| Jody Gunderson | Investment Centers Of America, Inc. other | Valic Financial Advisors, Inc. other | Other | Jul 24, 2009 | Dec 16, 2010 (510 d) |
| William Scott Corelle | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Valic Financial Advisors, Inc. other | Other | Jul 22, 2009 | Jun 13, 2011 (691 d) |
| Luis H Navarro | Cuna Brokerage Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Jul 20, 2009 | Aug 10, 2010 (386 d) |
| Allen David Andes | Pnc Wealth Management other | Valic Financial Advisors, Inc. other | Other | Jul 15, 2009 | Jul 13, 2011 (728 d) |
| Catherine Harstick | U.S. Bancorp Investments, Inc. other | Valic Financial Advisors, Inc. other | Other | Jul 14, 2009 | Jul 20, 2009 |
| Levarn Clay | Chase Investment Services Corp. other | Valic Financial Advisors, Inc. other | Other | Jul 7, 2009 | Sep 9, 2010 (429 d) |
| Louis Scott Mitchell | Colonial Asset Management Inc unclassified | Valic Financial Advisors, Inc. other | Other | Jul 6, 2009 | Sep 30, 2009 (86 d) |
| Nicholas R. Brown | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Jul 6, 2009 | Feb 22, 2010 (231 d) |
| John Eugene Perez | Chase Investment Services Corp. other | Valic Financial Advisors, Inc. other | Other | Jul 2, 2009 | Dec 19, 2013 (1631 d) |
| Vincent Larnell Williams | Uvest Financial Services Group, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Jun 22, 2009 | Jul 6, 2009 |
| Bradley Alan Arndt | LPL Financial LLC other | Valic Financial Advisors, Inc. other | Other | Jun 16, 2009 | Jan 5, 2010 (203 d) |
| Russell Bedore | Td Ameritrade Investment Management, LLC other | Valic Financial Advisors, Inc. other | Other | Jun 8, 2009 | Jan 28, 2010 (234 d) |
| Russell Bedore | Td Ameritrade, Inc. no RAUM | Valic Financial Advisors, Inc. other | Other | Jun 8, 2009 | Jan 28, 2010 (234 d) |
| Andrew Paul White | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Jun 3, 2009 | Apr 28, 2010 (329 d) |
| David Cook | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Jun 1, 2009 | Jun 9, 2011 (738 d) |
| Lori Darlene Powell | Guggenheim Investments other | Valic Financial Advisors, Inc. other | Other | May 29, 2009 | Apr 7, 2010 (313 d) |
| Kenneth Gregory Klages | Td Ameritrade Investment Management, LLC other | Valic Financial Advisors, Inc. other | Other | May 27, 2009 | May 26, 2009 |
| Kenneth Gregory Klages | Td Ameritrade, Inc. no RAUM | Valic Financial Advisors, Inc. other | Other | May 27, 2009 | May 26, 2009 |
| Eric Ebanks | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | May 20, 2009 | Aug 13, 2009 (85 d) |
| Collins Rolapp Jones | Wells Fargo Investments, LLC unclassified | Valic Financial Advisors, Inc. other | Other | May 19, 2009 | Jul 7, 2010 (414 d) |
| Carlo Della Mea | Asset & Financial Planning, Ltd other | Valic Financial Advisors, Inc. other | Other | May 15, 2009 | May 29, 2009 |
| John Vincent O'Connor | Securities America Advisors, Inc. other | Valic Financial Advisors, Inc. other | Other | May 13, 2009 | May 12, 2009 |
| Stephen Matthew Hughes | American General Financial Advisors, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | May 11, 2009 | Dec 22, 2017 (3147 d) |
| Peter Garzelloni | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | May 7, 2009 | May 4, 2009 |
| Jessica Lynn Laferrera | Veritrust Financial, LLC other | Valic Financial Advisors, Inc. other | Other | May 5, 2009 | May 4, 2009 |
| Kenneth Lee Knopf | 1st Global Advisors Inc other | Valic Financial Advisors, Inc. other | Other | May 1, 2009 | Apr 29, 2009 |
| Joseph Howard Spano | Msi Financial Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Apr 24, 2009 | Mar 31, 2009 |
| Megan Laura Wallace Heathcote | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. other | Other | Apr 20, 2009 | Apr 20, 2009 |
| Jason Ryan Oestreicher | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Apr 17, 2009 | Dec 4, 2009 (231 d) |
| Brian Crane Elliott | Pure Financial Advisors, LLC other | Valic Financial Advisors, Inc. other | Other | Apr 1, 2009 | Apr 2, 2009 |
| Matthew Boyce Lowery | Banc Of America Investment Services, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Mar 26, 2009 | Jul 20, 2009 (116 d) |
| Jonathan Martin Vila | Banc Of America Investment Services, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Mar 26, 2009 | Jun 1, 2009 (67 d) |
| Erin M Maynard | Fsc Securities Corporation other | Valic Financial Advisors, Inc. other | Other | Mar 16, 2009 | Aug 21, 2009 (158 d) |
| Kenneth Lee Knopf | Bentley Wealth Advisors, LLC other | Valic Financial Advisors, Inc. other | Other | Mar 13, 2009 | Apr 29, 2009 (47 d) |
| Robert M. Massey | Bb&T Investment Services, Inc. no RAUM | Valic Financial Advisors, Inc. other | Other | Mar 9, 2009 | Jun 6, 2016 (2646 d) |
| Jonathon Rogers | Deutsche Bank Securities Inc. other | Valic Financial Advisors, Inc. other | Other | Feb 24, 2009 | May 20, 2009 (85 d) |
| Keith Allan Eason | Principal Securities, Inc. other | Valic Financial Advisors, Inc. other | Other | Feb 19, 2009 | Jun 16, 2014 (1943 d) |
| Blaize N. Kaduru | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Feb 17, 2009 | Apr 27, 2009 (69 d) |
| Chad A Tsounis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Feb 17, 2009 | Mar 17, 2009 |
| David Wilfredo Vera | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Feb 13, 2009 | Jun 11, 2009 (118 d) |
| Michael John Holden | Banc Of America Investment Services, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Feb 9, 2009 | Jun 30, 2009 (141 d) |
| Robert James Hoffer | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Feb 5, 2009 | Feb 17, 2009 |
| Scott Bryant | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Feb 3, 2009 | Jun 23, 2009 (140 d) |
| Janine Diane Stubbs | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. other | Other | Jan 22, 2009 | Feb 12, 2009 |
| John C Rogers | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Jan 21, 2009 | Jan 21, 2009 |
| Bridgette D Gavagan | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Jan 14, 2009 | Mar 17, 2009 (62 d) |
| Steven Richard O Leary | Citigroup Global Markets Inc. other | Valic Financial Advisors, Inc. other | Other | Jan 7, 2009 | Dec 16, 2010 (708 d) |
| Michael Joseph Murdock | Osaic Fs, Inc. other | Valic Financial Advisors, Inc. other | Other | Dec 31, 2008 | Jan 5, 2009 |
| John Michael Hellgren | LPL Financial LLC other | Valic Financial Advisors, Inc. other | Other | Dec 31, 2008 | Nov 5, 2010 (674 d) |
| Steve Robert Bunn | Raymond James & Associates, Inc. national BD | Valic Financial Advisors, Inc. other | Other | Dec 22, 2008 | Oct 13, 2009 (295 d) |
| Derric Hoover | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Dec 22, 2008 | Feb 26, 2010 (431 d) |
| Michael Brian Kman | Bmo Harris Financial Advisors, Inc other | Valic Financial Advisors, Inc. other | Other | Dec 19, 2008 | Apr 6, 2009 (108 d) |
| Jennifer Anne Johnston | Banc Of America Investment Services, Inc. unclassified | Valic Financial Advisors, Inc. BD affiliated | Other | Dec 16, 2008 | Feb 25, 2020 (4088 d) |
| Mark Charles Sekera | Strategic Advisers LLC national BD | Valic Financial Advisors, Inc. other | Other | Dec 10, 2008 | Jan 21, 2009 (42 d) |
| Scott Thomas Turley | Umb Financial Services, Inc. no RAUM | Valic Financial Advisors, Inc. BD affiliated | Other | Dec 5, 2008 | Oct 21, 2024 (5799 d) |
| Naser M Alzer | LPL Financial LLC other | Valic Financial Advisors, Inc. other | Other | Dec 3, 2008 | Dec 2, 2008 |
| Kevin John Cornish | Ronald Blue & Co., LLC other | Valic Financial Advisors, Inc. other | Other | Nov 25, 2008 | Nov 26, 2008 |
| Ryan Paul Byrd | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Nov 13, 2008 | Mar 2, 2009 (109 d) |
| Christopher Paige Scarborough | Citigroup Global Markets Inc. other | Valic Financial Advisors, Inc. other | Other | Nov 3, 2008 | Oct 22, 2008 |
| Matthew Brice Tielker | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Oct 27, 2008 | Dec 18, 2008 (52 d) |