| William H Hecklick | LPL Financial LLC other | Citizens Securities, Inc. other | Other | Feb 26, 2013 | Jun 9, 2014 (468 d) |
| Jason Alan Fowkes | Fifth Third Securities, Inc. other | Citizens Securities, Inc. other | Other | Feb 8, 2013 | Feb 20, 2013 |
| Russell William Strickler | Pnc Wealth Management other | Citizens Securities, Inc. other | Other | Feb 8, 2013 | Mar 6, 2013 |
| Kevin Richard Sullivan | LPL Financial LLC other | Citizens Securities, Inc. other | Other | Feb 7, 2013 | Feb 14, 2013 |
| Daniel Joseph De Masi | Pnc Wealth Management other | Citizens Securities, Inc. other | Other | Feb 7, 2013 | Feb 13, 2013 |
| James Matthew Zika | Pnc Wealth Management other | Citizens Securities, Inc. other | Other | Feb 7, 2013 | Feb 13, 2013 |
| Richard Stuart Fineberg | M&T Securities, Inc. unclassified | Citizens Securities, Inc. other | Other | Feb 4, 2013 | Feb 21, 2013 |
| John Adam Harshman | Pnc Wealth Management other | Citizens Securities, Inc. other | Other | Jan 30, 2013 | Feb 19, 2013 |
| Jarrod John Sleppy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Jan 15, 2013 | Mar 4, 2013 (48 d) |
| Thomas Xavier Walton | Osaic Institutions, Inc. other | Citizens Securities, Inc. other | Other | Dec 21, 2012 | Feb 26, 2013 (67 d) |
| Eldin Foco | Huntington Financial Advisors other | Citizens Securities, Inc. other | Other | Dec 20, 2012 | Dec 20, 2012 |
| Michael John Voorheis | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. other | Other | Dec 14, 2012 | Dec 20, 2012 |
| Daniel J. Kirk | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. other | Other | Dec 11, 2012 | Jan 18, 2013 (38 d) |
| Antonio Piccolino | M&T Securities, Inc. unclassified | Citizens Securities, Inc. other | Other | Nov 27, 2012 | Dec 6, 2012 |
| Crystal Lynn Bain | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. other | Other | Nov 20, 2012 | Nov 27, 2012 |
| Steven Talley | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. other | Other | Nov 15, 2012 | Dec 20, 2012 (35 d) |
| Jason J Belyea | Msi Financial Services, Inc. other | Citizens Securities, Inc. other | Other | Nov 13, 2012 | Nov 15, 2012 |
| Zebradee Isadore Jackson | Cetera Investment Services LLC other | Citizens Securities, Inc. other | Other | Nov 1, 2012 | Oct 18, 2012 |
| Thomas Vaughn Brown | Morgan Stanley wirehouse | Citizens Securities, Inc. other | Other | Oct 25, 2012 | Oct 24, 2012 |
| Keith Robert Gentry | Investors Capital Advisory other | Citizens Securities, Inc. other | Other | Oct 16, 2012 | Oct 26, 2012 |
| James Marks Bower | Pnc Wealth Management other | Citizens Securities, Inc. other | Other | Sep 28, 2012 | Sep 27, 2012 |
| James Cuoco | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Sep 24, 2012 | Oct 19, 2012 |
| Paul Richard Duquette | LPL Financial LLC other | Citizens Securities, Inc. other | Other | Sep 14, 2012 | Sep 28, 2012 |
| Michael Robert Cianciola | Chase Investment Services Corp. other | Citizens Securities, Inc. other | Other | Sep 13, 2012 | Sep 21, 2012 |
| Stephanie Nichols Marcello | Msi Financial Services, Inc. other | Citizens Securities, Inc. other | Other | Aug 28, 2012 | Aug 28, 2012 |
| Ryann N Kilgore | Chase Investment Services Corp. other | Citizens Securities, Inc. other | Other | Aug 28, 2012 | Aug 27, 2012 |
| Mark Richard Weibel | Pnc Wealth Management other | Citizens Securities, Inc. other | Other | Aug 20, 2012 | Aug 23, 2012 |
| Raul R Toro | LPL Financial LLC other | Citizens Securities, Inc. other | Other | Aug 20, 2012 | Aug 22, 2012 |
| Michael K Mathews | LPL Financial LLC other | Citizens Securities, Inc. other | Other | Aug 6, 2012 | Aug 14, 2012 |
| Michael Joseph Powers | Suntrust Investment Services, Inc. other | Citizens Securities, Inc. other | Other | Jul 26, 2012 | Aug 13, 2012 |
| Timothy Jay Swanson | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. other | Other | Jul 25, 2012 | Mar 21, 2014 (604 d) |
| Nick Panos Stavropoulos | Pnc Wealth Management other | Citizens Securities, Inc. other | Other | Jul 10, 2012 | Jul 11, 2012 |
| Daniel Jay Cewe | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Jun 26, 2012 | Jun 27, 2012 |
| George Thibault | Fifth Third Securities, Inc. other | Citizens Securities, Inc. other | Other | May 31, 2012 | May 1, 2014 (700 d) |
| Lucy Ann Marie Sowers | Pnc Wealth Management other | Citizens Securities, Inc. other | Other | May 21, 2012 | Jun 11, 2012 |
| Michael Joseph Germana | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | May 14, 2012 | May 15, 2012 |
| Brian Robert Gaumont | LPL Financial LLC other | Citizens Securities, Inc. other | Other | Apr 18, 2012 | Apr 17, 2012 |
| Jeffery Henrikson | Pnc Wealth Management other | Citizens Securities, Inc. other | Other | Apr 5, 2012 | Apr 4, 2012 |
| James Patrick Flynn | B. Riley Wealth Advisors, Inc. other | Citizens Securities, Inc. other | Other | Mar 21, 2012 | Jun 9, 2014 (810 d) |
| Alvin C Hill | Chase Investment Services Corp. other | Citizens Securities, Inc. other | Other | Mar 19, 2012 | Mar 23, 2012 |
| Nicholas Edward Caron | Chase Investment Services Corp. other | Citizens Securities, Inc. other | Other | Mar 2, 2012 | Mar 6, 2012 |
| Robin M Waldman | UBS Financial Services Inc. wirehouse | Citizens Securities, Inc. other | Other | Feb 24, 2012 | Mar 12, 2012 |
| John Tyler Clymer | Ameriprise Financial Services, LLC national BD | Citizens Securities, Inc. other | Other | Feb 13, 2012 | Feb 7, 2012 |
| Jeffrey Thomas Williams | Huntington Financial Advisors other | Citizens Securities, Inc. other | Other | Feb 9, 2012 | Feb 7, 2012 |
| Thomas Vincent Alessi | Equitable Advisors, LLC national BD | Citizens Securities, Inc. other | Other | Jan 12, 2012 | Jan 11, 2012 |
| David Robert Ryan | Winslow, Evans & Crocker, Inc. other | Citizens Securities, Inc. other | Other | Dec 31, 2011 | Jan 5, 2012 |
| Nathan Carvalho | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Dec 19, 2011 | Dec 19, 2011 |
| Gregory George Wagner | Edward Jones national BD | Citizens Securities, Inc. other | Other | Dec 7, 2011 | Dec 12, 2011 |
| Scott Alan Coppock | Edward Jones national BD | Citizens Securities, Inc. other | Other | Dec 2, 2011 | Jan 6, 2012 (35 d) |
| David Roger Mello | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Nov 21, 2011 | Jan 29, 2013 (435 d) |
| Jason R Navolio | Chase Investment Services Corp. other | Citizens Securities, Inc. other | Other | Nov 18, 2011 | Nov 28, 2011 |
| Joseph R Ferreira | Edward Jones national BD | Citizens Securities, Inc. other | Other | Nov 18, 2011 | Dec 6, 2011 |
| Joseph M Bruderman | Chase Investment Services Corp. other | Citizens Securities, Inc. other | Other | Nov 2, 2011 | Jun 25, 2013 (601 d) |
| Bill Dragolas | Robert Morris Capital Management, LLC unclassified | Citizens Securities, Inc. other | Other | Oct 18, 2011 | Jul 7, 2016 (1724 d) |
| Kevin M Worm | Morgan Stanley wirehouse | Citizens Securities, Inc. other | Other | Oct 14, 2011 | Oct 18, 2016 (1831 d) |
| Annette Marie Crowley | Osaic Institutions, Inc. other | Citizens Securities, Inc. other | Other | Oct 12, 2011 | Oct 17, 2011 |
| Lauren Elizabeth Cunningham | Osaic Institutions, Inc. other | Citizens Securities, Inc. other | Other | Oct 12, 2011 | Oct 17, 2011 |
| Joshua Smail | Huntington Financial Advisors other | Citizens Securities, Inc. other | Other | Oct 5, 2011 | Oct 18, 2011 |
| Rosemary Valarie Miller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Sep 19, 2011 | May 31, 2013 (620 d) |
| Wendy Sue Morasco | LPL Financial LLC other | Citizens Securities, Inc. other | Other | Sep 13, 2011 | Sep 1, 2011 |