DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Arkadios Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Trent Cottrell | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Jul 22, 2024 |
| Tyler Scott Maness | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Jul 22, 2024 |
| Tyler James Holloway | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Jul 25, 2024 |
| Robert Elkin Hill | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Jul 22, 2024 |
| Benjamin H Bowles | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Jul 22, 2024 |
| Robert James Fitzgerald | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Jul 22, 2024 |
| Simon F Crew | Equitable Advisors, LLC national BD | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2024 | Jul 22, 2024 |
| Scott Peter Mullady | Cetera Investment Advisers LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2024 | Oct 18, 2024 (105 d) |
| Kay S Wilson | Morgan Stanley wirehouse | Arkadios Wealth Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 4, 2024 | Jul 8, 2024 |
| Slade Mccoll Simons | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jun 20, 2024 |
| Troy James Richards | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jun 20, 2024 |
| Patrick Gerard Talamo | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jun 20, 2024 |
| Alfredo J Martinez | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jun 26, 2024 |
| Keith Gregory Laterrade | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jun 20, 2024 |
| Robert Lee Parker | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jun 20, 2024 |
| Evangelist Jason King | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jun 26, 2024 |
| Scott B Sloan | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jun 20, 2024 |
| Zachary Thomas Gorres | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jun 20, 2024 |
| David Gareth Pullen | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jun 20, 2024 |
| Ryann Louis Gallois | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jun 26, 2024 |
| Susan Christine Plunkett-Barese | Park Avenue Securities LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2024 | May 8, 2024 |
| Gustavo Carlo Sanchez Nazario | Select Advisory Group Inc state registered | Arkadios Wealth Advisors BD affiliated | Other | Apr 30, 2024 | Mar 31, 2022 |
| Stanton Price Wheeler | Kestra Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2024 | Jan 1, 2025 (267 d) |
| Louis Anthony Tucci | Realta Investment Advisors, Inc BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2024 | Feb 28, 2024 |
| David Christopher Elliott | Thrivent Investment Management Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2024 | Feb 28, 2024 |
| Thomas Oakley Moore | Capital Investment Advisors, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 13, 2024 | Mar 19, 2024 (35 d) |
| Jitender C. Gidwani | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Dec 15, 2023 |
| Steven Parker Lichtblau | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 8, 2023 |
| Michael Scott Walling | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 8, 2023 |
| Charles Tyler Walling | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 9, 2023 |
| Timothy Michael Sperling | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Dec 6, 2023 |
| Amy B Lillis-Konopacki | Nationwide Investment Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Apr 9, 2024 (176 d) |
| Dillon Dee Hall | Emerson Equity LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2023 | Aug 1, 2023 |
| Hays Evans | Capital Group Private Client Services, Inc. independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 15, 2023 | Oct 4, 2023 |
| Ross Ballard Wyatt | MML Investors Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2023 | Sep 14, 2023 |
| David Timothy Short | MML Investors Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2023 | Aug 30, 2023 |
| Kira Marie Dennis | MML Investors Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2023 | Aug 30, 2023 |
| Douglas M Zator | Emerson Equity LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2023 | Aug 9, 2023 |
| Henry Bertram Moog | J.P. Morgan Securities LLC wirehouse | Arkadios Wealth Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2023 | Aug 10, 2023 |
| Kendall Southerland Dubose | J.P. Morgan Securities LLC wirehouse | Arkadios Wealth Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2023 | Aug 22, 2023 |
| Michael Jerome Sinclair | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2023 | Aug 17, 2023 |
| Nicholas Thomas Stafford | Emerson Equity LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2023 | Jul 27, 2023 |
| Matthew Thomas Jones | Kestra Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jun 28, 2023 |
| Derek Alexander Ruiz | Kestra Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jun 28, 2023 |
| Stephen Michael Nelson | Kestra Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jul 19, 2023 |
| Blake Donald Floyd | Kestra Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jul 20, 2023 |
| Robert James Burke | Cambridge Investment Research Advisors, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Jun 2, 2023 |
| Mem Stewart Webb | UBS Financial Services Inc. wirehouse | Arkadios Wealth Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2023 | May 23, 2023 |
| Gerald Allen Garner | UBS Financial Services Inc. wirehouse | Arkadios Wealth Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2023 | May 23, 2023 |
| Michael Alexander Kearney | Thrivent Investment Management Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2023 | Feb 27, 2023 |
| Kevin Lamar Rainwater | Acg Wealth Inc. independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2022 | Apr 26, 2021 |
| Kiliaen Van Rensselaer Ludlow | Continuum Advisory, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2022 | Jun 6, 2024 (568 d) |
| Nathan Miles Stibbs | Continuum Advisory, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2022 | Mar 1, 2023 (105 d) |
| Michael Huston Torrey | Triad Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2022 | Nov 2, 2022 |
| Nathan Thomas Mcduffee | Kalos Management BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2022 | Aug 16, 2022 |
| Lenajo Marie Hartley | Securities America Advisors, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2022 | Oct 14, 2022 |
| Thomas Michael Baer | Kalos Management BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Sep 27, 2022 |
| Brian Alan Akers | Kalos Management BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Aug 16, 2022 |
| Iain Lesslie Chase Brackstone | Kalos Management BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Aug 19, 2022 |
| Bernard Philip Mcvey | Kalos Management BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Aug 16, 2022 |
215 moves match.