DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stifel, Nicolaus & Company, Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Higgins | Stifel, Nicolaus & Company, Incorporated national BD | Moneta Group Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2026 | Apr 10, 2026 |
| Terri Lynn Shields | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2026 | Mar 24, 2026 |
| Mark David Kopkin | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2026 | Mar 16, 2026 |
| Scott Robert Englehardt | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2026 | Mar 13, 2026 |
| Kacy Lynn Lotz | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2026 | Apr 6, 2026 |
| Tyler Gahs | Stifel, Nicolaus & Company, Incorporated national BD | Range Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2026 | Mar 16, 2026 |
| John James Scolaro | Stifel, Nicolaus & Company, Incorporated national BD | Pgim Investments LLC asset manager | Other | Mar 4, 2026 | May 6, 2026 (63 d) |
| David Grice Lucas | Stifel, Nicolaus & Company, Incorporated national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 5, 2026 |
| Joel Lawrence Kubala | Stifel, Nicolaus & Company, Incorporated national BD | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 19, 2026 |
| Brittney Alexis Robinson | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 26, 2026 | Feb 17, 2026 |
| Reid Delaney | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Apr 20, 2026 (53 d) |
| Kevin Turk Watson | Stifel, Nicolaus & Company, Incorporated national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 4, 2026 |
| Christopher Michael Durham | Stifel, Nicolaus & Company, Incorporated national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 4, 2026 |
| James Thomas Shuster | Stifel, Nicolaus & Company, Incorporated national BD | Fiduciary Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2026 | Feb 20, 2026 |
| Jared A Weber | Stifel, Nicolaus & Company, Incorporated national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 12, 2026 | Mar 24, 2026 (40 d) |
| Richard Alexander Lawson | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 4, 2026 | Feb 2, 2026 |
| Bradley Ryan Bastion | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 29, 2026 | Jan 8, 2026 |
| Julie Jefferis Abdo | Stifel, Nicolaus & Company, Incorporated national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jan 26, 2026 |
| Steven Jay Jefferis | Stifel, Nicolaus & Company, Incorporated national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2026 | Feb 20, 2026 |
| Beth L Anthony | Stifel, Nicolaus & Company, Incorporated national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Aug 27, 2026 (217 d) |
| Victor Francis Russo | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Jan 9, 2026 |
| Michael Joseph O'Mara | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 15, 2026 | Apr 17, 2026 (92 d) |
| Sheila Adele Steury | Stifel, Nicolaus & Company, Incorporated national BD | Lanark Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2026 | Jan 6, 2026 |
| Kevin T Karrh | Stifel, Nicolaus & Company, Incorporated national BD | 1919 Investment Counsel, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2026 | Oct 7, 2019 |
| Zachary S Hope | Stifel, Nicolaus & Company, Incorporated national BD | Indivisible Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Dec 11, 2025 |
| Mark Clifford French | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Dec 9, 2025 |
| Kevin Scott Parrill | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Dec 9, 2025 |
| Patrick Mcgovern | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Dec 3, 2025 |
| Mark Clifford French | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Dec 3, 2025 |
| Thomas K Caskey | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Dec 17, 2025 |
| Jonathan Harry Siegel | Stifel, Nicolaus & Company, Incorporated national BD | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2025 | Dec 5, 2025 |
| Kevin M Deangelis | Stifel, Nicolaus & Company, Incorporated national BD | Breakwater Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2025 | Apr 8, 2026 (118 d) |
| Connor Michael Kelly | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2025 | Dec 4, 2025 |
| Lorraine Ann Myers | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Feb 24, 2026 (81 d) |
| Briggin R Bluemel | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 26, 2025 | Feb 18, 2026 (84 d) |
| Carmine Antonio De Ieso | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 21, 2025 | Dec 2, 2025 |
| John Peter Banks | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Nov 7, 2025 |
| Amanda Abernethy Rembert | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Oct 16, 2025 |
| Joshua Drapkin | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 7, 2025 | Nov 7, 2025 |
| Michael C Ricci | Stifel, Nicolaus & Company, Incorporated national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Nov 13, 2025 |
| Harrold Bachmann Ribich | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 29, 2025 | Oct 17, 2025 |
| Alice Marie Scarborough | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Oct 22, 2025 |
| William Richard Mode | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Oct 22, 2025 |
| Thomas Mayes Rembert | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Oct 16, 2025 |
| Grant Wardlaw Rembert | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Oct 16, 2025 |
| Aerial Burdae Loewen | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 22, 2025 | May 7, 2026 (197 d) |
| Colin Schlitt | Stifel, Nicolaus & Company, Incorporated national BD | Krilogy independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2025 | Oct 23, 2025 |
| Luke Samuel Chauncey | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 2, 2025 | Oct 14, 2025 |
| Larry Charles Au | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 17, 2025 | Aug 29, 2025 |
| Robert Alden Hill | Stifel, Nicolaus & Company, Incorporated national BD | Flagship Harbor Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2025 | Oct 21, 2025 (42 d) |
| Jeffery Scott Burrus | Stifel, Nicolaus & Company, Incorporated national BD | Marathon Wealth Partners, Inc no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 9, 2025 | Sep 10, 2025 |
| Durham Brandt | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2025 | Oct 8, 2025 |
| Robert Lynn Mitchell | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Aug 15, 2025 |
| Christopher Anthony Paganelli | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Aug 29, 2025 |
| Heather Rezab | Stifel, Nicolaus & Company, Incorporated national BD | Punch & Associates Investment Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2025 | Aug 29, 2025 |
| Blake Austin Soto | Stifel, Nicolaus & Company, Incorporated national BD | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2025 | Oct 23, 2025 (63 d) |
| Hunter Ryan Mulder | Stifel, Nicolaus & Company, Incorporated national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2025 | Jan 28, 2026 (160 d) |
| Crystal Lynn Broadus | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Aug 4, 2025 |
| Jazz Scott | Stifel, Nicolaus & Company, Incorporated national BD | Arvest Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2025 | May 22, 2026 (288 d) |
| Delbert Secrist | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 7, 2025 | Aug 12, 2025 |
1,277 moves match.