DFX Intelligence
Advisor moves
Arrivals at Independent Advisor Alliance, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Stephen Fuller | Edward Jones national BD | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2024 | Jan 29, 2024 |
| Bradley Mark Howard | Center For Wealth Management Advisory independent RIA | Independent Advisor Alliance, LLC independent RIA | RIA to RIA | Jan 9, 2024 | Oct 4, 2023 |
| Jane Reichard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Independent Advisor Alliance, LLC other | Other | Jan 9, 2024 | Feb 10, 2026 (763 d) |
| Brandon M Lancaster | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2023 | Oct 19, 2023 |
| Sara Ruth Warntz | Vanguard Advisers, Inc. BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Oct 25, 2023 |
| Tyler Lawrence Johnson | Vanguard Advisers, Inc. BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2023 | Oct 11, 2023 |
| Richard Joseph Durkee | Coppell Advisory Solutions LLC independent RIA | Independent Advisor Alliance, LLC independent RIA | RIA to RIA | Aug 15, 2023 | May 25, 2023 |
| Nathan Edward White | Coppell Advisory Solutions LLC independent RIA | Independent Advisor Alliance, LLC independent RIA | RIA to RIA | Aug 15, 2023 | May 25, 2023 |
| William Richard Miller | Securities America Advisors, Inc. BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2023 | Jul 21, 2023 |
| Michael Mckenna Delaney | Robert W. Baird & Co. Incorporated mixed wealth | Independent Advisor Alliance, LLC independent RIA | RIA to RIA | Jul 1, 2023 | Jan 1, 2025 (550 d) |
| Danielle Marie Defeyter | Wells Fargo Advisors wirehouse | Independent Advisor Alliance, LLC independent RIA | Wirehouse to independent RIA | Jun 29, 2023 | Jun 23, 2023 |
| John Kamel | UBS Financial Services Inc. wirehouse | Independent Advisor Alliance, LLC independent RIA | Wirehouse to independent RIA | Jun 12, 2023 | Jun 12, 2023 |
| Katie Keppler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Independent Advisor Alliance, LLC independent RIA | Wirehouse to independent RIA | May 22, 2023 | Jul 18, 2023 (57 d) |
| Andrew Carl Amys | Wells Fargo Advisors wirehouse | Independent Advisor Alliance, LLC independent RIA | Wirehouse to independent RIA | May 17, 2023 | May 5, 2023 |
| Kyle J Thomas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Independent Advisor Alliance, LLC independent RIA | Wirehouse to independent RIA | Feb 24, 2023 | Feb 23, 2023 |
| David Gilliam | Edward Jones national BD | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2023 | Feb 6, 2023 |
| John Fred Shrewsbury | Genwealth Financial Advisors, LLC unclassified | Independent Advisor Alliance, LLC independent RIA | Other | Dec 14, 2022 | Sep 30, 2022 |
| Mona Filat Khairi | Genwealth Financial Advisors, LLC unclassified | Independent Advisor Alliance, LLC independent RIA | Other | Dec 14, 2022 | Sep 30, 2022 |
| Christian Paul Von Allmen | Genwealth Financial Advisors, LLC unclassified | Independent Advisor Alliance, LLC independent RIA | Other | Dec 14, 2022 | Oct 3, 2022 |
| Janet Elise Walker | Genwealth Financial Advisors, LLC unclassified | Independent Advisor Alliance, LLC independent RIA | Other | Dec 14, 2022 | Oct 3, 2022 |
| Anna Gabrielle Olive | Genwealth Financial Advisors, LLC unclassified | Independent Advisor Alliance, LLC independent RIA | Other | Dec 14, 2022 | Oct 30, 2022 |
| Chad William Roller | Genwealth Financial Advisors, LLC unclassified | Independent Advisor Alliance, LLC independent RIA | Other | Dec 14, 2022 | Sep 30, 2022 |
| Ginger Young | Genwealth Financial Advisors, LLC unclassified | Independent Advisor Alliance, LLC independent RIA | Other | Dec 14, 2022 | Oct 1, 2022 |
| Candice Stanley | Genwealth Financial Advisors, LLC unclassified | Independent Advisor Alliance, LLC independent RIA | Other | Dec 14, 2022 | Sep 30, 2022 |
| Joel Aaron Newburn | Genwealth Financial Advisors, LLC unclassified | Independent Advisor Alliance, LLC independent RIA | Other | Dec 14, 2022 | Oct 3, 2022 |
| Teresa Lynn Arrigo | Genwealth Financial Advisors, LLC unclassified | Independent Advisor Alliance, LLC independent RIA | Other | Dec 14, 2022 | Oct 1, 2022 |
| Marco Antonio Osorio | Genwealth Financial Advisors, LLC unclassified | Independent Advisor Alliance, LLC independent RIA | Other | Dec 14, 2022 | Oct 1, 2022 |
| Charles David Skinner | Genwealth Financial Advisors, LLC unclassified | Independent Advisor Alliance, LLC independent RIA | Other | Dec 14, 2022 | Oct 2, 2022 |
| Scott Alan Inman | Genwealth Financial Advisors, LLC unclassified | Independent Advisor Alliance, LLC independent RIA | Other | Dec 14, 2022 | Oct 3, 2022 |
| Troy Allen Johnson | Genwealth Financial Advisors, LLC unclassified | Independent Advisor Alliance, LLC independent RIA | Other | Dec 14, 2022 | Oct 1, 2022 |
| Timothy Wayne Key | Genwealth Financial Advisors, LLC unclassified | Independent Advisor Alliance, LLC independent RIA | Other | Dec 14, 2022 | Sep 30, 2022 |
| Jeb Stuart Zoller | Davinci Financial Designs independent RIA | Independent Advisor Alliance, LLC independent RIA | RIA to RIA | Oct 12, 2022 | Sep 30, 2022 |
| Derek Edwin Woods | Allstate Financial Advisors, LLC BD affiliated | Independent Advisor Alliance, LLC other | Other | Sep 21, 2022 | Dec 8, 2025 (1174 d) |
| Ernest William Ross | Fifth Third Securities, Inc. BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2022 | Sep 6, 2022 |
| Jane S Goodyear | Janney Montgomery Scott LLC BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2022 | Jul 6, 2022 |
| Matthew Philip Snipes | Vanguard Advisers, Inc. BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2022 | May 9, 2022 |
| Nicole Marie Helcher | LPL Financial LLC independent RIA | Independent Advisor Alliance, LLC independent RIA | RIA to RIA | Apr 11, 2022 | Apr 14, 2022 |
| Richard Craig Gray | Hamilton Investment Counsel, LLC independent RIA | Independent Advisor Alliance, LLC independent RIA | RIA to RIA | Mar 30, 2022 | Mar 11, 2022 |
| Gabrielle Elizabeth Kong | Wealth Enhancement Advisory Services, LLC BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2022 | Apr 5, 2022 |
| Peter F Wagner | Cambridge Investment Research Advisors, Inc. BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2022 | Mar 8, 2022 |
| Tanner James Leister | Cambridge Investment Research Advisors, Inc. BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2022 | Jan 4, 2023 (299 d) |
| Kathryn Kavehrad | Range Financial Group, LLC independent RIA | Independent Advisor Alliance, LLC independent RIA | RIA to RIA | Mar 8, 2022 | Mar 10, 2022 |
| Adam Robert Bott | Wells Fargo Advisors wirehouse | Independent Advisor Alliance, LLC other | Other | Mar 1, 2022 | Mar 12, 2026 (1472 d) |
| Patrick William Mcgrory | Ameriprise Financial Services, LLC national BD | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2022 | Jan 6, 2022 |
| Erin Feldman Mendez | Ameriprise Financial Services, LLC national BD | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2022 | Jan 7, 2022 |
| Ian Klinger | Ameriprise Financial Services, LLC national BD | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2022 | Jan 6, 2022 |
| Paul Dennis Way | Stephens BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2022 | Dec 13, 2021 |
| Douglas Reese Way | Stephens BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2022 | Dec 13, 2021 |
| James Andrew Frigstad | North Point Financial Planners no RAUM | Independent Advisor Alliance, LLC independent RIA | Other | Nov 17, 2021 | Apr 9, 2018 |
| Christopher Michael Hagen | Invista Advisors independent RIA | Independent Advisor Alliance, LLC independent RIA | RIA to RIA | Nov 3, 2021 | Oct 26, 2021 |
| Montague Laffitte Boyd | Stephens BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2021 | Oct 7, 2021 |
| Garrett Steven Railsback | Edward Jones national BD | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2021 | Oct 14, 2021 |
| Jana Calender Burke | Stephens BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2021 | Oct 9, 2021 |
| Michael L Allison | Willow independent RIA | Independent Advisor Alliance, LLC independent RIA | RIA to RIA | Sep 10, 2021 | Oct 7, 2021 |
| Roland Markel Castle | Stephens BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2021 | Aug 3, 2021 |
| Vern Clarence Hayden | Sovereign Financial Group, Inc. independent RIA | Independent Advisor Alliance, LLC independent RIA | RIA to RIA | Aug 23, 2021 | Aug 13, 2021 |
| Timothy John Scanlan | Wells Fargo Advisors wirehouse | Independent Advisor Alliance, LLC independent RIA | Wirehouse to independent RIA | May 10, 2021 | May 12, 2021 |
| Kevin James Steffen | Wells Fargo Advisors wirehouse | Independent Advisor Alliance, LLC independent RIA | Wirehouse to independent RIA | May 10, 2021 | May 7, 2021 |
| Erin M Mccarty | Stifel, Nicolaus & Company, Incorporated national BD | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2021 | Apr 26, 2021 |
| Charles Arthur White | Equitable Advisors, LLC national BD | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2021 | Mar 30, 2021 |
341 moves match.