Advisor moves

Arrivals at Fsc Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

626 moves
AdvisorFromToTypeLeftRegistered
Thomas William BehlkePan-American Investment Advisers, Inc. unclassifiedFsc Securities Corporation otherOtherApr 1, 2005Dec 5, 2005 (248 d)
Carlos Joseph HornbrookPan-American Investment Advisers, Inc. unclassifiedFsc Securities Corporation otherOtherApr 1, 2005Dec 1, 2005 (244 d)
Paul Edward FairPan-American Investment Advisers, Inc. unclassifiedFsc Securities Corporation otherOtherApr 1, 2005Dec 2, 2005 (245 d)
Joseph Richard WarrenMorgan Stanley Dw Inc. unclassifiedFsc Securities Corporation otherOtherMar 28, 2005Mar 21, 2005
Carlos Javier AvilesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFsc Securities Corporation otherOtherMar 9, 2005Nov 30, 2005 (266 d)
Lee Reuel KramerSecurities America Advisors, Inc. otherFsc Securities Corporation otherOtherFeb 18, 2005Mar 15, 2005
Scott Edmund FergusonMorgan Stanley Dw Inc. unclassifiedFsc Securities Corporation otherOtherFeb 1, 2005Jan 28, 2005
Dru C AshcraftPlacemark Investments, Inc. otherFsc Securities Corporation otherOtherJan 31, 2005Jun 27, 2008 (1243 d)
Michael Anthony CompianoOsaic Fa, Inc. otherFsc Securities Corporation otherOtherJan 21, 2005Jan 18, 2005
Patrick Haught LongSouthtrust Securities, LLC unclassifiedFsc Securities Corporation otherOtherJan 3, 2005Feb 2, 2005
Lysa Jill RothenbergCapitol Securities Management, Inc. otherFsc Securities Corporation otherOtherDec 31, 2004Jan 28, 2005
Diane Louise HallPan-American Investment Advisers, Inc. unclassifiedFsc Securities Corporation otherOtherDec 31, 2004Dec 12, 2006 (711 d)
Troy ChattertonAdvantage Capital Corporation unclassifiedFsc Securities Corporation otherOtherDec 31, 2004Jun 11, 2012 (2719 d)
Scott Gregory McmurdieOsaic Fa, Inc. otherFsc Securities Corporation otherOtherDec 31, 2004Jan 10, 2005
Patrick Ewing O'QuinOsaic Fa, Inc. otherFsc Securities Corporation otherOtherDec 31, 2004May 15, 2007 (865 d)
Troy Alonzo YoungCitigroup Global Markets Inc. otherFsc Securities Corporation otherOtherDec 6, 2004Nov 23, 2004
Gregory Patrick KlinglerPartnervest Advisory Services LLC otherFsc Securities Corporation otherOtherDec 6, 2004Dec 15, 2004
Miles Robert MillerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFsc Securities Corporation otherOtherNov 17, 2004Nov 15, 2004
William Paul DavisTransamerica Financial Advisors, LLC otherFsc Securities Corporation otherOtherOct 29, 2004Oct 28, 2004
Leslie Alexander SzarkaFinancial Planning unclassifiedFsc Securities Corporation otherOtherOct 28, 2004Dec 3, 2001
Blaine Patrick HessMorgan Stanley Dw Inc. unclassifiedFsc Securities Corporation otherOtherOct 28, 2004Oct 15, 2004
Moiz HusainCharles Schwab & Co., Inc. national BDFsc Securities Corporation otherOtherOct 11, 2004Jul 24, 2007 (1016 d)
Bryan Daniel ScottRaymond James Financial Services, Inc. unclassifiedFsc Securities Corporation otherOtherAug 19, 2004Sep 9, 2004
Robert Anthony PattiRaymond James Financial Services, Inc. unclassifiedFsc Securities Corporation otherOtherAug 12, 2004Sep 2, 2004
Joey S KatzCitigroup Global Markets Inc. otherFsc Securities Corporation otherOtherAug 11, 2004Aug 16, 2004
Connie Corina HorstkotteWaddell & Reed otherFsc Securities Corporation otherOtherJul 26, 2004Aug 2, 2004
Mitchell Paul McabeeFreedom Asset Management, Inc. unclassifiedFsc Securities Corporation otherOtherJul 22, 2004Jun 2, 2005 (315 d)
Anthony Louis SzymborskiBanc One Securities Corporation unclassifiedFsc Securities Corporation otherOtherJun 29, 2004Jun 28, 2004
Jonathan Edward FarrellAmeriprise Financial Services, LLC national BDFsc Securities Corporation otherOtherJun 23, 2004Apr 1, 2005 (282 d)
Gary Todd StringerCue Financial Group, Inc. otherFsc Securities Corporation otherOtherMay 21, 2004Jun 25, 2004 (35 d)
Derek Joseph SinaniCue Financial Group, Inc. otherFsc Securities Corporation otherOtherMay 21, 2004Jun 25, 2004 (35 d)
Timothy BuchananUBS Financial Services Inc. wirehouseFsc Securities Corporation otherOtherMay 10, 2004May 25, 2004
Kaiping Kenneth WuOsaic Fa, Inc. otherFsc Securities Corporation otherOtherApr 23, 2004Jul 26, 2004 (94 d)
Richard Patrick ArzagaOsaic Fa, Inc. otherFsc Securities Corporation otherOtherApr 22, 2004May 26, 2004 (34 d)
Michael Anthony PasvantisPruco Securities, LLC otherFsc Securities Corporation otherOtherApr 20, 2004Jul 12, 2004 (83 d)
Jeffrey Michael SkrabanPruco Securities, LLC otherFsc Securities Corporation otherOtherMar 22, 2004Feb 3, 2005 (318 d)
James Warren BakerWaddell & Reed otherFsc Securities Corporation otherOtherFeb 18, 2004Feb 17, 2004
Jeffrey Stuart LazarMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFsc Securities Corporation otherOtherJan 28, 2004Feb 12, 2004
Sandra Ann MurrayVeravest Investment Advisors, Inc. unclassifiedFsc Securities Corporation otherOtherJan 12, 2004Apr 8, 2004 (87 d)
Joseph John GiangiulioCetera Advisor Networks LLC otherFsc Securities Corporation otherOtherDec 31, 2003Jan 5, 2004
Eric Dean RolshovenRocky Mountain Financial Advisors LLC unclassifiedFsc Securities Corporation otherOtherDec 31, 2003Jun 22, 1995
Lois Rebecca StoufferCorless & Associates, LLC unclassifiedFsc Securities Corporation otherOtherDec 31, 2003Jan 5, 2004
Geral Jean SmithGunnallen Financial, Inc unclassifiedFsc Securities Corporation otherOtherDec 31, 2003Nov 13, 2007 (1413 d)
John William SheaVeravest Investment Advisors, Inc. unclassifiedFsc Securities Corporation otherOtherDec 19, 2003Jan 13, 2004
Steven Lewis StillmanVestax Securities Corporation unclassifiedFsc Securities Corporation otherOtherDec 12, 2003Dec 1, 2003
Donald Alan MercurioInvestacorp Advisory Services Inc otherFsc Securities Corporation otherOtherNov 24, 2003Oct 28, 2003
Michael Luke WholehanIntervest International, Inc. otherFsc Securities Corporation otherOtherNov 14, 2003Nov 14, 2003
Kris Michael MoosWaddell & Reed otherFsc Securities Corporation otherOtherNov 5, 2003Nov 4, 2003
James John HorstEquitable Advisors, LLC national BDFsc Securities Corporation otherOtherNov 3, 2003Oct 29, 2003
Anthony Shia VargoLegend Financial Advisors Inc otherFsc Securities Corporation otherOtherOct 31, 2003Jun 17, 2005 (595 d)
Theodore Richard ArchPark Avenue Securities LLC otherFsc Securities Corporation otherOtherOct 29, 2003Oct 29, 2003
Rodney David PotratzEquitable Advisors, LLC national BDFsc Securities Corporation otherOtherOct 13, 2003Oct 24, 2003
Brett Matthew RamseyTransamerica Financial Advisors, LLC otherFsc Securities Corporation otherOtherSep 29, 2003Sep 24, 2003
Mark Gus MckimminsInvestacorp Advisory Services Inc otherFsc Securities Corporation otherOtherSep 24, 2003Sep 9, 2003
David Edward SiegelWells Fargo Advisors wirehouseFsc Securities Corporation otherOtherSep 19, 2003Sep 24, 2003
David Gerard LutschRe-Direct Securities Corp unclassifiedFsc Securities Corporation otherOtherSep 3, 2003Oct 25, 2011 (2974 d)
Keith Richard JonesRe-Direct Securities Corp unclassifiedFsc Securities Corporation otherOtherSep 3, 2003Sep 18, 2009 (2207 d)
Brian Scott ThomasUBS Financial Services Inc. wirehouseFsc Securities Corporation otherOtherAug 19, 2003Aug 8, 2003
Robert Lewis KlingensmithAmeriprise Financial Services, LLC national BDFsc Securities Corporation otherOtherAug 19, 2003Dec 17, 2003 (120 d)
Bradley HarschWells Fargo Advisors wirehouseFsc Securities Corporation otherOtherJul 25, 2003Aug 18, 2003
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