DFX Intelligence
Advisor moves
Departures from Waddell & ReedWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,486 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kirby Charles Brown | Waddell & Reed other | LPL Financial LLC other | Other | Dec 8, 2003 | Jan 2, 2014 (3678 d) |
| Brian Lee Ohnoutka | Waddell & Reed other | Investment Professionals, Inc. other | Other | Nov 21, 2003 | Oct 8, 2007 (1417 d) |
| Robert Timothy Gump | Waddell & Reed other | Usaa Financial Planning Services no RAUM | Other | Nov 20, 2003 | Apr 27, 2005 (524 d) |
| Eric Matthew Tillotson | Waddell & Reed other | Cetera Investment Services LLC other | Other | Nov 20, 2003 | Sep 29, 2008 (1775 d) |
| Mark John Posey | Waddell & Reed other | Osaic Institutions, Inc. other | Other | Nov 13, 2003 | Aug 7, 2008 (1729 d) |
| Richard Martin Ellington | Waddell & Reed other | Eastern Point Advisors Inc. unclassified | Other | Nov 11, 2003 | Nov 5, 2003 |
| Kris Michael Moos | Waddell & Reed other | Fsc Securities Corporation other | Other | Nov 5, 2003 | Nov 4, 2003 |
| Craig Robert Whitbeck | Waddell & Reed other | Commonwealth Financial Network national BD | Other | Nov 3, 2003 | Oct 31, 2003 |
| Floreid Eva Walker | Waddell & Reed other | Sagepoint Financial, Inc. other | Other | Oct 30, 2003 | Aug 7, 2006 (1012 d) |
| Christopher Allen Mccauley | Waddell & Reed other | Quick & Reilly, Inc. unclassified | Other | Oct 30, 2003 | Nov 5, 2003 |
| Yu-San Lee Mebane | Waddell & Reed other | LPL Financial LLC other | Other | Oct 29, 2003 | Aug 21, 2008 (1758 d) |
| Timothy Howard Mebane | Waddell & Reed other | LPL Financial LLC other | Other | Oct 28, 2003 | Oct 27, 2003 |
| Amy Hilda Kiley | Waddell & Reed other | Voya Financial Advisors, Inc. other | Other | Oct 24, 2003 | Mar 15, 2004 (143 d) |
| Victor M. Valle | Waddell & Reed other | Wells Fargo Investments, LLC unclassified | Other | Oct 22, 2003 | May 26, 2004 (217 d) |
| Chester H Wortham | Waddell & Reed other | Equitable Advisors, LLC national BD | Other | Oct 15, 2003 | Feb 18, 2004 (126 d) |
| Daniel Anton Vieland | Waddell & Reed other | Citizens Securities, Inc. other | Other | Oct 15, 2003 | Sep 27, 2006 (1078 d) |
| Michelle Medleycott Joyce | Waddell & Reed other | Stout Wealth Advisory Group, LLC state registered | Other | Oct 14, 2003 | Aug 12, 2004 (303 d) |
| Christopher Michael Giroux | Waddell & Reed other | Sterne, Agee & Leach, Inc. unclassified | Other | Oct 13, 2003 | Feb 10, 2004 (120 d) |
| Matthew Antonio Fatz | Waddell & Reed other | Sei Investments Management Corp other | Other | Oct 9, 2003 | Jan 10, 2011 (2650 d) |
| Michael Amundson | Waddell & Reed other | Edward Jones national BD | Other | Oct 8, 2003 | Sep 19, 2007 (1442 d) |
| Nicholas Allen Neff | Waddell & Reed other | Nations Financial Group, Inc. other | Other | Oct 7, 2003 | May 20, 2004 (226 d) |
| Brian Chance Hooper | Waddell & Reed other | Edward Jones national BD | Other | Oct 6, 2003 | Apr 27, 2005 (569 d) |
| Shannon Melissa Linder | Waddell & Reed other | Smith Hayes Advisers Inc other | Other | Sep 29, 2003 | Oct 3, 2003 |
| Emily C Palmer | Waddell & Reed other | LPL Financial LLC other | Other | Sep 17, 2003 | Aug 22, 2005 (705 d) |
| Arthur Jesse Cantu | Waddell & Reed other | State Farm Investment Management Corp. asset manager | Other | Sep 16, 2003 | Sep 25, 2018 (5488 d) |
| Jeffery Ryan Bickel | Waddell & Reed other | Banc Of America Investment Services, Inc. unclassified | Other | Sep 11, 2003 | Jul 8, 2004 (301 d) |
| Randy Allan Olfers | Waddell & Reed other | Advisors Asset Management, Inc. other | Other | Sep 8, 2003 | Oct 25, 2004 (413 d) |
| Jason Matthew Kirke | Waddell & Reed other | 1717 Capital Management Company unclassified | Other | Sep 4, 2003 | Sep 22, 2003 |
| Mark Fleming | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 29, 2003 | Sep 3, 2003 |
| Michael Joseph Ciccone | Waddell & Reed other | Blue Vase Securities, LLC unclassified | Other | Aug 25, 2003 | Feb 1, 2005 (526 d) |
| Camy Bronwyn Toth | Waddell & Reed other | Citigroup Global Markets Inc. other | Other | Aug 18, 2003 | Sep 15, 2003 |
| Richard David Derafelo | Waddell & Reed other | Financial West Group other | Other | Aug 15, 2003 | Aug 15, 2003 |
| Matthew Allen Stout | Waddell & Reed other | Stout Wealth Advisory Group, LLC state registered | Other | Aug 11, 2003 | Jun 9, 2009 (2129 d) |
| Michael James Hetrick | Waddell & Reed other | New England Securities Corporation other | Other | Aug 5, 2003 | Nov 14, 2003 (101 d) |
| Roger Gregg Boone | Waddell & Reed other | LPL Financial LLC other | Other | Jul 30, 2003 | Jul 29, 2003 |
| James Michael Hill | Waddell & Reed other | Sterne, Agee & Leach, Inc. unclassified | Other | Jul 21, 2003 | Jan 23, 2004 (186 d) |
| Anthony James Apostolidis | Waddell & Reed other | LPL Financial LLC other | Other | Jul 18, 2003 | Jul 17, 2003 |
| Christian Phillips | Waddell & Reed other | LPL Financial LLC other | Other | Jul 9, 2003 | Jul 1, 2003 |
| Gus Arvin Sharp | Waddell & Reed other | Voya Financial Advisors, Inc. other | Other | Jul 9, 2003 | Sep 26, 2003 (79 d) |
| David Christian Phillips | Waddell & Reed other | LPL Financial LLC other | Other | Jul 9, 2003 | Jul 30, 2003 |
| Farzana Clara Sultana | Waddell & Reed other | Citicorp Investment Services unclassified | Other | Jul 2, 2003 | Jun 22, 2004 (356 d) |
| Erwin Lynn Staples | Waddell & Reed other | Banc One Securities Corporation unclassified | Other | Jul 1, 2003 | Jun 25, 2003 |
| Eric Allen Jacobsmeyer | Waddell & Reed other | Jacobsmeyer Consulting LLC unclassified | Other | Jun 20, 2003 | Feb 27, 2010 (2444 d) |
| Angela Sue Schueman | Waddell & Reed other | LPL Financial LLC other | Other | Jun 19, 2003 | Jul 8, 2003 |
| Jared Hendrik Copinga | Waddell & Reed other | USA Financial Securities LLC other | Other | Jun 19, 2003 | Nov 10, 2003 (144 d) |
| Steven Patrick Faggiolly | Waddell & Reed other | Transamerica Financial Advisors, LLC other | Other | Jun 18, 2003 | Jun 13, 2003 |
| Brandon L Enriquez | Waddell & Reed other | Citigroup Global Markets Inc. other | Other | Jun 17, 2003 | May 4, 2004 (322 d) |
| Jon David Coppola | Waddell & Reed other | Banc Of America Investment Services, Inc. unclassified | Other | Jun 12, 2003 | Nov 16, 2004 (523 d) |
| Janet Kay Anderson | Waddell & Reed other | Sagepoint Financial, Inc. other | Other | Jun 10, 2003 | Nov 8, 2005 (882 d) |
| Gregory Paul Zitko | Waddell & Reed other | The Private Family Advisors, LLC state registered | Other | Jun 2, 2003 | Mar 29, 2017 (5049 d) |
| Steven Martin Collins | Waddell & Reed other | First Trust Advisors LP asset manager | Other | May 29, 2003 | Apr 6, 2020 (6157 d) |
| Mary C Slane | Waddell & Reed other | Sterne Agee Investment Advisor Services, Inc. other | Other | May 28, 2003 | May 23, 2003 |
| Brendon John Mostek | Waddell & Reed other | MML Investors Services, LLC other | Other | May 21, 2003 | Dec 18, 2003 (211 d) |
| Johan Maurits Oeyen | Waddell & Reed other | Morgan Stanley Dw Inc. unclassified | Other | May 15, 2003 | Dec 2, 2003 (201 d) |
| Brian K Carlisle | Waddell & Reed other | Van Kampen Advisors Inc unclassified | Other | May 15, 2003 | Jun 1, 2005 (748 d) |
| Jesse Allen Uhlorn | Waddell & Reed other | Cetera Advisor Networks LLC other | Other | May 14, 2003 | Jan 26, 2016 (4640 d) |
| Lee Alan Cumming | Waddell & Reed other | Morgan Stanley Dw Inc. unclassified | Other | May 12, 2003 | Apr 30, 2003 |
| Neil Thomas Hartzog | Waddell & Reed other | Voya Financial Advisors, Inc. other | Other | May 9, 2003 | May 5, 2003 |
| Cameron Earl Rice | Waddell & Reed other | Voya Financial Advisors, Inc. other | Other | May 9, 2003 | May 5, 2003 |
| Timothy Michael Sepich | Waddell & Reed other | Sunamerica Securities, Inc. unclassified | Other | May 7, 2003 | Aug 18, 2005 (834 d) |