DFX Intelligence
Advisor moves
Arrivals at Vanguard Advisers, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,050 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Stephen Vosskuhler | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2021 | Jul 14, 2021 (105 d) |
| Brandon Clinton Cedric Pope | Usaa Investment Services Company no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Mar 25, 2021 | Apr 12, 2021 |
| Felipe Andre Zegarra | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 24, 2021 | Aug 30, 2021 (159 d) |
| Timothy Nolan Donahue | Hornor, Townsend & Kent, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2021 | Jan 7, 2022 (294 d) |
| Simon Alexander Cain | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2021 | Aug 19, 2021 (157 d) |
| Avner Israel | First Command Advisory Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2021 | Mar 26, 2021 |
| Dale Aaron Gambell | Usaa Investment Services Company no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Mar 10, 2021 | May 3, 2021 (54 d) |
| Phillip Daniel Quinn | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 3, 2021 | Mar 15, 2021 |
| Eric Tiller | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 3, 2021 | Mar 25, 2021 |
| Logan Douglas Shuping | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2021 | Jan 12, 2026 (1777 d) |
| Nannette Leigh Sabo | Texas Financial Advisory independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2021 | Apr 20, 2022 (415 d) |
| Cynthia Lynn Youngcourt | Affinity Wealth Management LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2021 | May 4, 2021 (64 d) |
| Jonathan Edward Kahrs | Interactive Wealth Advisors state registered | Vanguard Advisers, Inc. BD affiliated | Other | Feb 28, 2021 | Dec 14, 2021 (289 d) |
| Stephen Joseph Schwanke | Mutual Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2021 | Mar 2, 2021 |
| James Sadleir | Drive Wealth Advisers independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2021 | May 4, 2021 (69 d) |
| Christopher Michael Gibbons | Eisneramper Wealth Management & Corporate Benefits, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 23, 2021 | Dec 20, 2021 (300 d) |
| William Kerry Morgan | Trunorth Advisors independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2021 | Mar 10, 2021 |
| Spencer Orr | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2021 | Sep 14, 2021 (218 d) |
| Stephen Mitchell Jesse | Cetera Investment Advisers LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2021 | Mar 24, 2021 (49 d) |
| Clifford Andrew Brockmann | Ernst & Young Investment Advisers Llp no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Feb 2, 2021 | Mar 3, 2021 |
| Anthony Price | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2021 | Feb 4, 2021 |
| Catherine Mcclaine Martin | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2021 | Apr 29, 2021 (104 d) |
| Babak G Haghighi | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2021 | Feb 17, 2021 (35 d) |
| Nathaniel David Haberlein | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2021 | Feb 26, 2021 (44 d) |
| Christian Anthony Pipkin | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2021 | Feb 26, 2021 (44 d) |
| Lily Linh Huang | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2021 | Apr 25, 2022 (468 d) |
| Jerome John Wojnicki | Td Ameritrade, Inc. no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Jan 11, 2021 | Feb 22, 2021 (42 d) |
| Samuel Soderman | Td Ameritrade, Inc. no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Jan 11, 2021 | Aug 30, 2021 (231 d) |
| Raaj Arvind Gupta | Td Ameritrade, Inc. no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Jan 11, 2021 | Apr 7, 2022 (451 d) |
| Cameron Allen Mack | Td Ameritrade, Inc. no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Jan 11, 2021 | Mar 2, 2021 (50 d) |
| Michael Murphy Lutz | Td Ameritrade, Inc. no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Jan 11, 2021 | Apr 23, 2021 (102 d) |
| Carlos Benitez | Securian Financial Services, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2021 | May 5, 2021 (114 d) |
| Nama S Soukouna | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2021 | Feb 4, 2021 |
| Michelle Linne Best | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2021 | Feb 3, 2021 |
| Stephen Mckim Elliker | Compass Ion Advisors, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 4, 2021 | Feb 9, 2021 (36 d) |
| Jeremy Vaughn Mitchell | Pnc Managed Account Solutions, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2021 | Jan 28, 2021 |
| Andrew Wade Dupont | Td Ameritrade Investment Management, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2020 | Mar 27, 2023 (816 d) |
| Brent Robert Regaldi | Nomura Investment Management Business Trust other | Vanguard Advisers, Inc. BD affiliated | Other | Dec 31, 2020 | Aug 20, 2021 (232 d) |
| John Anthony Bruno | Mercer Global Advisors Inc. independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2020 | Dec 12, 2022 (711 d) |
| Shameka Sherell Roberts | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 22, 2020 | Jul 1, 2021 (191 d) |
| Anna Stastny Keisler | Sg Financial Advisors, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2020 | Jul 29, 2025 (1681 d) |
| John Patrick Collins | Oberweis Asset Management Inc other | Vanguard Advisers, Inc. BD affiliated | Other | Dec 15, 2020 | Dec 15, 2020 |
| Max Thomas Hancock | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2020 | Dec 24, 2020 |
| William Charles Snyder | Avantax Advisory Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2020 | Nov 20, 2025 (1812 d) |
| Thomas Andrew Dillmann | Northwestern Mutual Investment Services,LLC no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Dec 1, 2020 | Dec 18, 2020 |
| Austin James Bell | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2020 | Jul 30, 2021 (247 d) |
| Timothy Michael Cody | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 24, 2020 | Sep 3, 2021 (283 d) |
| Thomas Matthew Licwinko | Bb&T Securities, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Feb 24, 2021 (92 d) |
| Jack Yale | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Nov 25, 2020 |
| Daniel Roy Vinton | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Nov 25, 2020 |
| Bryan Michael Welborn | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Dec 2, 2020 |
| Daniel L. Brown | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Dec 16, 2020 (33 d) |
| Robert Allen Cox | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Mar 12, 2021 (119 d) |
| Jake West | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Dec 9, 2020 |
| John William Wagner | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Dec 1, 2020 |
| Jesse Sven Danielson | Raymond James & Associates, Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2020 | Mar 4, 2021 (114 d) |
| Eric James Cassel | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 10, 2020 | Mar 16, 2022 (491 d) |
| Joseph David Neal | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 5, 2020 | Dec 4, 2020 |
| Kenneth Morgan Rush | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2020 | Dec 3, 2020 |
| Juan Carlos Magana | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2020 | Dec 8, 2020 (51 d) |