DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Ic Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alyce Marie HackettSummit Financial Resources Inc no RAUMIc Advisory Services, Inc. otherOtherOct 2, 2017Oct 2, 2017
Marian F GeoheganSsn Advisory, Inc. otherIc Advisory Services, Inc. otherOtherOct 2, 2017Oct 2, 2017
Aaron Matthew BuckSsn Advisory, Inc. otherIc Advisory Services, Inc. otherOtherOct 2, 2017Oct 2, 2017
Carl KaliszewskiMML Investors Services, LLC otherIc Advisory Services, Inc. otherOtherJul 21, 2017Aug 22, 2017 (32 d)
Lynn Maria LiaskosAmeriprise Financial Services, LLC national BDIc Advisory Services, Inc. otherOtherMay 24, 2017May 23, 2017
Hipolito DiazAmeriprise Financial Services, LLC national BDIc Advisory Services, Inc. otherOtherApr 12, 2017Apr 27, 2017
Michael Ciro CollettiCadaret Grant & Co Inc otherIc Advisory Services, Inc. otherOtherDec 31, 2016Jan 12, 2017
Charles Fristoe ChelfLPL Financial LLC otherIc Advisory Services, Inc. otherOtherNov 18, 2016Nov 3, 2016
Jeffrey Thomas GueCetera Advisor Networks LLC otherIc Advisory Services, Inc. otherOtherNov 10, 2016Nov 9, 2016
Robert Matthew KriegerGlobal Retirement Partners LLC otherIc Advisory Services, Inc. otherOtherSep 19, 2016Sep 30, 2016
Amardeep Singh GrewalInvestors Capital Advisory otherIc Advisory Services, Inc. otherOtherSep 14, 2016Sep 15, 2016
Charles Paul KateridgeInvestors Capital Advisory otherIc Advisory Services, Inc. otherOtherAug 4, 2016Aug 3, 2016
Donald Michael KeeganInvestors Capital Advisory otherIc Advisory Services, Inc. otherOtherAug 4, 2016Aug 8, 2016
Seth FinkelsteinAmeriprise Financial Services, LLC national BDIc Advisory Services, Inc. otherOtherJul 13, 2016Jul 8, 2016
Roger Austin MossAmeriprise Financial Services, LLC national BDIc Advisory Services, Inc. otherOtherJun 17, 2016Jun 21, 2016
Albert SidhomCetera Advisor Networks LLC otherIc Advisory Services, Inc. otherOtherJun 15, 2016Jun 15, 2016
Daniel J AntokalAmeriprise Financial Services, LLC national BDIc Advisory Services, Inc. otherOtherMay 16, 2016Jun 17, 2016 (32 d)
Nicholas HammondTransamerica Financial Advisors, LLC otherIc Advisory Services, Inc. otherOtherMay 2, 2016May 17, 2016
Gregory Allen GulickCuso Financial Services, L.P. otherIc Advisory Services, Inc. otherOtherApr 15, 2016Apr 15, 2016
Jessica Lara MerinoAmeriprise Financial Services, LLC national BDIc Advisory Services, Inc. otherOtherApr 1, 2016Apr 1, 2016
Mark Kenneth McgeeTricor Advisory Services, LLC otherIc Advisory Services, Inc. otherOtherDec 10, 2015Dec 11, 2015
Gary F LenchnerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIc Advisory Services, Inc. otherOtherSep 22, 2015Oct 15, 2015
Gabriella Clapp MilleyEdward Jones national BDIc Advisory Services, Inc. otherOtherAug 5, 2015Sep 22, 2015 (48 d)
Justin Derrick JonesTransamerica Financial Advisors, LLC otherIc Advisory Services, Inc. otherOtherJul 31, 2015Aug 17, 2015
Gary William MedleyPelican Wealth Advisors, LLC state registeredIc Advisory Services, Inc. otherOtherJul 17, 2015Jul 8, 2015
Micheal Fred MillerMML Investors Services, LLC otherIc Advisory Services, Inc. otherOtherJun 19, 2015Aug 18, 2015 (60 d)
William Martin GilmoreLPL Financial LLC otherIc Advisory Services, Inc. otherOtherApr 17, 2015Mar 30, 2015
James DessjukFmsi Advisers otherIc Advisory Services, Inc. otherOtherApr 16, 2015Apr 29, 2015
Robert Thomas RamosStonex Advisors Inc. otherIc Advisory Services, Inc. otherOtherMar 2, 2015Feb 5, 2015
Joyce Michele CoolStonex Advisors Inc. otherIc Advisory Services, Inc. otherOtherMar 2, 2015Feb 5, 2015
Thomas M DircksSii Investments, Inc. otherIc Advisory Services, Inc. BD affiliatedOtherDec 31, 2014May 4, 2022 (2681 d)
Adam J HandlerUBS Financial Services Inc. wirehouseIc Advisory Services, Inc. otherOtherJul 23, 2014Jul 30, 2014
James Gerard WilliamsInvest Financial Corporation otherIc Advisory Services, Inc. otherOtherFeb 27, 2014Feb 24, 2014
Peter Carmen DerosaCetera Advisor Networks LLC otherIc Advisory Services, Inc. otherOtherDec 31, 2013Jan 31, 2014 (31 d)
Timothy Chandler AtkinsAllstate Financial Advisors, LLC no RAUMIc Advisory Services, Inc. otherOtherDec 4, 2013Dec 4, 2013
Michael Dory MarchiFsc Securities Corporation otherIc Advisory Services, Inc. otherOtherOct 30, 2013Oct 30, 2013
William Taber BrownWells Fargo Advisors wirehouseIc Advisory Services, Inc. otherOtherOct 29, 2013Oct 30, 2013
Eric Eugene KearneyLPL Financial LLC otherIc Advisory Services, Inc. otherOtherSep 27, 2013Sep 19, 2013
Craig Lawrence PiperNpa Asset Management, LLC otherIc Advisory Services, Inc. otherOtherApr 1, 2013Mar 6, 2013
Cari DriscollMorgan Stanley wirehouseIc Advisory Services, Inc. otherOtherMar 14, 2013Jun 3, 2014 (446 d)
Mary Ann ErnetteFifth Third Securities, Inc. otherIc Advisory Services, Inc. otherOtherFeb 15, 2013Jan 7, 2014 (326 d)
William James ChristieFsc Securities Corporation otherIc Advisory Services, Inc. otherOtherDec 31, 2012Jan 3, 2013
Marilyn Staton WhiteLPL Financial LLC otherIc Advisory Services, Inc. otherOtherNov 9, 2012Nov 6, 2012
Larry Scott WallaceBrokersxpress LLC otherIc Advisory Services, Inc. otherOtherAug 16, 2012Aug 16, 2012
Peter G ErlMorgan Stanley wirehouseIc Advisory Services, Inc. otherOtherJun 28, 2012Jun 22, 2012
John Mccreary SusinMorgan Stanley wirehouseIc Advisory Services, Inc. otherOtherJun 6, 2012May 24, 2012
Ronald William WhiteWells Fargo Advisors wirehouseIc Advisory Services, Inc. otherOtherApr 13, 2012Apr 16, 2012
Daniel Thomas PhillipsEquitable Advisors, LLC national BDIc Advisory Services, Inc. otherOtherApr 13, 2012Jun 3, 2013 (416 d)
Chris H NaumInvestors Capital Advisory otherIc Advisory Services, Inc. otherOtherDec 31, 2011Jan 3, 2012
David Alden BobrowskyMorgan Stanley wirehouseIc Advisory Services, Inc. otherOtherNov 9, 2011Nov 4, 2011
Brian Andrew ChamberlainWells Fargo Advisors wirehouseIc Advisory Services, Inc. otherOtherSep 6, 2011Sep 2, 2011
Gary William MedleySageous Capital Management, LLC unclassifiedIc Advisory Services, Inc. otherOtherJul 27, 2011Jan 6, 2010
James Scott DavisWells Fargo Advisors wirehouseIc Advisory Services, Inc. otherOtherMay 16, 2011Apr 21, 2011
Barry MichitschQa3 Financial LLC unclassifiedIc Advisory Services, Inc. otherOtherFeb 11, 2011Feb 14, 2011
Jeffrey L AlexanderUnited Securities Alliance, Inc. unclassifiedIc Advisory Services, Inc. BD affiliatedOtherDec 31, 2010Aug 11, 2021 (3876 d)
Steve GrossbardOsaic Wealth, Inc. otherIc Advisory Services, Inc. otherOtherOct 28, 2010Oct 25, 2010
David Jay GrossbardOsaic Wealth, Inc. otherIc Advisory Services, Inc. otherOtherOct 28, 2010Oct 25, 2010
Louis Donald GilmanCitigroup Global Markets Inc. otherIc Advisory Services, Inc. otherOtherOct 21, 2010Oct 15, 2010
Randall Bruce SimpsonNext Financial Group, Inc. otherIc Advisory Services, Inc. otherOtherSep 15, 2010Sep 15, 2010
Mark Myron HarwankoAmeriprise Financial Services, LLC national BDIc Advisory Services, Inc. otherOtherSep 9, 2010Sep 3, 2010
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180 moves match.