| Jeovany E Zelaya | Orion Portfolio Solutions, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 5, 2021 | Jan 26, 2026 (1757 d) |
| O'Zell Golden | U.S. Bancorp Advisors, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 1, 2021 | Apr 29, 2021 |
| Rob Nicholas Stone | Principal Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 31, 2021 | Feb 1, 2023 (672 d) |
| James Buckley | Eagle Strategies LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 30, 2021 | Apr 7, 2021 |
| Gregory Nelson Phillips | Osaic Institutions, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 30, 2021 | Apr 8, 2021 |
| Karina Beyda | Gwn Securities Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 26, 2021 | Jun 7, 2021 (73 d) |
| Krista Marie Belscamper | Robert W. Baird & Co. Incorporated mixed wealth | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 25, 2021 | Jan 1, 2025 (1378 d) |
| Victoria Nenchev | Cetera Investment Advisers LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 25, 2021 | Apr 7, 2021 |
| Shane Kyle Stromei | Eagle Strategies LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 17, 2021 | Apr 5, 2021 |
| Gino Russo | Ucap Americas mixed wealth | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 16, 2021 | Feb 25, 2022 (346 d) |
| Michael Charles Burroughs | Principal Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 5, 2021 | Apr 16, 2021 (42 d) |
| Catherine Coffin Cawood | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 5, 2021 | May 25, 2021 (81 d) |
| Jennifer E Reed | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 2, 2021 | Mar 19, 2021 |
| Angela Marie Thompson | RBC Capital Markets, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 2, 2021 | Jul 26, 2022 (511 d) |
| Timothy Taylor Rickey | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 26, 2021 | Jun 16, 2021 (110 d) |
| Michael Politowicz | Schwab Wealth Advisory, Inc. no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 25, 2021 | Apr 28, 2025 (1523 d) |
| Susan Margaret Herrick | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 24, 2021 | Oct 27, 2021 (245 d) |
| Robert Nicholas Lakosil | RBC Securities, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 24, 2021 | Jan 1, 2026 (1772 d) |
| James Cooper | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 24, 2021 | Apr 5, 2021 (40 d) |
| Andrew Jay Whitaker | Cambridge Investment Research Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 17, 2021 | Sep 25, 2025 (1681 d) |
| Erik Benjamin Hallenbeck | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 16, 2021 | Apr 7, 2021 (50 d) |
| Daniel Kleytman | Bmo Harris Financial Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 11, 2021 | Apr 8, 2021 (56 d) |
| Michael Eisenstadt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 8, 2021 | Mar 17, 2021 (37 d) |
| Brett J Pawelkiewicz | Redwing Financial state registered | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 4, 2021 | Apr 16, 2021 (71 d) |
| James Harrison Randall | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 4, 2021 | Aug 11, 2021 (188 d) |
| Tracy Jean Young | Raymond James Financial Services Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 27, 2021 | Jun 16, 2021 (140 d) |
| John Taylor Rhett | UBS Financial Services Inc. wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 22, 2021 | Feb 22, 2021 (31 d) |
| Jose De Jesus Lopez-Medel | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 21, 2021 | Feb 11, 2021 |
| William Douglas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 19, 2021 | Feb 25, 2021 (37 d) |
| Grace Elizabeth Beach | Sound Financial Planning, Inc. unclassified | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 18, 2021 | Mar 23, 2021 (64 d) |
| Mitchell Howard | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 15, 2021 | Feb 10, 2021 |
| Roger Lyle Beaman | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 14, 2021 | Jan 13, 2021 |
| Thomas Huffman Engelhard | Transamerica Retirement Advisors, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 12, 2021 | Jun 7, 2021 (146 d) |
| James Kirk Baird | Td Ameritrade, Inc. no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 11, 2021 | Feb 17, 2021 (37 d) |
| Jamie Dewayne Carmack | Td Ameritrade, Inc. no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 11, 2021 | Feb 16, 2021 (36 d) |
| Matthew M Anderson | Td Ameritrade Investment Management, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 11, 2021 | Jan 1, 2025 (1451 d) |
| James Robert Richards | Bmo Harris Financial Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 5, 2021 | Jan 22, 2021 |
| Kelly Ileen Jordan | Td Ameritrade Investment Management, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 31, 2020 | May 25, 2022 (510 d) |
| John Konefal | Td Ameritrade Investment Management, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 31, 2020 | Feb 3, 2021 (34 d) |
| Dea Harizaj | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 17, 2020 | Jan 27, 2021 (41 d) |
| Mary Anne Hartigan | Raymond James Financial Services Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 9, 2020 | Sep 22, 2025 (1748 d) |
| Peyton Williams | Principal Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 4, 2020 | May 26, 2021 (173 d) |
| Jeremiah Harrison Askew Kinzie | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 1, 2020 | Dec 10, 2020 |
| Brett Dries | Eagle Strategies LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 30, 2020 | Jan 4, 2021 (35 d) |
| Michelle Renee Garvens | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 25, 2020 | Jan 21, 2022 (422 d) |
| Steven Brant Rose | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 23, 2020 | Jan 12, 2022 (415 d) |
| Lindsay Griesemer | LPL Financial LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 23, 2020 | Jan 5, 2021 (43 d) |
| Joshua Patrick Puccini | Empower Advisory Group, LLC institutional | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 19, 2020 | Jun 6, 2025 (1660 d) |
| Justin Andrew Thompson Howard | Credit Union Investment Services state registered | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 19, 2020 | Dec 1, 2020 |
| Taylor Walker Kean | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 19, 2020 | Dec 11, 2020 |
| Neal Robinson | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 18, 2020 | Aug 25, 2021 (280 d) |
| John Shashaty | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 17, 2020 | Dec 14, 2020 |
| Ivelisse Perez Mcsweeney | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 16, 2020 | Dec 15, 2020 |
| Karim Bekkadja | Advice And Planning Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 13, 2020 | Nov 29, 2022 (746 d) |
| Eugene Gershman | Advice And Planning Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 13, 2020 | Mar 1, 2021 (108 d) |
| David Alfred Holloway | Advice And Planning Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 13, 2020 | Nov 13, 2020 |
| Andrew William Pryde | Advice And Planning Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 13, 2020 | May 6, 2021 (174 d) |
| Chad C Altadonna | Advice And Planning Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 13, 2020 | Dec 1, 2020 |
| James A Dunn | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 10, 2020 | Apr 29, 2021 (170 d) |
| Robin Leslie Faulkner-Harrison | Waddell & Reed BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 2, 2020 | Mar 22, 2021 (140 d) |