DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at United Capital Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bismarck O. DarkoJ.P. Morgan Securities LLC wirehouseUnited Capital Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankSep 4, 2021Dec 1, 2021 (88 d)
Jonathan Ian GrahamEquitable Advisors, LLC national BDUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 27, 2021Feb 22, 2022 (179 d)
Eric E MayaMorgan Stanley wirehouseUnited Capital Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJul 26, 2021Oct 4, 2021 (70 d)
David Thomas RivkinMorgan Stanley wirehouseUnited Capital Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJul 8, 2021Aug 4, 2021
Megan L HaydenMorgan Stanley wirehouseUnited Capital Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJul 8, 2021Sep 13, 2021 (67 d)
William Calvin BeattieEaton Vance Wateroak Advisors independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 1, 2021Jul 13, 2021
Donald LewisWells Fargo Advisors wirehouseUnited Capital Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJul 1, 2021Jul 13, 2021
Brandon Richard BishopGreat Valley Advisor Group, LLC independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 1, 2021Aug 9, 2022 (404 d)
Ryan Wilson FerrellWells Fargo Advisors wirehouseUnited Capital Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankMay 4, 2021Jun 9, 2021 (36 d)
Rand Kendrick GordonHarbor Capital Management Inc independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 12, 2021Mar 13, 2021
Duncan Cliff PorterHarbor Capital Management Inc independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 12, 2021Mar 13, 2021
Justin A. TravisSowell Management independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 4, 2021Jul 13, 2021 (131 d)
Jared CopelandOneamerica Securities, Inc. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherFeb 27, 2021Jul 13, 2021 (136 d)
Sean K ChanGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 6, 2021Jan 4, 2021
Kevin M RyanGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Dec 23, 2020
Sloan J LuckieGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Dec 23, 2020
Scott Christopher BullockGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Jan 4, 2021
Kelly Marie RueckertGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Jan 4, 2021
Dylan Thomas CooperGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Jan 4, 2021
Mark AgnewGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Dec 23, 2020
Bryan PetrucciGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Dec 23, 2020
Carli Sandra PiccolellaGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Jan 4, 2021
Justin Michael MurphyGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Jan 4, 2021
Stephen JapowiczGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Dec 23, 2020
John Higgins ViiGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Jan 4, 2021
Parker Robert StoneGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Dec 23, 2020
Jane Veronica DesmondGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Jan 4, 2021
Robert Eastwood JonesGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Dec 23, 2020
Dylan Morris PowerGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Dec 23, 2020
Tyler West VernieuGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Jan 4, 2021
Wiley Cyrus BelknapGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Dec 23, 2020
Michael Thomas MannixGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Jan 4, 2021
Pelayo E RodriguezGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Jan 4, 2021
Ryan IngramBny Mellon Securities Corporation BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 1, 2020Dec 22, 2020
Peter HalbrookPnc Wealth Management BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 1, 2020Dec 23, 2020
Michael David DesantisHarris Financial Advisors, Inc. independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankNov 23, 2020Apr 6, 2023 (864 d)
Olanrewaju Isaac ShogbolaWells Fargo Advisors wirehouseUnited Capital Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankNov 17, 2020Mar 11, 2021 (114 d)
Evaggelia Themis HatzimanolisAdvice And Planning Services BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020Jan 26, 2021 (74 d)
Julie HansonAdvice And Planning Services BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020Mar 9, 2021 (116 d)
Coty BrawdyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUnited Capital Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankOct 14, 2020Nov 9, 2020
James Francis RiversGoldman Sachs Wealth Services, L.P. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 6, 2020Oct 6, 2020
Brian Seth CrawleyRedrock Wealth Management, LLC independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 30, 2020Jan 10, 2022 (467 d)
Christian Joseph AbrahamSei Investments Management Corp otherUnited Capital Financial Advisors BD affiliatedOtherSep 22, 2020Mar 24, 2022 (548 d)
Jason Everett HeltonOppenheimer & Co. Inc. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2020Sep 18, 2020
Eric HerzogPark Avenue Securities LLC BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 20, 2020
Reid Pratt GuthrieOne Advocate Group independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2020Mar 4, 2021 (339 d)
Devin Jarell SaundersEdward Jones national BDUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherFeb 24, 2020Jul 14, 2021 (506 d)
Aaron James WinningU.S. Bancorp Investments, Inc. BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherFeb 14, 2020Jun 15, 2020 (122 d)
Jonathan Brett RosnerWealthspire Advisors independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 5, 2020Feb 12, 2020
Lauren J PalacioGoldman Sachs & Co. LLC wirehouseUnited Capital Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankOct 15, 2019Aug 31, 2021 (686 d)
Gregory Scott LatiniAdvice And Planning Services BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 10, 2019Dec 9, 2019 (60 d)
Christine Walker MatthewFidelity Personal And Workplace Advisors BD affiliatedUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 6, 2019Jan 16, 2020 (163 d)
Mark Joseph ManningCaptrust Financial Advisors independent RIAUnited Capital Financial Advisors independent RIARIA to RIAJul 15, 2019Jun 21, 2019
Kathleen Hogan FanelliCetera Advisor Networks LLC BD affiliatedUnited Capital Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 15, 2019Jan 20, 2025 (2016 d)
Keith ChatelTotal Financial Advisors, LLC independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 25, 2019Dec 18, 2020 (542 d)
Carolyn Ann MaslineAdero Partners, LLC independent RIAUnited Capital Financial Advisors independent RIARIA to RIAJun 24, 2019Aug 1, 2019 (38 d)
Charles W. ManningCaptrust Financial Advisors independent RIAUnited Capital Financial Advisors independent RIARIA to RIAJun 21, 2019Jun 21, 2019
Matthew George MuenchCaptrust Financial Advisors independent RIAUnited Capital Financial Advisors independent RIARIA to RIAJun 21, 2019Jun 21, 2019
Michael Alan JeansTd Ameritrade Investment Management, LLC independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 29, 2019Oct 9, 2019 (133 d)
James Joseph PiangozzaTotal Financial Advisors, LLC independent RIAUnited Capital Financial Advisors independent RIARIA to RIAMay 16, 2019May 10, 2019
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414 moves match.