| Yadira Salinas Garcia | Chase Investment Services Corp. other | Fifth Third Securities, Inc. other | Other | Aug 10, 2006 | Oct 5, 2006 (56 d) |
| David John Arns | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. other | Other | Aug 8, 2006 | Jan 9, 2007 (154 d) |
| Barry Stuart Kemp | MML Investors Services, LLC other | Fifth Third Securities, Inc. other | Other | Jul 7, 2006 | Jul 11, 2006 |
| Charles Ernest Weinrich | Citicorp Investment Services unclassified | Fifth Third Securities, Inc. other | Other | Jun 30, 2006 | Jul 5, 2006 |
| William Albert Behrend | City Securities Corporation other | Fifth Third Securities, Inc. other | Other | Jun 16, 2006 | Jul 19, 2006 (33 d) |
| Jeffry Donald Cook | Bmo Harris Financial Advisors, Inc other | Fifth Third Securities, Inc. other | Other | Jun 6, 2006 | Jun 19, 2006 |
| Alan Richard Cicora | Ameriprise Advisor Services, Inc. unclassified | Fifth Third Securities, Inc. other | Other | May 19, 2006 | Nov 14, 2006 (179 d) |
| Mark Patrick Harrie | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | May 10, 2006 | Jun 20, 2008 (772 d) |
| Robert Albert Corsarie | Chase Investment Services Corp. other | Fifth Third Securities, Inc. BD affiliated | Other | May 8, 2006 | May 6, 2025 (6938 d) |
| Jorge Christian Chain | Uvest Financial Services Group, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Apr 20, 2006 | Aug 1, 2006 (103 d) |
| John James Quinn | Citicorp Investment Services unclassified | Fifth Third Securities, Inc. other | Other | Apr 20, 2006 | May 31, 2006 (41 d) |
| Philip Frank Rutigliano | Chase Investment Services Corp. other | Fifth Third Securities, Inc. other | Other | Apr 18, 2006 | Sep 16, 2009 (1247 d) |
| James Kendell Thompson | Natcity Investments, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Apr 18, 2006 | Aug 28, 2007 (497 d) |
| Gavin Christopher Dues | U.S. Bancorp Investments, Inc. other | Fifth Third Securities, Inc. other | Other | Mar 31, 2006 | Feb 5, 2007 (311 d) |
| Walter Carl Meyers | A. G. Edwards & Sons, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Feb 27, 2006 | Mar 22, 2006 |
| Vivian K Morgan | Citigroup Global Markets Inc. other | Fifth Third Securities, Inc. other | Other | Feb 7, 2006 | Mar 3, 2006 |
| Matthew E Griffin | Guggenheim Investments other | Fifth Third Securities, Inc. other | Other | Jan 11, 2006 | Jun 19, 2009 (1255 d) |
| Michael Severin Kennedy | Lasalle Financial Services, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Dec 2, 2005 | Jan 18, 2006 (47 d) |
| Bradley A Mills | Chase Investment Services Corp. other | Fifth Third Securities, Inc. other | Other | Nov 10, 2005 | Nov 16, 2005 |
| Orvil John Elia | Raymond James & Associates, Inc. national BD | Fifth Third Securities, Inc. other | Other | Nov 8, 2005 | Jun 5, 2006 (209 d) |
| Devon Frances Mcardle | Keybanc Capital Markets Inc. unclassified | Fifth Third Securities, Inc. other | Other | Nov 3, 2005 | Sep 19, 2007 (685 d) |
| Paul Nicholas Petroff | Chase Investment Services Corp. other | Fifth Third Securities, Inc. other | Other | Oct 11, 2005 | Feb 8, 2010 (1581 d) |
| Brian W Ramsey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Oct 3, 2005 | Feb 26, 2007 (511 d) |
| Michael Thomas Gillespie | Waddell & Reed other | Fifth Third Securities, Inc. other | Other | Sep 21, 2005 | Oct 14, 2005 |
| Nicholas George Razzoog | Signator Investors, Inc. other | Fifth Third Securities, Inc. other | Other | Sep 12, 2005 | Dec 21, 2005 (100 d) |
| Bryan James Havighurst | Msi Financial Services, Inc. other | Fifth Third Securities, Inc. other | Other | Sep 7, 2005 | Mar 30, 2007 (569 d) |
| Terry Alexander Wheeler | Uvest Financial Services Group, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Jul 13, 2005 | Jul 27, 2006 (379 d) |
| Kurt Edward Decker | Onb Investment Services, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Jul 6, 2005 | Oct 5, 2006 (456 d) |
| Phillip Martin Rini | Natcity Investments, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Jul 5, 2005 | Nov 15, 2005 (133 d) |
| Eric Robert Abbott | Ameriprise Advisor Services, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Jun 2, 2005 | Aug 25, 2006 (449 d) |
| Thomas Michael Wiseman | Ameriprise Advisor Services, Inc. unclassified | Fifth Third Securities, Inc. other | Other | May 18, 2005 | Aug 21, 2012 (2652 d) |
| Justin Philip Wilson | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. other | Other | May 16, 2005 | Dec 15, 2006 (578 d) |
| Michael Casey Donahue | UBS Financial Services Inc. wirehouse | Fifth Third Securities, Inc. other | Other | May 12, 2005 | Nov 18, 2005 (190 d) |
| David John Brus | Comerica Securities other | Fifth Third Securities, Inc. other | Other | Apr 25, 2005 | Feb 4, 2008 (1015 d) |
| Stephen L Paneral | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Apr 13, 2005 | Oct 11, 2005 (181 d) |
| Ameer Scott Richardson | Questar Asset Management, Inc. other | Fifth Third Securities, Inc. other | Other | Apr 13, 2005 | Sep 8, 2006 (513 d) |
| John Henseler | Lincoln Financial Distributors, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Apr 6, 2005 | Jul 23, 2009 (1569 d) |
| Laurel Ann Markley | Banc One Securities Corporation unclassified | Fifth Third Securities, Inc. other | Other | Mar 10, 2005 | Jun 1, 2005 (83 d) |
| Christine Anne Delbrocco | Invest Financial Corporation other | Fifth Third Securities, Inc. other | Other | Feb 28, 2005 | Jul 7, 2005 (129 d) |
| Gary Carl Wintermeier | Invest Financial Corporation other | Fifth Third Securities, Inc. other | Other | Feb 28, 2005 | Jan 25, 2006 (331 d) |
| Christine Ann Stine | Esi Financial Advisors other | Fifth Third Securities, Inc. other | Other | Feb 28, 2005 | Oct 29, 2007 (973 d) |
| Anthony Paul Rahrig | Money Concepts Advisory Service other | Fifth Third Securities, Inc. other | Other | Feb 24, 2005 | Aug 22, 2006 (544 d) |
| Jeffrey Scott Flamm | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. other | Other | Feb 7, 2005 | Mar 6, 2006 (392 d) |
| Stephen Wood Martin | Banc One Securities Corporation unclassified | Fifth Third Securities, Inc. other | Other | Jan 20, 2005 | Jun 8, 2015 (3791 d) |
| Stephen Franklin Laughter | MML Investors Services, LLC other | Fifth Third Securities, Inc. other | Other | Jan 14, 2005 | Feb 24, 2005 (41 d) |
| David Steven Dennerll | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Jan 12, 2005 | Jan 30, 2006 (383 d) |
| Martin Edward Wilhelmy | Esi Financial Advisors other | Fifth Third Securities, Inc. other | Other | Jan 10, 2005 | Jan 30, 2006 (385 d) |
| Neil Todd Horowitz | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. other | Other | Jan 6, 2005 | Jun 8, 2015 (3805 d) |
| Kenneth Robbins | E*Trade Capital Management, LLC other | Fifth Third Securities, Inc. other | Other | Jan 3, 2005 | Feb 17, 2005 (45 d) |
| Lisa Anne Dean | Banc One Securities Corporation unclassified | Fifth Third Securities, Inc. other | Other | Dec 17, 2004 | Feb 24, 2005 (69 d) |
| James Patrick Kapala | E*Trade Capital Management, LLC other | Fifth Third Securities, Inc. other | Other | Dec 10, 2004 | Jun 14, 2005 (186 d) |
| James Morris Smith | Morgan Keegan & Company, LLC other | Fifth Third Securities, Inc. other | Other | Dec 2, 2004 | Feb 24, 2005 (84 d) |
| Carrie L. Reynolds | Natcity Investments, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Dec 2, 2004 | Nov 16, 2005 (349 d) |
| Dennis Patrick Kiley | E*Trade Capital Management, LLC other | Fifth Third Securities, Inc. other | Other | Nov 29, 2004 | Aug 23, 2005 (267 d) |
| Mary Elizabeth Schall | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. other | Other | Nov 12, 2004 | Nov 9, 2006 (727 d) |
| James Matthew Mayes | Amsouth Investment Management Company LLC unclassified | Fifth Third Securities, Inc. other | Other | Oct 29, 2004 | Jun 3, 2005 (217 d) |
| Daniel Lee Shuck | Woodbury Financial Services, Inc. other | Fifth Third Securities, Inc. other | Other | Oct 21, 2004 | Jul 11, 2005 (263 d) |
| Richard Shu | Morgan Stanley Dw Inc. unclassified | Fifth Third Securities, Inc. other | Other | Sep 29, 2004 | Feb 16, 2005 (140 d) |
| John Anthony Vaughn | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. other | Other | Sep 27, 2004 | Apr 22, 2016 (4225 d) |
| Jaisuk Kim | Raymond James & Associates, Inc. national BD | Fifth Third Securities, Inc. other | Other | Sep 24, 2004 | Jan 25, 2005 (123 d) |