark David Mcgrath | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 1, 2017 | Nov 17, 2017 |
| Susan Elaine Pevac | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 1, 2017 | Dec 18, 2017 |
| Kari Ann Beyer | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Nov 17, 2017 | Nov 10, 2017 |
| Krista Murray Clarke | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 17, 2017 | Nov 10, 2017 |
| Karen A Sloan | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 17, 2017 | Apr 10, 2018 (144 d) |
| Craig Scott Morgan | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Nov 17, 2017 | Nov 10, 2017 |
| Matthew Taylor Seidel | Stifel, Nicolaus & Company, Incorporated national BD | Moloney Securities Asset Management LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2017 | Nov 13, 2017 |
| Craig Scott Morgan | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Nov 17, 2017 | Nov 13, 2017 |
| Peter Anthony Piccinini | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2017 | Jun 6, 2019 (581 d) |
| Jamison Dean Edlund | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC other | Other | Nov 2, 2017 | Nov 2, 2017 |
| David Michael Phipps | Stifel, Nicolaus & Company, Incorporated national BD | Cornerstone Wealth Management, LLC other | Other | Oct 12, 2017 | Oct 4, 2017 |
1,278 moves match.