| Michael Joseph Ciccone | Blue Vase Securities, LLC unclassified | Cetera Advisor Networks LLC other | Other | Dec 19, 2005 | Oct 28, 2005 |
| Scott Michael Wallace | Barrington Financial Advisors, Inc. other | Cetera Advisor Networks LLC other | Other | Dec 16, 2005 | Oct 15, 1998 |
| Karen Mary Bostick | Mars National Advisors, L.L.C. unclassified | Cetera Advisor Networks LLC other | Other | Dec 2, 2005 | Nov 18, 2005 |
| Allen Ray Montgomery | Blue Vase Securities, LLC unclassified | Cetera Advisor Networks LLC other | Other | Dec 1, 2005 | Nov 16, 2005 |
| Michael Joseph Palen | Moseley Investment Management, Inc. other | Cetera Advisor Networks LLC other | Other | Nov 23, 2005 | Nov 8, 2005 |
| Peter James Conway | MML Investors Services, LLC other | Cetera Advisor Networks LLC other | Other | Nov 17, 2005 | Mar 9, 2007 (477 d) |
| Charles Roland Benway | Blue Vase Securities, LLC unclassified | Cetera Advisor Networks LLC other | Other | Nov 8, 2005 | Nov 8, 2005 |
| Roy Sherwood Greer | Blue Vase Securities, LLC unclassified | Cetera Advisor Networks LLC other | Other | Oct 28, 2005 | Oct 31, 2005 |
| Matthew Park Best | Blue Vase Securities, LLC unclassified | Cetera Advisor Networks LLC other | Other | Oct 28, 2005 | Oct 28, 2005 |
| Gary Dwayne Meeks | Zions Direct, Inc. unclassified | Cetera Advisor Networks LLC other | Other | Oct 26, 2005 | Oct 26, 2005 |
| Susan C Pokwatka | Blue Vase Securities, LLC unclassified | Cetera Advisor Networks LLC other | Other | Oct 25, 2005 | Oct 25, 2005 |
| Steven Brian Gallo | Blue Vase Securities, LLC unclassified | Cetera Advisor Networks LLC other | Other | Oct 25, 2005 | Oct 25, 2005 |
| Joseph Robert Vartanian | Blue Vase Securities, LLC unclassified | Cetera Advisor Networks LLC other | Other | Oct 25, 2005 | Oct 26, 2005 |
| Edward Charles Smith | New England Securities Corporation other | Cetera Advisor Networks LLC other | Other | Oct 20, 2005 | Nov 7, 2005 |
| Lewis Walter Race | Wells Fargo Investments, LLC unclassified | Cetera Advisor Networks LLC other | Other | Oct 17, 2005 | Aug 24, 2007 (676 d) |
| Mark Donald Mccombs | LPL Financial LLC other | Cetera Advisor Networks LLC other | Other | Sep 23, 2005 | Sep 23, 2005 |
| Steven Keith Van Wyngarden | UBS Financial Services Inc. wirehouse | Cetera Advisor Networks LLC other | Other | Sep 22, 2005 | Sep 20, 2005 |
| Cortney Shane Kitchen | UBS Financial Services Inc. wirehouse | Cetera Advisor Networks LLC other | Other | Sep 21, 2005 | Sep 26, 2005 |
| Valerie Jean Bowman | Fifth Third Securities, Inc. other | Cetera Advisor Networks LLC other | Other | Sep 12, 2005 | Oct 25, 2005 (43 d) |
| Jennifer Jae Young Baick | Citicorp Investment Services unclassified | Cetera Advisor Networks LLC other | Other | Sep 8, 2005 | Sep 20, 2007 (742 d) |
| Jose Antonio Quinones Porrata | Tower Square Securities, Inc. other | Cetera Advisor Networks LLC other | Other | Aug 30, 2005 | Nov 6, 2015 (3720 d) |
| Wayne Edward Lockwood | Merriman, LLC other | Cetera Advisor Networks LLC other | Other | Aug 29, 2005 | Jan 4, 2006 (128 d) |
| Michael Shapiro | Morgan Stanley Dw Inc. unclassified | Cetera Advisor Networks LLC other | Other | Aug 29, 2005 | Aug 15, 2007 (716 d) |
| George Michael Russell | First Montauk Securities Corp. unclassified | Cetera Advisor Networks LLC other | Other | Aug 24, 2005 | Aug 22, 2005 |
| Moses Lacour | Ffp Advisory Services Inc unclassified | Cetera Advisor Networks LLC other | Other | Aug 9, 2005 | Aug 23, 2005 |
| Michael Leland Barratt | Ameriprise Advisor Services, Inc. unclassified | Cetera Advisor Networks LLC other | Other | Jul 25, 2005 | Aug 17, 2005 |
| Dustin David Hall | LPL Financial LLC other | Cetera Advisor Networks LLC other | Other | Jul 25, 2005 | Jul 28, 2005 |
| Thomas Vance Walker | Wells Fargo Advisors wirehouse | Cetera Advisor Networks LLC other | Other | Jul 19, 2005 | Sep 23, 2005 (66 d) |
| Benedetto Tony Agostino | Wells Fargo Advisors wirehouse | Cetera Advisor Networks LLC other | Other | Jun 7, 2005 | Mar 9, 2006 (275 d) |
| Nathaniel Carver Schlotthauer | Equitable Advisors, LLC national BD | Cetera Advisor Networks LLC other | Other | Jun 6, 2005 | Aug 4, 2005 (59 d) |
| Kirk Byron Cowden | Raymond James Financial Services, Inc. unclassified | Cetera Advisor Networks LLC other | Other | May 23, 2005 | Jun 20, 2006 (393 d) |
| Kevin M Bowyer | Equitable Advisors, LLC national BD | Cetera Advisor Networks LLC other | Other | Mar 31, 2005 | May 11, 2005 (41 d) |
| Craig Michael Swan | Lincoln Investment other | Cetera Advisor Networks LLC other | Other | Mar 9, 2005 | Jun 29, 2005 (112 d) |
| Ronald Allen Freeman | Financial Network Corp unclassified | Cetera Advisor Networks LLC other | Other | Feb 8, 2005 | Jan 21, 2004 |
| Daniel Elton Burnett | Waddell & Reed other | Cetera Advisor Networks LLC other | Other | Jan 31, 2005 | Feb 14, 2005 |
| Loren Odell Camp | Tiaa-Cref Trust Company, Fsb unclassified | Cetera Advisor Networks LLC other | Other | Jan 21, 2005 | Jan 25, 2005 |
| Joseph Archie Lloyd | Waddell & Reed other | Cetera Advisor Networks LLC other | Other | Jan 21, 2005 | Jan 28, 2005 |
| Scott Nathan Brody | Cuso Financial Services, L.P. other | Cetera Advisor Networks LLC other | Other | Jan 13, 2005 | Jan 20, 2005 |
| Kyle Lee Miller | LPL Financial LLC other | Cetera Advisor Networks LLC other | Other | Jan 7, 2005 | Feb 17, 2005 (41 d) |
| Daniel P Stewart | Equitable Advisors, LLC national BD | Cetera Advisor Networks LLC other | Other | Jan 3, 2005 | Mar 23, 2011 (2270 d) |
| Scott Deon Preece | First Western Advisors other | Cetera Advisor Networks LLC other | Other | Jan 3, 2005 | Aug 31, 2006 (605 d) |
| Robert Franklin Warwick | Coastal Investment Advisors Inc unclassified | Cetera Advisor Networks LLC other | Other | Dec 31, 2004 | Jan 19, 2006 (384 d) |
| Alan Beverly Irving | Blue Vase Securities, LLC unclassified | Cetera Advisor Networks LLC other | Other | Oct 26, 2004 | Nov 30, 2005 (400 d) |
| Stephen Thomas Reh | Goldman Sachs Wealth Services, L.P. other | Cetera Advisor Networks LLC other | Other | Sep 3, 2004 | Jun 30, 2005 (300 d) |
| Robert Edward Skinner | 1st Global Advisors Inc other | Cetera Advisor Networks LLC other | Other | Aug 25, 2004 | Sep 5, 2007 (1106 d) |
| Steven Craig Henningson | Citigroup Global Markets Inc. other | Cetera Advisor Networks LLC other | Other | Aug 24, 2004 | Aug 12, 2004 |
| Justin Carter Pritchard | Waddell & Reed other | Cetera Advisor Networks LLC other | Other | Aug 19, 2004 | Mar 28, 2005 (221 d) |
| Gregory Norman | Bancwest Investment Services, Inc. (Bwis) other | Cetera Advisor Networks LLC other | Other | Jul 19, 2004 | Jul 2, 2012 (2905 d) |
| Fred David Littlejohn | Graydon-Elliot Capital, LLC unclassified | Cetera Advisor Networks LLC other | Other | Jun 1, 2004 | Jul 23, 2002 |
| Anthony Robert Dastice | First Horizon Advisors, Inc other | Cetera Advisor Networks LLC other | Other | May 24, 2004 | Jun 28, 2004 (35 d) |
| Freddy Garcia | Metlife Investment Fund Services LLC unclassified | Cetera Advisor Networks LLC other | Other | May 24, 2004 | Jun 7, 2004 |
| Kenneth Wayne Askew | LPL Financial LLC other | Cetera Advisor Networks LLC other | Other | May 13, 2004 | Apr 16, 2007 (1068 d) |
| Larry Jay Schwartz | New Century Financial Group, LLC other | Cetera Advisor Networks LLC BD affiliated | Other | Apr 5, 2004 | Mar 31, 2021 (6204 d) |
| David Paul Yahnian | Pageone Financial, Inc. other | Cetera Advisor Networks LLC other | Other | Feb 10, 2004 | Mar 11, 2004 |
| Todd Anthony Venturini | A. G. Edwards & Sons, Inc. unclassified | Cetera Advisor Networks LLC other | Other | Feb 2, 2004 | Jun 4, 2007 (1218 d) |
| Brett Charles Leach | Fsc Securities Corporation other | Cetera Advisor Networks LLC other | Other | Jan 23, 2004 | Apr 28, 2004 (96 d) |
| Ted Maitland Lukeman | Metlife Investment Fund Services LLC unclassified | Cetera Advisor Networks LLC other | Other | Jan 13, 2004 | May 4, 2010 (2303 d) |
| Kevin Tucker Davis | LPL Financial LLC other | Cetera Advisor Networks LLC other | Other | Jan 12, 2004 | Feb 9, 2004 |
| Gregory Kay Brown | Advantage Financial Strategies unclassified | Cetera Advisor Networks LLC other | Other | Dec 31, 2003 | Jan 23, 2004 |
| Cathy Irene Jackson-Gent | Raymond James Financial Services, Inc. unclassified | Cetera Advisor Networks LLC other | Other | Dec 31, 2003 | Apr 16, 2004 (107 d) |