DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Commonwealth Financial Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Edward Daniel | Commonwealth Financial Network national BD | Daniel Investment Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2025 | Dec 18, 2025 |
| Charles Evans Roe | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 8, 2026 |
| Adam Robinson | Commonwealth Financial Network national BD | Sevenwealth LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2025 | Jan 19, 2026 |
| Eric James Daniel | Commonwealth Financial Network national BD | Daniel Investment Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2025 | Dec 18, 2025 |
| Michael Jon Harmelink | Commonwealth Financial Network national BD | Sentinel Advisory Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2025 | Dec 22, 2025 |
| Jaclyn Marie Swavely | Commonwealth Financial Network national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Feb 19, 2026 (50 d) |
| Austin Sarvis Collins | Commonwealth Financial Network national BD | Integrated Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Nov 4, 2021 |
| Peter Robert Shulla | Commonwealth Financial Network national BD | Sentinel Advisory Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2025 | Dec 23, 2025 |
| Doron Jared Elad | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 16, 2026 |
| Brenton Lee Cashore | Commonwealth Financial Network national BD | Sentinel Advisory Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2025 | Dec 23, 2025 |
| Michele Ann Prell | Commonwealth Financial Network national BD | Stevens Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 16, 2026 |
| Jason Robert Harmon | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 8, 2026 |
| Anthony Joseph Rossi | Commonwealth Financial Network national BD | Integrated Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Nov 4, 2021 |
| Nathan Ford Keeling | Commonwealth Financial Network national BD | Sentinel Advisory Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2025 | Dec 23, 2025 |
| Keaton Marquard Zavis | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Aug 11, 2026 (223 d) |
| Karly Jo Costanzo | Commonwealth Financial Network national BD | Sentinel Advisory Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2025 | Dec 23, 2025 |
| Dawn Marie Little | Commonwealth Financial Network national BD | Stonebridge Financial Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 21, 2026 |
| Miles Jamieson | Commonwealth Financial Network national BD | Daniel Investment Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2025 | Dec 18, 2025 |
| Calen James Ketcham | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2025 | Jan 23, 2026 |
| Danielle Renee Auriemma | Commonwealth Financial Network national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 22, 2025 | Jan 12, 2026 |
| Daniel Francis Massucci | Commonwealth Financial Network national BD | Fcig Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2025 | Jan 28, 2026 (41 d) |
| Ryan Wallace Black | Commonwealth Financial Network national BD | Millstone Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2025 | Jan 7, 2026 |
| Rodney Cyril Drysdale | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Dec 10, 2025 |
| Eric Thomas Watson | Commonwealth Financial Network national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2025 | Dec 15, 2025 |
| Jamie Lamarr Hatfield | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Dec 8, 2025 |
| Timothy Isaac Sauer | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Dec 8, 2025 |
| Heather E Hawley | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2025 | Jan 6, 2026 |
| Nicholas Gomes | Commonwealth Financial Network national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 8, 2025 | Jan 23, 2026 (46 d) |
| Gabriel Sandler | Commonwealth Financial Network national BD | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2025 | Dec 10, 2025 |
| Brent Thomas Schleicher | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Nov 28, 2025 |
| Jonathan A Miller | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 17, 2025 |
| Joseph M. Lazzaro | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Nov 28, 2025 |
| Patrick John Mahardy | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Nov 28, 2025 |
| Mark Andrew Burr | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Nov 28, 2025 |
| Corey Jay Myers | Commonwealth Financial Network national BD | Universal Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2025 | Dec 9, 2025 |
| Dominic Edward Benetti | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Dec 1, 2025 |
| Jeffrey Mccabe | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Nov 28, 2025 |
| Christopher Thomas Sauve | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Dec 1, 2025 |
| Jeffrey David Edmonds | Commonwealth Financial Network national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 2, 2025 |
| Amanda Christine Hanley | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 1, 2025 |
| Raymond James Krusic | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 1, 2025 |
| Ivy Hope Menchel | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 1, 2025 |
| Russell J Olson | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 1, 2025 |
| Christopher Michael Lamal | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 1, 2025 |
| Scott Edward Wilkinson | Commonwealth Financial Network national BD | Summit Wealth Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2025 | Feb 12, 2026 (73 d) |
| David Kemmerer | Commonwealth Financial Network national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2025 | Dec 2, 2025 |
| John Kevin Best | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 1, 2025 |
| Brian Grant Craig | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 9, 2025 |
| Lorry Herdel Robertson | Commonwealth Financial Network national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 1, 2025 | Feb 24, 2026 (85 d) |
| Nicole Davison Krusic | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 1, 2025 |
| Kay Pfleghardt | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 1, 2025 |
| Ryan James Spiering | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 1, 2025 |
| Brandon Michael Cox | Commonwealth Financial Network national BD | Coastline Complete Wealth LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 28, 2025 | Dec 1, 2025 |
| Jordan Andrew Bryant | Commonwealth Financial Network national BD | Coastline Complete Wealth LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 28, 2025 | Dec 1, 2025 |
| Dalton Lee Nicely | Commonwealth Financial Network national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Apr 13, 2026 (139 d) |
| Carrie Coghill | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 20, 2025 |
| Michael W Cooley | Commonwealth Financial Network national BD | D.B. Root & Company, Inc. unclassified | Other | Nov 20, 2025 | Feb 6, 2006 |
| Shana Bielich | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 19, 2025 |
| Alecia Lauretta Modahl | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 21, 2025 |
| Kristen Marie Hemmings | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 19, 2025 |
2,250 moves match.