DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at New York Life Investment Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Carmen Hui	Columbia Management Investment Advisers, LLC other	New York Life Investment Management LLC asset manager	Other	Nov 30, 2016	May 21, 2018 (537 d)
Scott Henry Howe	Alliancebernstein L.P. other	New York Life Investment Management LLC other	Other	Oct 20, 2016	Mar 14, 2018 (510 d)
Eric Borsoni	Nuveen Asset Management, LLC other	New York Life Investment Management LLC other	Other	Oct 19, 2016	Nov 23, 2016 (35 d)
Ashley Mullen	UBS Financial Services Inc. wirehouse	New York Life Investment Management LLC other	Other	Aug 9, 2016	Aug 9, 2016
Jeffrey Matthew Zielinski	John Hancock Personal Financial Services, LLC other	New York Life Investment Management LLC other	Other	Aug 1, 2016	Jul 28, 2016
David Charles Glabicki	Invesco Advisers, Inc. other	New York Life Investment Management LLC other	Other	Jun 6, 2016	Jul 18, 2016 (42 d)
Matthew Benjamin Wolff	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York Life Investment Management LLC asset manager	Other	Apr 5, 2016	Oct 28, 2021 (2032 d)
Alexis Zeleznik Stecker Ablezer	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York Life Investment Management LLC other	Other	Mar 10, 2016	Apr 26, 2016 (47 d)
Sean Youn	Morgan Stanley wirehouse	New York Life Investment Management LLC asset manager	Other	Mar 7, 2016	Oct 28, 2021 (2061 d)
Brian Joseph Sullivan	Braver Wealth Management, LLC other	New York Life Investment Management LLC other	Other	Nov 18, 2015	Feb 14, 2017 (454 d)
Daniel Peter Walsh	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York Life Investment Management LLC asset manager	Other	Sep 8, 2015	Oct 28, 2021 (2242 d)
Keith P Schmidt	Pnc Wealth Management other	New York Life Investment Management LLC other	Other	Jul 27, 2015	Aug 13, 2015
Douglas Paul Dhom	Invesco Advisers, Inc. other	New York Life Investment Management LLC other	Other	Jun 12, 2015	Aug 5, 2015 (54 d)
Lotus Theresa Arthur	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York Life Investment Management LLC other	Other	Apr 17, 2015	May 8, 2015
Matthew Patrick Simons	Edward Jones national BD	New York Life Investment Management LLC asset manager	Other	Mar 10, 2015	Oct 28, 2021 (2424 d)
Stephen Mangiacotti	Morgan Stanley wirehouse	New York Life Investment Management LLC other	Other	Jan 16, 2015	Jan 29, 2015
Frank Albert Lopresti	J.P. Morgan Securities LLC wirehouse	New York Life Investment Management LLC asset manager	Other	Jan 8, 2015	Oct 28, 2021 (2485 d)
David Shaul Laskar	Morgan Stanley wirehouse	New York Life Investment Management LLC other	Other	Aug 20, 2014	Aug 25, 2014
Sean Thomas Odonnell	Osaic Institutions, Inc. other	New York Life Investment Management LLC other	Other	Aug 18, 2014	Aug 25, 2014
Robert Joseph Wojehowski	Lord, Abbett & Co. LLC other	New York Life Investment Management LLC other	Other	Aug 11, 2014	Aug 27, 2014
Kevin Kloski	Voya Investment Management Co. LLC other	New York Life Investment Management LLC other	Other	Apr 24, 2014	May 14, 2014
Aisha Elezi	Morgan Stanley wirehouse	New York Life Investment Management LLC asset manager	Other	Feb 21, 2014	Oct 28, 2021 (2806 d)
Bryan Gregory Sandvig	First Trust Advisors LP other	New York Life Investment Management LLC other	Other	Feb 20, 2014	Apr 2, 2014 (41 d)
Anca Garcia	Pruco Securities, LLC other	New York Life Investment Management LLC other	Other	Sep 24, 2013	May 27, 2014 (245 d)
John Michael Dolan	Blackrock Fund Advisors other	New York Life Investment Management LLC other	Other	Aug 20, 2013	Apr 17, 2015 (605 d)
Jonathan Michael Weitz	Lord, Abbett & Co. LLC other	New York Life Investment Management LLC other	Other	Jul 12, 2013	Jul 23, 2013
Daniel Carl Minnis	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York Life Investment Management LLC other	Other	Jun 20, 2013	Jun 26, 2013
David Allen Ramirez	Precept Advisory Group LLC other	New York Life Investment Management LLC other	Other	May 13, 2013	Jun 14, 2013 (32 d)
Kaitlin Martinez	J.P. Morgan Securities LLC wirehouse	New York Life Investment Management LLC other	Other	Mar 28, 2013	Apr 4, 2013
Michael S Wisman	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York Life Investment Management LLC other	Other	Nov 8, 2012	Nov 13, 2012
Robert Anthony Martin	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York Life Investment Management LLC other	Other	Apr 9, 2012	Oct 25, 2013 (564 d)
Sean Emmet Breen	Manulife Investment Management (US) LLC other	New York Life Investment Management LLC other	Other	Mar 6, 2012	Mar 13, 2012
Eric Henry Reese	Morgan Stanley wirehouse	New York Life Investment Management LLC other	Other	Aug 26, 2011	Sep 21, 2011
Kevin Joseph Gray	Voya Financial Advisors, Inc. other	New York Life Investment Management LLC other	Other	Jun 9, 2011	Sep 21, 2011 (104 d)
Jason Grant Buck	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	May 24, 2011	May 24, 2011
John Michael Braun	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	May 24, 2011	May 24, 2011
David Lee Spence	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	May 24, 2011	Sep 28, 2011 (127 d)
Anthony Marco Gaudiosi	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	May 24, 2011	May 24, 2011
Andrew William Capaccio	Eagle Strategies LLC other	New York Life Investment Management LLC asset manager	Other	May 24, 2011	Oct 28, 2021 (3810 d)
Carrie Kirk Schroen	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	May 24, 2011	Sep 29, 2011 (128 d)
Henry Asemota	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	May 24, 2011	May 24, 2011
Eric Matthew Halpern	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	May 24, 2011	Sep 28, 2011 (127 d)
David I Friedman	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	May 24, 2011	May 24, 2011
Andrew Olatunde Oladipo	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	May 24, 2011	Mar 8, 2012 (289 d)
Janet Koh	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	May 24, 2011	Sep 28, 2011 (127 d)
Brett William Reeder	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	May 24, 2011	Sep 29, 2011 (128 d)
Derek Edward Fecteau	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	May 24, 2011	May 24, 2011
Henry Espinosa	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	May 24, 2011	May 24, 2011
James Richard Korn	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	May 24, 2011	Oct 3, 2011 (132 d)
Maya Gorokhovskiy	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	May 24, 2011	May 24, 2011
Amanda Chomyszak	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	May 24, 2011	Feb 14, 2014 (997 d)
Lauren Claire Ip	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York Life Investment Management LLC other	Other	May 6, 2011	Dec 15, 2011 (223 d)
Jerome Stuart Hunter	Amundi Pioneer Institutional Asset Management, Inc. other	New York Life Investment Management LLC other	Other	Mar 9, 2011	May 18, 2011 (70 d)
Jason James Morski	Lord, Abbett & Co. LLC other	New York Life Investment Management LLC other	Other	Mar 4, 2011	Mar 11, 2011
Bruno Luis Machado	Voya Financial Advisors, Inc. other	New York Life Investment Management LLC other	Other	Nov 15, 2010	May 13, 2011 (179 d)
David I Friedman	Lord, Abbett & Co. LLC other	New York Life Investment Management LLC other	Other	Jan 29, 2010	Feb 18, 2010
Robert Joseph Centrella	Mackay Shields LLC other	New York Life Investment Management LLC other	Other	Jul 9, 2009	Oct 14, 2004
Gregory Sterzel	UBS Financial Services Inc. wirehouse	New York Life Investment Management LLC other	Other	Jul 11, 2008	Aug 5, 2008
John Batista Pannozzo	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York Life Investment Management LLC other	Other	Apr 11, 2008	Apr 25, 2008
Michael Mccann	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	Feb 11, 2008	Feb 13, 2008

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147 moves match.