DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Esi Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tyler J Tutino | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Aug 5, 2025 |
| Simon Kinsinger | Primerica Advisors national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Jul 22, 2025 |
| Christopher Stark | Knights Of Columbus Asset Advisors LLC institutional | Esi Financial Advisors independent RIA | Other | Jul 2, 2025 | Jul 24, 2025 |
| Bradley G. Sofonia | Principal Securities, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2025 | Aug 12, 2025 (46 d) |
| Thomas Burchhardt | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2025 | Jul 14, 2025 |
| Raul Eduardo Fernandez | Knights Of Columbus Asset Advisors LLC institutional | Esi Financial Advisors independent RIA | Other | Jun 20, 2025 | Jul 7, 2025 |
| Laura Beninato | Morgan Stanley wirehouse | Esi Financial Advisors independent RIA | Wirehouse to independent RIA | Jun 13, 2025 | Jun 5, 2025 |
| Austin Park | Edward Jones national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2025 | Dec 17, 2025 (189 d) |
| Brian D Pellegrini | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2025 | May 30, 2025 |
| Derek Mccord | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2025 | Jun 27, 2025 |
| Alfred Manuel Sosa | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2025 | Jun 26, 2025 |
| Michael Adam Willard | Foundations Investment Advisors LLC independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | May 22, 2025 | May 23, 2025 |
| Ryan Williams | Hoxton Wealth independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | May 22, 2025 | Dec 2, 2025 (194 d) |
| Eugene Joseph Colligan | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2025 | Jul 28, 2025 (75 d) |
| Zachary Robert Goreczny | Advice And Planning Services BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2025 | Jun 5, 2025 |
| Kathleen Wilson Tillman | Northwestern Mutual Investment Services,LLC no RAUM | Esi Financial Advisors independent RIA | Other | May 5, 2025 | May 20, 2025 |
| Michael Anthony Ragusa | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2025 | May 14, 2025 |
| Bryan James Clifton | Mwa Financial Services, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2025 | May 29, 2025 |
| Spencer Schreiber Miller | Secure Investment Management, LLC independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | Apr 14, 2025 | Jun 5, 2025 (52 d) |
| Craig Gerald Fitzpatrick | Cadaret Grant & Co Inc BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2025 | Mar 20, 2025 |
| Brandon Stuart Grimm | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2025 | Oct 22, 2025 (222 d) |
| Keith Larsen | Cambridge Investment Research Advisors, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2025 | May 15, 2025 (63 d) |
| Christopher Todd Chilcoat | Osaic Wealth, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2025 | Aug 8, 2025 (158 d) |
| James N Papadakos | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2025 | Mar 3, 2025 |
| Joshua Michael Ford | LPL Financial LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2025 | Aug 8, 2025 (162 d) |
| Jordan Robert Grow | Mdrn Capital independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | Feb 27, 2025 | May 12, 2025 (74 d) |
| Chase Christopher Petter | Cetera Investment Advisers LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2025 | Feb 11, 2025 |
| Melissa Ann Raymer | Eagle Strategies LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2025 | May 20, 2025 (116 d) |
| Michael Kogan | Chelsea Advisory Services, Inc independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | Dec 17, 2024 | Apr 6, 2026 (475 d) |
| Samuel Leonardo Terrazzino | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2024 | May 8, 2025 (142 d) |
| Yohannes Worku | Transamerica Financial Advisors, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2024 | Jan 31, 2025 (46 d) |
| Brendon Walsh | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2024 | Jan 7, 2025 |
| Sadie Skadron | UBS Financial Services Inc. wirehouse | Esi Financial Advisors independent RIA | Wirehouse to independent RIA | Dec 11, 2024 | Feb 7, 2025 (58 d) |
| Angela Marie Bundy | Pruco Securities, LLC no RAUM | Esi Financial Advisors independent RIA | Other | Dec 10, 2024 | Jan 9, 2026 (395 d) |
| Michael David Adams | Pruco Securities, LLC no RAUM | Esi Financial Advisors independent RIA | Other | Dec 10, 2024 | Feb 4, 2025 (56 d) |
| Helene F. Lino | Pruco Securities, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2024 | Nov 21, 2024 |
| Timothy Ray Blackham | Hornor, Townsend & Kent, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2024 | Dec 10, 2024 (32 d) |
| Daniel Edward Elliott | Truist Advisory Services, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Nov 13, 2024 |
| Robert Pudmericky | Prostatis Financial Advisors Group independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | Oct 30, 2024 | Nov 24, 2025 (390 d) |
| Vivia Cristal Strome | Principal Securities, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2024 | Nov 20, 2024 |
| Jeffrey Chad Johansen | Hornor, Townsend & Kent, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2024 | Nov 21, 2024 (31 d) |
| Stephanie Alaine Rivas | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2024 | Nov 1, 2024 |
| Christopher Rose | Pruco Securities, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2024 | Sep 20, 2024 |
| Noel Justin Kaminski | Northwestern Mutual Investment Services,LLC no RAUM | Esi Financial Advisors independent RIA | Other | Sep 18, 2024 | Sep 25, 2024 |
| Christopher J Vargas | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2024 | Sep 9, 2024 |
| Michael I Guertin | Osaic Wealth, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2024 | Sep 4, 2024 |
| Mark Edward Henderson | Gwn Securities Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Sep 5, 2024 |
| Robert Glenn Howard | Knights Of Columbus Asset Advisors LLC institutional | Esi Financial Advisors independent RIA | Other | Sep 4, 2024 | Sep 9, 2024 |
| Cory F Cook | Knights Of Columbus Asset Advisors LLC institutional | Esi Financial Advisors independent RIA | Other | Sep 4, 2024 | Sep 19, 2024 |
| Leonardo Ramirez | Fortis Capital Advisors, LLC independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | Aug 30, 2024 | Feb 13, 2025 (167 d) |
| Mackenzie Robert Abbate | Knights Of Columbus Asset Advisors LLC institutional | Esi Financial Advisors independent RIA | Other | Aug 6, 2024 | Aug 20, 2024 |
| Mark Christopher Raffa | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2024 | Aug 2, 2024 |
| Nicholas William Abbate | Knights Of Columbus Asset Advisors LLC institutional | Esi Financial Advisors independent RIA | Other | Jul 22, 2024 | Aug 20, 2024 |
| Benjamin John Perez | Knights Of Columbus Asset Advisors LLC institutional | Esi Financial Advisors independent RIA | Other | Jul 22, 2024 | Aug 21, 2024 |
| Daniel Raymond Evans | Knights Of Columbus Asset Advisors LLC institutional | Esi Financial Advisors independent RIA | Other | Jul 18, 2024 | Aug 21, 2024 (34 d) |
| Brian Anthony Neal | Charles Schwab & Co., Inc. national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2024 | Jan 31, 2025 (213 d) |
| James Anthony Mirabile | Transamerica Financial Advisors, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2024 | Jul 10, 2024 |
| Stuart Fontaine Thomas | LPL Financial LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2024 | Oct 16, 2024 (110 d) |
| Charles Ashley Girling | Bankers Life Advisory Services, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2024 | Jun 13, 2024 |
| Marc Joseph Alessandro | Pruco Securities, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2024 | Jun 14, 2024 |
500 moves match.