DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at First Allied Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jody Lynn Beene Smith	Pnc Wealth Management other	First Allied Advisory Services, Inc. BD affiliated	Other	Apr 28, 2017	Apr 23, 2019 (725 d)
Bruce C. Branstine	Park Avenue Securities LLC other	First Allied Advisory Services, Inc. other	Other	Apr 13, 2017	Jun 27, 2017 (75 d)
Susan Marie Iverson	Robertson Investment Management independent RIA	First Allied Advisory Services, Inc. other	Other	Feb 7, 2017	Jun 10, 2015
William Basil Verrill	Aviso Wealth Management other	First Allied Advisory Services, Inc. other	Other	Dec 31, 2016	Jan 28, 2013
Wesley R Joiner	Legacy Financial Advisors, LLC unclassified	First Allied Advisory Services, Inc. BD affiliated	Other	Dec 31, 2016	Jan 24, 2020 (1119 d)
Joseph Michael Stella	Gould Asset Management LLC other	First Allied Advisory Services, Inc. other	Other	Dec 31, 2016	Oct 14, 2016
Morgan Callahan Golich	Signator Investors, Inc. other	First Allied Advisory Services, Inc. other	Other	Dec 31, 2016	Jan 19, 2018 (384 d)
Alyson Lancaster Frantz	RBC Capital Markets, LLC national BD	First Allied Advisory Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 22, 2016	Apr 19, 2018 (483 d)
Daniel Robert Meier	Oneamerica Securities, Inc. other	First Allied Advisory Services, Inc. other	Other	Dec 14, 2016	Dec 5, 2016
Kevin Sevier	Advanced Wealth Planning unclassified	First Allied Advisory Services, Inc. other	Other	Nov 20, 2016	Jul 2, 2012
Mark Patzer	Independent Financial Group, LLC other	First Allied Advisory Services, Inc. other	Other	Oct 26, 2016	Nov 7, 2016
Peter Michael Silvis	Gitterman Wealth Management, LLC other	First Allied Advisory Services, Inc. other	Other	Oct 3, 2016	Oct 5, 2016
Matthew John Williams	Td Ameritrade Investment Management, LLC other	First Allied Advisory Services, Inc. other	Other	Sep 29, 2016	Oct 5, 2016
Eric Mangold	Gitterman Wealth Management, LLC other	First Allied Advisory Services, Inc. other	Other	Sep 26, 2016	Sep 27, 2016
William Hamada Pettus	Waddell & Reed other	First Allied Advisory Services, Inc. other	Other	Sep 10, 2016	Aug 26, 2016
Robinson Powell Crawford	Prism Financial Concepts other	First Allied Advisory Services, Inc. other	Other	Sep 7, 2016	Feb 9, 2015
Liam Brian Johnson	LPL Financial LLC other	First Allied Advisory Services, Inc. other	Other	Aug 18, 2016	Aug 19, 2016
Daniel David Thomason	MML Investors Services, LLC other	First Allied Advisory Services, Inc. other	Other	Aug 1, 2016	Aug 8, 2016
Stephen Belsanti	Msi Financial Services, Inc. other	First Allied Advisory Services, Inc. BD affiliated	Other	Jul 15, 2016	Jul 17, 2018 (732 d)
Jess Whalen Jensen-Ryan	Edward Jones national BD	First Allied Advisory Services, Inc. other	Other	Mar 23, 2016	Apr 18, 2016
John Edward Fleming	1st Global Advisors Inc other	First Allied Advisory Services, Inc. other	Other	Jan 29, 2016	Jan 28, 2016
Bernadette Marie Strout	Gitterman Wealth Management, LLC other	First Allied Advisory Services, Inc. other	Other	Jan 15, 2016	Jan 20, 2016
Justin David Bradford	Avantax Advisory Services other	First Allied Advisory Services, Inc. other	Other	Jan 4, 2016	Jan 5, 2016
Daniel William Rausch	Northwestern Mutual Investment Services,LLC other	First Allied Advisory Services, Inc. other	Other	Dec 23, 2015	Apr 6, 2016 (105 d)
Kevin Jeremy Fox	LPL Financial LLC other	First Allied Advisory Services, Inc. other	Other	Dec 21, 2015	Mar 2, 2016 (72 d)
Gregg Lawrence Turkin	Voya Financial Advisors, Inc. other	First Allied Advisory Services, Inc. other	Other	Dec 17, 2015	Dec 16, 2015
Craig Michael Zaleck	World Advisory Services other	First Allied Advisory Services, Inc. other	Other	Nov 16, 2015	Nov 16, 2015
Richard Roger Oelze	Rg Advisor Group other	First Allied Advisory Services, Inc. other	Other	Oct 30, 2015	Jun 6, 2014
Kelly G Richards	Rg Advisor Group other	First Allied Advisory Services, Inc. other	Other	Oct 30, 2015	Apr 22, 2015
Stephen Craig Williams	Equitable Advisors, LLC national BD	First Allied Advisory Services, Inc. other	Other	Oct 15, 2015	Oct 13, 2015
Dawn Moore Trammell	Ameriprise Financial Services, LLC national BD	First Allied Advisory Services, Inc. other	Other	Sep 14, 2015	Aug 25, 2015
Daniel Paul Cavise	Osaic Wealth, Inc. other	First Allied Advisory Services, Inc. other	Other	Sep 1, 2015	Aug 28, 2015
Eduardo Saulo Alzona	Jhs Capital Advisors, LLC other	First Allied Advisory Services, Inc. other	Other	Aug 3, 2015	Aug 6, 2015
Gary Bruce Miller	National Planning Corporation ("Npc Of America" In Fl & Ny) other	First Allied Advisory Services, Inc. other	Other	Jul 28, 2015	Jul 29, 2015
Peter Kyung Hoon Rhee	Ipi Wealth Management, Inc. other	First Allied Advisory Services, Inc. other	Other	Jul 8, 2015	Jun 12, 2015
Robert Hugh Holland	Ameriprise Financial Services, LLC national BD	First Allied Advisory Services, Inc. other	Other	Jul 1, 2015	Jul 13, 2015
Terry S. Sawchuk	Nfp Advisor Services, LLC other	First Allied Advisory Services, Inc. other	Other	Jun 26, 2015	Jun 26, 2015
William G Langenstein	Nfp Advisor Services, LLC other	First Allied Advisory Services, Inc. other	Other	Jun 26, 2015	Jun 26, 2015
Richard Michael Ditaranto	Sii Investments, Inc. other	First Allied Advisory Services, Inc. other	Other	Jun 16, 2015	Jun 29, 2015
Brian Joseph Dibrino	Sii Investments, Inc. other	First Allied Advisory Services, Inc. other	Other	Jun 16, 2015	Jun 17, 2015
Matthew Thomas Workman	Capital Investment Management other	First Allied Advisory Services, Inc. other	Other	Jun 10, 2015	Jul 2, 2012
Stephanie Matthews Mitzel	Rg Advisor Group other	First Allied Advisory Services, Inc. other	Other	Jun 3, 2015	Jun 23, 2014
Jonathan Andrew Moyer	LPL Financial LLC other	First Allied Advisory Services, Inc. other	Other	May 15, 2015	Jun 5, 2015
Ian Kelly-Thomas	LPL Financial LLC other	First Allied Advisory Services, Inc. other	Other	Apr 22, 2015	Apr 9, 2015
Joshua Paul Renfro	Msi Financial Services, Inc. other	First Allied Advisory Services, Inc. other	Other	Apr 8, 2015	Apr 8, 2015
Andrew Martin Spearman	Wells Fargo Advisors wirehouse	First Allied Advisory Services, Inc. other	Other	Apr 6, 2015	Apr 28, 2015
Lisa Potts Bauer	Suntrust Investment Services, Inc. other	First Allied Advisory Services, Inc. other	Other	Apr 1, 2015	Apr 29, 2015
Kelly G Richards	Rg Advisor Group other	First Allied Advisory Services, Inc. other	Other	Mar 31, 2015	Jun 12, 2014
Terry Morris Anderson	International Assets Investment Management, LLC other	First Allied Advisory Services, Inc. other	Other	Mar 5, 2015	Aug 30, 2013
Daniel Oliver Carns	LPL Financial LLC other	First Allied Advisory Services, Inc. other	Other	Mar 2, 2015	Feb 20, 2015
Robert William Kasten	Voya Financial Advisors, Inc. other	First Allied Advisory Services, Inc. other	Other	Jan 30, 2015	Jan 29, 2015
Andrew Craig Umbach	Kcd Financial, Inc. other	First Allied Advisory Services, Inc. other	Other	Jan 7, 2015	Dec 17, 2014
John James Chichester	Hermening Financial Group LLC other	First Allied Advisory Services, Inc. other	Other	Dec 31, 2014	Dec 12, 2007
Jeffrey Steven Seltzer	Ameriprise Financial Services, LLC national BD	First Allied Advisory Services, Inc. other	Other	Dec 26, 2014	Dec 22, 2014
Kenneth Allen Greenlee	Cambridge Investment Research Advisors, Inc. other	First Allied Advisory Services, Inc. other	Other	Dec 18, 2014	Dec 15, 2014
Marcus Alan Silver	Western International Securities other	First Allied Advisory Services, Inc. other	Other	Dec 9, 2014	Dec 8, 2014
Henry John Tallardy	Western International Securities other	First Allied Advisory Services, Inc. other	Other	Dec 9, 2014	Dec 8, 2014
Adam Michael Jaroch	Equitable Advisors, LLC national BD	First Allied Advisory Services, Inc. other	Other	Dec 5, 2014	Nov 24, 2014
Edward Andrew Harkins	National Planning Corporation ("Npc Of America" In Fl & Ny) other	First Allied Advisory Services, Inc. other	Other	Dec 2, 2014	Dec 1, 2014
Daniel Mark Juechter	National Planning Corporation ("Npc Of America" In Fl & Ny) other	First Allied Advisory Services, Inc. other	Other	Dec 2, 2014	Dec 1, 2014

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299 moves match.