| James Stuart Linderer | Waddell & Reed BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 23, 2021 | Aug 26, 2021 |
| Joanna Rachel Season | Waddell & Reed BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 23, 2021 | Nov 29, 2021 (98 d) |
| Monica Dresser | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 20, 2021 | Aug 31, 2021 |
| Bryan Corbitt | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 18, 2021 | Sep 23, 2021 (36 d) |
| Nathanael Breitenberg | LPL Financial LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 18, 2021 | Aug 25, 2021 |
| William David Robuck | Blackgem Advisors, LLC unclassified | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 17, 2021 | Feb 15, 2023 (547 d) |
| Eric Christopher Restrepo | Sowell Management independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 16, 2021 | Apr 26, 2022 (253 d) |
| Benjamin John Zimmer | Risk Paradigm Group, LLC asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 13, 2021 | Nov 4, 2021 (83 d) |
| Jason Gray Anderson | Cetera Investment Advisers LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 12, 2021 | Sep 8, 2021 |
| Benjamin Uphoff | Thrivent Advisor Network, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 10, 2021 | Jan 1, 2026 (1605 d) |
| Karrisa Marinez | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 9, 2021 | Oct 6, 2021 (58 d) |
| Schanice Lanae' Staples | Cetera Investment Advisers LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 5, 2021 | Sep 14, 2021 (40 d) |
| Nathan Maurice Burks | Principal Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 5, 2021 | Sep 29, 2021 (55 d) |
| Tyquia Clark | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 4, 2021 | Oct 13, 2021 (70 d) |
| Jason Johnson | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 3, 2021 | Aug 17, 2021 |
| William T Fadelici | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 3, 2021 | Aug 20, 2021 |
| Abigail Williams | Stephens BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 3, 2021 | Oct 12, 2021 (70 d) |
| William Curtis Hodges | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 2, 2021 | Aug 20, 2021 |
| Muralidharan George | Transglobal Advisory, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 29, 2021 | May 2, 2022 (277 d) |
| India Elliott | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 19, 2021 | Aug 25, 2021 (37 d) |
| Daniel Brian Maude | RBC Capital Markets, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 16, 2021 | Jul 22, 2021 |
| Kelvern Chen | Td Ameritrade, Inc. no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 14, 2021 | Sep 17, 2021 (65 d) |
| Garrett Marc Ashbaugh | Hefren-Tillotson, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 8, 2021 | Sep 3, 2021 (57 d) |
| Thaddeus Andrew Niemiec | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 8, 2021 | Aug 3, 2021 |
| Kelly Dawn Lambert | Waddell & Reed BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 7, 2021 | Jul 23, 2021 |
| Bradley P Starken | USA Financial Securities LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 2, 2021 | Aug 13, 2021 (42 d) |
| Roman Berkusenko | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 1, 2021 | Aug 19, 2021 (49 d) |
| Stephen D Marcum | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 30, 2021 | Aug 19, 2021 (50 d) |
| Alexander Hull Perez | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 30, 2021 | Mar 25, 2022 (268 d) |
| Kenneth Pickett | E*Trade Capital Management, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 30, 2021 | Sep 8, 2021 (70 d) |
| Philip Michael Cujas | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 24, 2021 | Jul 8, 2021 |
| Aimee Keeney | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 22, 2021 | Jul 6, 2021 |
| Samantha Pezzute | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 22, 2021 | Jun 29, 2021 |
| Daniel August Ceschin | MML Investors Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 15, 2021 | Aug 12, 2021 (58 d) |
| Arthur Korsun | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 14, 2021 | Jan 1, 2026 (1662 d) |
| Michael Andrew Mireles | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 14, 2021 | Dec 10, 2021 (179 d) |
| Jose Ramon Alvarez | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 14, 2021 | Aug 27, 2021 (74 d) |
| Bradley Dale Hutter | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 10, 2021 | Apr 5, 2022 (299 d) |
| Katherine Marie Pierce | LPL Financial LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 9, 2021 | Jul 8, 2022 (394 d) |
| Kathleen Jo Wood | Onedigital institutional | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 9, 2021 | Jan 26, 2022 (231 d) |
| William Mccanney | Semus Wealth Partners, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 9, 2021 | Jun 21, 2021 |
| Patrick Mathias Burke | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 2, 2021 | Jul 12, 2021 (40 d) |
| Brett A Mock | Schwab Wealth Advisory, Inc. no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 1, 2021 | Jun 14, 2021 |
| Rachael Margaret Forster Linnehan | LPL Financial LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 27, 2021 | Jun 16, 2021 |
| Brendan Robert Mcmurtrie | Sorrento Pacific Financial, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 21, 2021 | Jun 23, 2021 (33 d) |
| Rodney Decker | Brookstone Capital Management LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 20, 2021 | Aug 12, 2021 (84 d) |
| David Lusso | American Century Investments Private Client Group, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 14, 2021 | Aug 13, 2021 (91 d) |
| Natasha Mcfarland | RBC Capital Markets, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 11, 2021 | Jul 2, 2021 (52 d) |
| Devlin Formey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 5, 2021 | Dec 5, 2022 (579 d) |
| Nichol Elizabeth Rogers | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 3, 2021 | Jun 9, 2021 (37 d) |
| Louis Patrick Richards | Mutual Of Omaha Investor Services, Inc. no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 3, 2021 | May 11, 2021 |
| Heather Lea Williams | Mutual Of Omaha Investor Services, Inc. no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 3, 2021 | Jul 9, 2021 (67 d) |
| Chad Michael Krahn | D.A. Davidson & Co. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 30, 2021 | Nov 2, 2021 (186 d) |
| Tyler Mann | American Century Investments Private Client Group, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 23, 2021 | May 27, 2021 (34 d) |
| Christopher Michael Rivas | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 19, 2021 | Aug 13, 2021 (116 d) |
| John Faircloth | Aspen Wealth Strategies, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 16, 2021 | May 9, 2022 (388 d) |
| Matthew Jordan Selihar | Russell Investments other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 7, 2021 | Apr 16, 2021 |
| Michael Sabra | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 6, 2021 | Aug 5, 2021 (121 d) |
| David V Cassel | Bmo Harris Financial Advisors, Inc bank affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 6, 2021 | Dec 24, 2025 (1723 d) |
| Kristi Acree | Mutual Of Omaha Investor Services, Inc. no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 5, 2021 | Apr 16, 2021 |