DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mutual Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Anthony Bachelier | Voleta Advisors LLC unclassified | Mutual Advisors, LLC BD affiliated | Other | Jul 8, 2021 | Jun 1, 2021 |
| James Christian King | Mcmillion Capital Management Inc independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2021 | Jun 11, 2021 |
| Troy A Domangue | J.P. Morgan Securities LLC wirehouse | Mutual Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 21, 2021 | Jun 28, 2021 (38 d) |
| Michael Delafuente | Usca Ria LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2021 | Apr 19, 2021 |
| Dinu Marian Tise | Ameriprise Financial Services, LLC national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2021 | Jul 13, 2021 (95 d) |
| Chad Michael Opel | Visionary Wealth Advisors, LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2021 | Mar 22, 2021 |
| Trevor Robert Cross | MML Investors Services, LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2021 | Mar 26, 2021 |
| Richard Michael Collop | Visionary Wealth Advisors, LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 13, 2021 | Mar 15, 2021 |
| James Edward Mulzer | Edward Jones national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2021 | Jan 4, 2021 |
| William Joseph Jones | MML Investors Services, LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jan 4, 2021 |
| Jared F. Thompson | Valmark Advisers, Inc. mixed wealth | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2020 | Dec 1, 2020 |
| Nicholas Charles Hunzinger | Valmark Advisers, Inc. mixed wealth | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2020 | Nov 30, 2020 |
| Todd William Lowe | Valmark Advisers, Inc. mixed wealth | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2020 | Nov 30, 2020 |
| Marc Petro Willden | Valmark Advisers, Inc. mixed wealth | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2020 | Nov 30, 2020 |
| Joseph Rocco Agresto | Monarch Advisor Strategies, LLC unclassified | Mutual Advisors, LLC BD affiliated | Other | Dec 1, 2020 | Apr 9, 2025 (1590 d) |
| Eric Lee Linville | Ek Riley Investments, LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2020 | Sep 24, 2024 (1418 d) |
| Joseph Benjamin Thaman | Onedigital institutional | Mutual Advisors, LLC BD affiliated | Other | Sep 2, 2020 | Sep 21, 2020 |
| Aaron T Olson | Wells Fargo Advisors wirehouse | Mutual Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 13, 2020 | Aug 11, 2020 |
| Robert Joseph Ryder | Hsbc Securities (USA) Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2020 | Jul 15, 2020 (40 d) |
| Todd Alan Sixt | Alpha Cubed Investments, LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2020 | May 20, 2020 |
| John Allen Seaman | Woodbury Financial Services, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2020 | Apr 30, 2020 |
| Matthew Patrick Pascarella | Founders Financial Securities, LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 27, 2020 | Apr 28, 2020 |
| Gregory Scott Schreacke | Raymond James Financial Services Advisors, Inc BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2020 | Mar 9, 2020 |
| Michael James Giongo | MML Investors Services, LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Mar 27, 2020 (32 d) |
| Evan Crook Barrett | Wealthsource? independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 31, 2020 | Jan 2, 2020 |
| Kris Al Kienzle | Ameriprise Financial Services, LLC national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2020 | Feb 18, 2020 (36 d) |
| Jeffrey Charles Fox | Visionary Wealth Advisors, LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2019 | Nov 21, 2019 |
| Daniel R Dunlap | Bpu Investment Management, Inc. independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2019 | Nov 15, 2019 |
| Ethan L Greek | Bpu Investment Management, Inc. independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 15, 2019 | Oct 15, 2019 |
| Brian James Kearns | Twombly Asset Management LLC other | Mutual Advisors, LLC BD affiliated | Other | Oct 8, 2019 | Sep 27, 2019 |
| Jonathan Mark Fairbanks | Janney Montgomery Scott LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Oct 2, 2019 |
| Barbara Pietrzak | Janney Montgomery Scott LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Oct 2, 2019 |
| Michael Ross | Northlanding Financial Partners, LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2019 | Sep 30, 2019 |
| Paul Samuel Gianotti | LPL Financial LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2019 | Oct 15, 2019 |
| Rebecca L Haugh | Bpu Investment Management, Inc. independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 1, 2019 | Jan 15, 2020 (167 d) |
| Jeffrey Adler | Morgan Stanley wirehouse | Mutual Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 5, 2019 | Jul 21, 2019 |
| William Hamada Pettus | Ira Wealth Management unclassified | Mutual Advisors, LLC BD affiliated | Other | Jul 3, 2019 | May 3, 2019 |
| Richard Thomas Koch | Principal Securities, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2019 | Feb 4, 2026 (2422 d) |
| Kent Jamieson Fisher | Old Peak Finance independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2019 | Jun 14, 2019 |
| Michael James Follese | Principal Securities, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2019 | Jun 3, 2019 |
| Matthew James Donnelly | Principal Securities, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2019 | Jun 3, 2019 |
| Mason Thomas Sheehy | Principal Securities, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2019 | Jun 3, 2019 |
| Daniel Blake Price | Raymond James Financial Services Advisors, Inc BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2019 | Jun 10, 2019 |
| Jeremy Mark Stalcup | Sowell Management independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 29, 2019 | Feb 3, 2023 (1346 d) |
| Matthew James Faubion | Destination Wealth Management independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2019 | Jun 4, 2019 |
| Christian Raul Cordoba | First Allied Advisory Services, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2019 | May 7, 2019 |
| Arcadia Berjonneau Keane | First Allied Advisory Services, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2019 | May 3, 2019 |
| Miriam Ochoa Angel | Securities America Advisors, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2019 | Apr 22, 2019 |
| Christopher Matthew Wise | Fulcrum Wealth Management independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 25, 2019 | Apr 22, 2019 |
| Hugh Nickolas Hendrix | Fidelity Personal And Workplace Advisors BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2019 | May 24, 2019 (37 d) |
| Kyle Rodney Martin | Horace Mann Investors, Inc. no RAUM | Mutual Advisors, LLC BD affiliated | Other | Apr 9, 2019 | May 31, 2019 (52 d) |
| Andrew Meyers Krieger | Raymond James Financial Services Advisors, Inc BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2019 | Mar 25, 2019 |
| Joel Robert Top | Edward Jones national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2019 | Feb 20, 2019 |
| Jason Andrew Totedo | Ameriprise Financial Services, LLC national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2019 | Feb 22, 2019 |
| Damon Curtis Simpson | LPL Financial LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2018 | Jan 7, 2019 |
| Michael Patrick Hartman | Kaye Capital Management independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2018 | Dec 17, 2018 |
| Justin Michael Dering | Cri Securities, LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2018 | Oct 31, 2018 |
| Jason B Cargill | Advice And Planning Services BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2018 | Sep 3, 2019 (340 d) |
| Elaine Rose Manley | Waddell & Reed BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2018 | Aug 22, 2018 |
| Linda Samuel Tjiputra | Waddell & Reed BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2018 | Aug 22, 2018 |
193 moves match.