DFX Intelligence
Advisor moves
Arrivals at Vanguard Advisers, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,077 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marty Monahan | Family Wealth Partners unclassified | Vanguard Advisers, Inc. other | Other | Nov 8, 2010 | Mar 9, 2018 (2678 d) |
| Michael Dominic Croce | Traverse Wealth unclassified | Vanguard Advisers, Inc. other | Other | Oct 8, 2010 | Jul 17, 2015 (1743 d) |
| Jason Herald Lindley | Morgan Stanley wirehouse | Vanguard Advisers, Inc. other | Other | Sep 14, 2010 | May 15, 2015 (1704 d) |
| Sarah Elizabeth Hind | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. other | Other | Sep 10, 2010 | Oct 8, 2010 |
| Shawn Michael Kada | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. other | Other | Aug 4, 2010 | Aug 18, 2014 (1475 d) |
| Anthony John Licocci | Td Ameritrade, Inc. no RAUM | Vanguard Advisers, Inc. other | Other | Jun 17, 2010 | Oct 21, 2015 (1952 d) |
| Anthony John Licocci | Td Ameritrade Investment Management, LLC other | Vanguard Advisers, Inc. other | Other | Jun 17, 2010 | Oct 21, 2015 (1952 d) |
| Joshua Dennis Johnson | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2010 | Jul 28, 2026 (5888 d) |
| Jennifer Lynn Senft | Assetmark, Inc. other | Vanguard Advisers, Inc. BD affiliated | Other | May 24, 2010 | Feb 2, 2021 (3907 d) |
| Matthew Robert Peters | Edward Jones national BD | Vanguard Advisers, Inc. other | Other | Apr 29, 2010 | Mar 16, 2015 (1782 d) |
| Casimir Michael Seweryn | Seweryn Financial Planning, LLC unclassified | Vanguard Advisers, Inc. BD affiliated | Other | Mar 11, 2010 | Sep 25, 2018 (3120 d) |
| Daniel Jon Knutson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 12, 2010 | Apr 7, 2021 (4072 d) |
| Kenneth Robert Wharton | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 26, 2010 | May 31, 2019 (3412 d) |
| William Louis Asher | LPL Financial LLC other | Vanguard Advisers, Inc. BD affiliated | Other | Dec 17, 2009 | Jun 6, 2022 (4554 d) |
| Stephen Saladrigas | Waddell & Reed other | Vanguard Advisers, Inc. BD affiliated | Other | Nov 5, 2009 | Apr 2, 2025 (5627 d) |
| William John Mcbride | Objective Investment Advisors, LLC unclassified | Vanguard Advisers, Inc. BD affiliated | Other | Nov 4, 2009 | Feb 10, 2021 (4116 d) |
| Ronald Martin Saul | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. other | Other | Oct 9, 2009 | Jul 19, 2016 (2475 d) |
| Douglas Joseph Greenberg | Emmett A Larkin Company, Inc. unclassified | Vanguard Advisers, Inc. BD affiliated | Other | Aug 12, 2009 | Sep 15, 2025 (5878 d) |
| Nick Paul Catsoules | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 23, 2009 | Sep 5, 2019 (3787 d) |
| Ryan Thomas Waddell | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. other | Other | Feb 9, 2009 | Dec 13, 2017 (3229 d) |
| David Fedorka | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2009 | Oct 1, 2019 (3919 d) |
| Winston Hale Smith | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 6, 2009 | Nov 1, 2019 (3951 d) |
| Rosemary Anne Dinardo | LPL Financial LLC other | Vanguard Advisers, Inc. BD affiliated | Other | Dec 31, 2008 | Jan 3, 2020 (4020 d) |
| Valerie Lesane Rattigan | Advice And Planning Services other | Vanguard Advisers, Inc. BD affiliated | Other | Dec 31, 2008 | Sep 16, 2021 (4642 d) |
| Michael Dominic Croce | Synergy Investment Group, LLC other | Vanguard Advisers, Inc. other | Other | Dec 31, 2008 | Jul 17, 2015 (2389 d) |
| Robert Matthew Whitlock | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2008 | Jul 6, 2020 (4233 d) |
| Allen Wesley Losey | Tca Financial Group, LLC unclassified | Vanguard Advisers, Inc. other | Other | Oct 21, 2008 | Oct 21, 2016 (2922 d) |
| Craig Michael Doyon | Fsc Securities Corporation other | Vanguard Advisers, Inc. other | Other | Oct 21, 2008 | Aug 3, 2017 (3208 d) |
| Mark Edward Jones | Morgan Stanley & Co. LLC unclassified | Vanguard Advisers, Inc. BD affiliated | Other | May 20, 2008 | Oct 4, 2019 (4154 d) |
| Kevin Andrew Weber | Lehman Brothers Inc. unclassified | Vanguard Advisers, Inc. other | Other | Apr 10, 2008 | Feb 5, 2015 (2492 d) |
| Anwesha Basu | Principal Securities, Inc. other | Vanguard Advisers, Inc. BD affiliated | Other | Dec 31, 2007 | Oct 1, 2019 (4292 d) |
| Christine Dibona | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 10, 2007 | Jan 31, 2020 (4435 d) |
| Michael George Paregian | Tycor Asset Management, Inc. unclassified | Vanguard Advisers, Inc. other | Other | Aug 7, 2007 | Aug 29, 2013 (2214 d) |
| Celandra Deane-Bess | Tiaa-Cref Trust Company, Fsb unclassified | Vanguard Advisers, Inc. other | Other | Nov 3, 2006 | Jan 12, 2010 (1166 d) |
| Gregory Allen Luoni | First Citizens Investor Services, Inc. other | Vanguard Advisers, Inc. other | Other | Nov 2, 2006 | Aug 29, 2017 (3953 d) |
| Patricia Anne Lamotta | Pnc Wealth Management other | Vanguard Advisers, Inc. BD affiliated | Other | Aug 9, 2006 | Apr 24, 2021 (5372 d) |
| Terry Alane Stoneberg | Janney Montgomery Scott LLC other | Vanguard Advisers, Inc. BD affiliated | Other | Jan 30, 2006 | Oct 17, 2025 (7200 d) |
| Michael Andrew Sellers | Bb&T Asset Management, Inc. unclassified | Vanguard Advisers, Inc. other | Other | Aug 16, 2005 | Aug 3, 2017 (4370 d) |
| Kevin Lakner Jonson | Morgan Stanley Dw Inc. unclassified | Vanguard Advisers, Inc. BD affiliated | Other | Jul 1, 2005 | Dec 17, 2019 (5282 d) |
| Matthew Paul Hildebrand | Amg Distributors, Inc. unclassified | Vanguard Advisers, Inc. other | Other | Jun 20, 2005 | May 5, 2016 (3972 d) |
| Praveen Chand | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. other | Other | Jun 16, 2005 | Oct 19, 2015 (3777 d) |
| Thomas Christopher Egan | Wharton Equity Corporation unclassified | Vanguard Advisers, Inc. BD affiliated | Other | Dec 7, 2004 | Oct 1, 2019 (5411 d) |
| Thomas Anthony Maltese | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. other | Other | Oct 29, 2004 | Jan 15, 2015 (3730 d) |
| Jeremy Chad Huberty | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2004 | Apr 8, 2020 (5669 d) |
| Matthew Edwin Barrovecchio | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. other | Other | Sep 25, 2004 | May 22, 2017 (4622 d) |
| Carrie Vidamo | Banc One Securities Corporation unclassified | Vanguard Advisers, Inc. BD affiliated | Other | Jul 19, 2004 | Aug 23, 2022 (6609 d) |
| Daniel Adam Brooks | A. G. Edwards & Sons, Inc. unclassified | Vanguard Advisers, Inc. other | Other | Apr 15, 2004 | Feb 17, 2015 (3960 d) |
| Michael Paul Hariaczyi | Pnc Wealth Management other | Vanguard Advisers, Inc. BD affiliated | Other | Feb 11, 2004 | Nov 18, 2019 (5759 d) |
| Jay Lynn Guyer | Citizens Securities, Inc. other | Vanguard Advisers, Inc. other | Other | Jan 21, 2004 | Feb 11, 2004 |
| Jeffrey Craig Brown | Brown, Jeffrey C unclassified | Vanguard Advisers, Inc. BD affiliated | Other | Dec 31, 2003 | Jul 17, 2018 (5312 d) |
| Thomas Andrew Hallmark | First Citizens Investor Services, Inc. other | Vanguard Advisers, Inc. other | Other | Dec 10, 2003 | Jan 15, 2015 (4054 d) |
| Hope Cecile Gerban | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. other | Other | Oct 21, 2003 | Oct 18, 2017 (5111 d) |
| Todd A Feder | Chase Investment Services Corp. other | Vanguard Advisers, Inc. other | Other | Sep 12, 2003 | May 20, 2005 (616 d) |
| Michael Benjamin Desmarais | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2003 | Nov 20, 2023 (7423 d) |
| Tyler Hayden Craig | Householder Group, Estate & Retirement Specialists unclassified | Vanguard Advisers, Inc. other | Other | Dec 2, 2002 | May 8, 2012 (3445 d) |
| Robert J. Bednarek | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. other | Other | Aug 9, 2002 | Jan 23, 2015 (4550 d) |
| Lucas Andrew Zubrod | Invest Financial Corporation other | Vanguard Advisers, Inc. other | Other | Aug 1, 2002 | Jan 7, 2009 (2351 d) |
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