DFX Intelligence
Advisor moves
Arrivals at Park Avenue Securities LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,289 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew David O'Brien | Edward Jones national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2018 | Dec 12, 2018 (160 d) |
| John T Driscoll | Wells Fargo Advisors wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 3, 2018 | Jun 29, 2018 |
| Spencer Hong Tai Dung | Foresters Advisory Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2018 | Jun 29, 2018 |
| Meggan Quick Pierce | First Command Advisory Services BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2018 | Jul 2, 2018 |
| Matthew Robert Costa | Surepath Wealth Management unclassified | Park Avenue Securities LLC BD affiliated | Other | Jun 22, 2018 | Mar 1, 2019 (252 d) |
| Nicholas Ippolito | Calton & Associates, Inc. independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 20, 2018 | Jun 13, 2018 |
| Frances Worthington | Esi Financial Advisors BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2018 | Aug 9, 2018 (52 d) |
| Amber M Amidon | Cadaret Grant & Co Inc independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 13, 2018 | Jun 27, 2018 |
| Daniel A. Roberts | Nationwide Securities, LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | Jun 12, 2018 | Jun 20, 2018 |
| Colin Ryan Prestesater | D.A. Davidson & Co. independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2018 | May 13, 2019 (336 d) |
| Kurt W Zipp | Waddell & Reed BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2018 | May 31, 2018 |
| Luke Elvin Joseph Will | Waddell & Reed BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2018 | May 31, 2018 |
| Jeffery Keith Belzeski | Woodbury Financial Services, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2018 | Jul 28, 2020 (785 d) |
| Brian Kenneth Grabinski | Cri Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2018 | Jun 19, 2018 |
| Brian Kenneth Grabinski | Securian Financial Services, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2018 | Jun 19, 2018 |
| Michael Timothy Engler | Equitable Advisors, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2018 | Jun 19, 2018 |
| Michael E Newins | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2018 | Oct 16, 2019 (517 d) |
| Andrew Thomas Roberson | Securian Financial Services, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2018 | May 4, 2018 |
| Denise J Daley | Wells Fargo Advisors wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2018 | Apr 7, 2020 (719 d) |
| Jordan Rinas | Edward Jones national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2018 | Jun 14, 2018 (57 d) |
| Clayton Albert Cornhall | LPL Financial LLC independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 11, 2018 | Apr 27, 2020 (747 d) |
| Grant Warren Wilson | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2018 | Oct 28, 2025 (2762 d) |
| Ramon Vasquez Aguirre | Lincoln Investment BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2018 | May 3, 2018 |
| Ramon Vasquez Aguirre | Capital Analysts BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2018 | May 3, 2018 |
| Herbert L Rosenberg | Northwestern Mutual Investment Services,LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | Apr 2, 2018 | Apr 12, 2018 |
| Donald P Sullivan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 27, 2018 | Apr 9, 2018 |
| Christopher D Carrano | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 15, 2018 | Apr 26, 2018 (42 d) |
| Paul Christopher Moxen | MML Investors Services, LLC other | Park Avenue Securities LLC BD affiliated | Other | Mar 15, 2018 | Apr 24, 2018 (40 d) |
| Delaszo Isaiah Smith | Equitable Advisors, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2018 | Oct 30, 2018 (229 d) |
| Samuel D Katz | Hornor, Townsend & Kent, LLC other | Park Avenue Securities LLC BD affiliated | Other | Mar 6, 2018 | Aug 21, 2018 (168 d) |
| Kyung Mee Lee | Equitable Advisors, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2018 | May 3, 2018 (62 d) |
| Wesley A Thompson | Aspire Private Capital independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2018 | Apr 11, 2018 (41 d) |
| Kory Sean Pippin | Securian Financial Services, Inc. other | Park Avenue Securities LLC BD affiliated | Other | Feb 28, 2018 | Mar 11, 2018 |
| Blaine Christopher Dahl | Securian Financial Services, Inc. other | Park Avenue Securities LLC BD affiliated | Other | Feb 28, 2018 | Mar 5, 2018 |
| Gregg A Hews | Oneamerica Securities, Inc. other | Park Avenue Securities LLC BD affiliated | Other | Feb 7, 2018 | May 8, 2018 (90 d) |
| Kenneth Clark Winegar | Equitable Advisors, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2018 | Feb 27, 2018 (32 d) |
| Michael I Guertin | Mariner independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 25, 2018 | Dec 11, 2017 |
| Andrew Blize | Principal Securities, Inc. other | Park Avenue Securities LLC BD affiliated | Other | Jan 25, 2018 | Jan 23, 2018 |
| Charles Raffus Duplechain | Hancock Whitney Investment Services Inc. other | Park Avenue Securities LLC BD affiliated | Other | Jan 25, 2018 | Apr 3, 2018 (68 d) |
| Robert Joseph Swindle | MML Investors Services, LLC other | Park Avenue Securities LLC BD affiliated | Other | Jan 23, 2018 | Mar 1, 2018 (37 d) |
| Andrew A Liss | Signator Investors, Inc. other | Park Avenue Securities LLC BD affiliated | Other | Jan 22, 2018 | Mar 1, 2018 (38 d) |
| Jonathon Alan Chalk | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2018 | Jan 3, 2018 |
| Joel Blanco Gilhang | Level Four Advisory Services other | Park Avenue Securities LLC BD affiliated | Other | Jan 4, 2018 | Jan 8, 2018 |
| Evan Robert Hays | Level Four Advisory Services other | Park Avenue Securities LLC BD affiliated | Other | Jan 4, 2018 | Jan 9, 2018 |
| James Nicholas Sarandis | Level Four Advisory Services other | Park Avenue Securities LLC BD affiliated | Other | Jan 4, 2018 | Jan 8, 2018 |
| Terry D Scipio | Northwestern Mutual Investment Services,LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | Jan 3, 2018 | Jun 26, 2018 (174 d) |
| Benjamin Timothy Hussong | Equitable Advisors, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2017 | Dec 12, 2017 |
| Lawrence S Friedman | Eagle Strategies LLC other | Park Avenue Securities LLC BD affiliated | Other | Dec 21, 2017 | Feb 9, 2018 (50 d) |
| Michael I Guertin | MML Investors Services, LLC other | Park Avenue Securities LLC BD affiliated | Other | Dec 19, 2017 | Dec 11, 2017 |
| Christopher Croy Sprague | Pruco Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2017 | Dec 7, 2017 |
| John Michael Shelton | MML Investors Services, LLC other | Park Avenue Securities LLC BD affiliated | Other | Dec 12, 2017 | Jun 12, 2018 (182 d) |
| Joel Samuel Lerner | MML Investors Services, LLC other | Park Avenue Securities LLC BD affiliated | Other | Dec 8, 2017 | Mar 1, 2018 (83 d) |
| Manuel Martinez | MML Investors Services, LLC other | Park Avenue Securities LLC BD affiliated | Other | Dec 7, 2017 | Mar 30, 2018 (113 d) |
| Edward Dale Meracle | Eagle Strategies LLC other | Park Avenue Securities LLC BD affiliated | Other | Nov 30, 2017 | Dec 21, 2017 |
| Joshua Oronce | Transamerica Financial Advisors, LLC other | Park Avenue Securities LLC BD affiliated | Other | Nov 30, 2017 | Apr 30, 2019 (516 d) |
| Paul Anthony Dickens | Sovereign Wealth Advisors LLC other | Park Avenue Securities LLC other | Other | Nov 20, 2017 | Sep 28, 2017 |
| Anne Maleva Chamberlain | MML Investors Services, LLC other | Park Avenue Securities LLC BD affiliated | Other | Nov 20, 2017 | Jan 3, 2018 (44 d) |
| Jason Taehoon Koo | Eagle Strategies LLC other | Park Avenue Securities LLC BD affiliated | Other | Nov 20, 2017 | Nov 17, 2017 |
| Nicholas R Flatness | MML Investors Services, LLC other | Park Avenue Securities LLC BD affiliated | Other | Nov 14, 2017 | Nov 29, 2017 |
| Paul L Johnson | Summit Financial Group Inc other | Park Avenue Securities LLC BD affiliated | Other | Oct 24, 2017 | Aug 15, 2023 (2121 d) |