DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Waddell & Reed

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel V. RudibaughWaddell & Reed otherJ.P. Morgan Securities LLC wirehouseOtherAug 17, 2017Sep 29, 2017 (43 d)
Jessica Leigh StanleyWaddell & Reed otherAvior Wealth Management, LLC independent RIAOtherAug 17, 2017Aug 12, 2019 (725 d)
Timothy Jay WoodsWaddell & Reed otherAmeriprise Financial Services, LLC national BDOtherAug 16, 2017Aug 4, 2017
Brian Edward HaleWaddell & Reed otherFinancial Advocates Investment Management otherOtherAug 15, 2017Aug 8, 2017
John Michael ComerWaddell & Reed otherRaymond James Financial Services Advisors, Inc otherOtherAug 14, 2017Aug 17, 2017
Dustin Jay ZuckWaddell & Reed otherWells Fargo Advisors wirehouseOtherAug 14, 2017Sep 8, 2017
Nicole Louise RobertsWaddell & Reed otherUnited Planners' Financial Services Of America A Limited Partner otherOtherAug 14, 2017Aug 8, 2017
Wade BilbreyWaddell & Reed otherProvident Wealth Management, LLC otherOtherAug 10, 2017Oct 30, 2017 (81 d)
Jason Allan GilmanWaddell & Reed otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 9, 2017Mar 15, 2022 (1679 d)
Lotay YangWaddell & Reed otherBlack Card Circle state registeredOtherAug 9, 2017Jan 8, 2018 (152 d)
Rex WangWaddell & Reed otherPruco Securities, LLC BD affiliatedOtherAug 9, 2017Dec 12, 2017 (125 d)
Yuliya Vladimirovna WissWaddell & Reed otherRaymond James Financial Services Advisors, Inc otherOtherAug 8, 2017Nov 16, 2017 (100 d)
Terrence Michael Sterling HassanallyWaddell & Reed otherCommonwealth Financial Network national BDOtherAug 8, 2017Aug 3, 2017
Scott David KellyWaddell & Reed otherWells Fargo Advisors wirehouseOtherAug 1, 2017Jul 31, 2017
Todd Freeman HomerWaddell & Reed otherFinancial Advocates Investment Management otherOtherJul 28, 2017Jul 26, 2017
James Mark MorrisonWaddell & Reed otherFinancial Advocates Investment Management otherOtherJul 28, 2017Sep 12, 2017 (46 d)
Andres LuceroWaddell & Reed otherFinancial Advocates Investment Management otherOtherJul 28, 2017Oct 2, 2017 (66 d)
Robert Ellison MeansWaddell & Reed otherCuna Brokerage Services, Inc. otherOtherJul 27, 2017Aug 15, 2017
Jerry Eldon MilliganWaddell & Reed otherAmeriprise Financial Services, LLC national BDOtherJul 26, 2017Jul 21, 2017
Kenneth Bret RichardsonWaddell & Reed otherVoya Financial Advisors, Inc. otherOtherJul 21, 2017Jul 20, 2017
Eric Anthony MeskoWaddell & Reed otherSequoia Wealth Management, LLC otherOtherJul 20, 2017Jul 17, 2017
Mark Anthony NehraWaddell & Reed otherBdfs Capital LLC independent RIAOtherJul 20, 2017Jul 20, 2017
Lindsey Marie CiarroccaWaddell & Reed otherHornor, Townsend & Kent, LLC otherOtherJul 19, 2017Nov 30, 2017 (134 d)
Elwis JohnsonWaddell & Reed otherEdward Jones national BDOtherJul 17, 2017Jul 24, 2017
Duncan Tyrel SandlinWaddell & Reed otherZero Day Capital Enterprises LLC independent RIAOtherJul 7, 2017Jun 10, 2026 (3260 d)
Christopher Tammany CuneoWaddell & Reed otherWells Fargo Advisors wirehouseOtherJul 7, 2017Jul 6, 2017
Richard Dean ShupickWaddell & Reed otherOneamerica Securities, Inc. otherOtherJul 6, 2017Aug 16, 2017 (41 d)
Angia M McgeorgeWaddell & Reed otherNationwide Investment Advisors, LLC otherOtherJul 5, 2017Jan 16, 2018 (195 d)
Shannon Patricia SchiebelWaddell & Reed otherJ.P. Morgan Securities LLC wirehouseOtherJul 5, 2017Jul 11, 2017
Kyle ThompsonWaddell & Reed otherLeetown Advisors state registeredOtherJul 5, 2017Aug 28, 2017 (54 d)
Wesley Lowell HazelriggWaddell & Reed otherWealthcare Advisory Partners LLC otherOtherJul 3, 2017Jun 30, 2017
Andrew Abraham KleinWaddell & Reed otherParamount Associates Wealth Management no RAUMOtherJun 30, 2017Jun 26, 2017
Robert Scott TremlettWaddell & Reed otherParamount Associates Wealth Management no RAUMOtherJun 30, 2017Jun 26, 2017
Branden Casey FairclothWaddell & Reed otherParamount Associates Wealth Management no RAUMOtherJun 30, 2017Jun 30, 2017
Jeffrey Michael SteinerWaddell & Reed otherLPL Financial LLC otherOtherJun 29, 2017Jun 23, 2017
James William PeaveyWaddell & Reed otherRubinbrown Advisors LLC otherOtherJun 29, 2017Aug 15, 2017 (47 d)
Daniel Kenneth SmithWaddell & Reed otherWfa Asset Management Corp otherOtherJun 29, 2017Jun 26, 2017
Ryan Louis PittsWaddell & Reed otherSilver Oak Securities, Inc. otherOtherJun 28, 2017Jun 21, 2017
Christopher Hays WilkinsonWaddell & Reed otherIntegrity Alliance, LLC otherOtherJun 27, 2017Sep 12, 2017 (77 d)
Shawn Charles ShubatWaddell & Reed otherInvest Financial Corporation otherOtherJun 22, 2017Oct 30, 2017 (130 d)
Dustin Wayne KennedyWaddell & Reed otherGreenleaf Financial Network, LLC independent RIAOtherJun 21, 2017Jun 28, 2017
Christopher Michael SchommerWaddell & Reed otherLPL Financial LLC otherOtherJun 21, 2017Oct 11, 2017 (112 d)
Charles Allen YoungWaddell & Reed otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 20, 2017Jun 10, 2019 (720 d)
Sean M. MyersWaddell & Reed otherFifth Third Securities, Inc. BD affiliatedOtherJun 19, 2017Jan 16, 2018 (211 d)
Tyler Lawrence ClarkWaddell & Reed otherMML Investors Services, LLC otherOtherJun 13, 2017Aug 18, 2017 (66 d)
James F. BarretteWaddell & Reed otherValic Financial Advisors, Inc. otherOtherJun 9, 2017Sep 26, 2017 (109 d)
Ann ZlamalWaddell & Reed otherPruco Securities, LLC BD affiliatedOtherJun 9, 2017Mar 13, 2019 (642 d)
Leo Craig LeschWaddell & Reed otherWoodbury Financial Services, Inc. otherOtherJun 5, 2017Jun 1, 2017
Ronald Spenser GarrisonWaddell & Reed otherTd Ameritrade Investment Management, LLC otherOtherJun 2, 2017Jun 12, 2017
Michael William HomerWaddell & Reed otherFinancial Advocates Investment Management otherOtherJun 1, 2017May 31, 2017
Howard DouglasWaddell & Reed otherPark Avenue Securities LLC otherOtherJun 1, 2017Aug 11, 2017 (71 d)
Susan Michelle KrogerWaddell & Reed otherIntentional Finance, LLC no RAUMOtherMay 31, 2017May 26, 2017
Kathleen Diane HaydenWaddell & Reed otherAmeriprise Financial Services, LLC national BDOtherMay 31, 2017May 26, 2017
Donna Lumpkin ZoellerWaddell & Reed otherSmith Moore & Co. otherOtherMay 31, 2017May 31, 2017
Ann Judith ShubertWaddell & Reed otherIntentional Finance, LLC no RAUMOtherMay 31, 2017May 30, 2017
Jeffrey S BallekWaddell & Reed otherCrown Capital Securities, L.P. otherOtherMay 26, 2017May 25, 2017
Matthew J JenkinsWaddell & Reed otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 26, 2017Jul 7, 2017 (42 d)
Laurence Mark FotschWaddell & Reed otherCentaurus Financial, Inc. otherOtherMay 25, 2017May 22, 2017
Darren Christopher PortWaddell & Reed otherSpire Wealth Management, LLC otherOtherMay 23, 2017Jun 2, 2017
Forbes Michael RobinsonWaddell & Reed otherFinancial Advocates Investment Management otherOtherMay 18, 2017May 22, 2017
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2,486 moves match.