DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Neuberger Berman Bd LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shannon Leigh SaccociaSvb Wealth BD affiliatedNeuberger Berman Bd LLC no RAUMOtherMay 2, 2023May 8, 2023
Patrick Gerard SchultzDominguez Wealth Management Solutions, Inc. independent RIANeuberger Berman Bd LLC no RAUMOtherMar 30, 2023Apr 10, 2023
Kyle Thomas De VriesEmpower Advisory Group, LLC BD affiliatedNeuberger Berman Bd LLC no RAUMOtherJan 31, 2023Jan 31, 2023
Gregory HohmannBlackrock Financial Management, Inc otherNeuberger Berman Bd LLC no RAUMOtherJan 18, 2023May 3, 2023 (105 d)
Elina ShalumovaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC no RAUMOtherNov 18, 2022Nov 12, 2022
Ryan Scott BrewerVoya Investment Management Co. LLC otherNeuberger Berman Bd LLC no RAUMOtherSep 21, 2022Oct 5, 2022
Ryan PerriNomura Investment Management Business Trust asset managerNeuberger Berman Bd LLC no RAUMOtherSep 14, 2022Sep 23, 2025 (1105 d)
Peter Louis TaetsFidelity Personal And Workplace Advisors BD affiliatedNeuberger Berman Bd LLC no RAUMOtherAug 22, 2022Sep 13, 2022
Trevor HallasJanney Montgomery Scott LLC BD affiliatedNeuberger Berman Bd LLC no RAUMOtherAug 17, 2022Aug 15, 2022
Madeline C CaryCitigroup Global Markets Inc. BD affiliatedNeuberger Berman Bd LLC no RAUMOtherAug 10, 2022Aug 15, 2022
Michael James FennerFisher Investments independent RIANeuberger Berman Bd LLC no RAUMOtherAug 9, 2022Oct 27, 2022 (79 d)
Jake TripuckaLord, Abbett & Co. LLC asset managerNeuberger Berman Bd LLC no RAUMOtherJul 20, 2022Aug 8, 2022
Daniela SirabellaYorkbridge Wealth Partners, LLC independent RIANeuberger Berman Bd LLC no RAUMOtherJul 11, 2022Jul 13, 2022
Mariana JimenezEquitable Advisors, LLC national BDNeuberger Berman Bd LLC no RAUMOtherJun 16, 2022Sep 12, 2023 (453 d)
Todd TamagniniHightower Advisors, LLC BD affiliatedNeuberger Berman Bd LLC no RAUMOtherJun 3, 2022Sep 14, 2022 (103 d)
Jon JerrildMML Investors Services, LLC BD affiliatedNeuberger Berman Bd LLC no RAUMOtherJun 1, 2022Jun 21, 2022
Carrie B. DraperMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC no RAUMOtherMay 17, 2022Jun 3, 2022
Noelle DaviesUBS Financial Services Inc. wirehouseNeuberger Berman Bd LLC no RAUMOtherMay 9, 2022May 2, 2022
Michael Warren ConstantinePark Avenue Securities LLC BD affiliatedNeuberger Berman Bd LLC no RAUMOtherApr 15, 2022Apr 26, 2022
Joseph Clayton YastrubVoya Investment Management Co. LLC otherNeuberger Berman Bd LLC no RAUMOtherApr 1, 2022Apr 18, 2022
Matthew WymanColumbia Management Investment Advisers, LLC asset managerNeuberger Berman Bd LLC no RAUMOtherApr 1, 2022Dec 16, 2025 (1355 d)
Brandt BaldwinAdvice And Planning Services BD affiliatedNeuberger Berman Bd LLC no RAUMOtherMar 23, 2022Mar 30, 2022
Sojin KangMorgan Stanley wirehouseNeuberger Berman Bd LLC no RAUMOtherMar 14, 2022Mar 2, 2022
Samantha M HoaglandMorgan Stanley wirehouseNeuberger Berman Bd LLC no RAUMOtherFeb 24, 2022Feb 28, 2022
Charles John DonovanPayden & Rygel otherNeuberger Berman Bd LLC no RAUMOtherFeb 16, 2022Mar 9, 2022
Brian Joseph JonesMorgan Stanley wirehouseNeuberger Berman Bd LLC no RAUMOtherFeb 10, 2022Jun 24, 2026 (1595 d)
Khym-Alexi Daniellia Fawcett-EllisUBS Financial Services Inc. wirehouseNeuberger Berman Bd LLC no RAUMOtherJan 19, 2022Jan 3, 2022
Olga Deperio FlorescaCoastal Bridge Advisors independent RIANeuberger Berman Bd LLC no RAUMOtherJan 18, 2022Jan 13, 2022
Xavier PeoplesCapital Group Private Client Services, Inc. independent RIANeuberger Berman Bd LLC no RAUMOtherJan 7, 2022Jun 20, 2022 (164 d)
Joseph R LeblancMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC no RAUMOtherJan 4, 2022Oct 24, 2023 (658 d)
Brent Christopher McguireOsaic Fa, Inc. BD affiliatedNeuberger Berman Bd LLC no RAUMOtherDec 15, 2021Jul 1, 2022 (198 d)
Thomas Patrick MonksHartford Funds asset managerNeuberger Berman Bd LLC no RAUMOtherSep 21, 2021Nov 26, 2025 (1527 d)
David Moreau SmithCitigroup Global Markets Inc. BD affiliatedNeuberger Berman Bd LLC no RAUMOtherSep 8, 2021Sep 10, 2021
Joseph SignorileEsi Financial Advisors BD affiliatedNeuberger Berman Bd LLC no RAUMOtherSep 1, 2021Sep 15, 2021
Jacob Arthur GayleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC no RAUMOtherAug 9, 2021Apr 11, 2022 (245 d)
Alicia Danielle KennedyFidelity Personal And Workplace Advisors BD affiliatedNeuberger Berman Bd LLC no RAUMOtherJul 14, 2021Jul 20, 2021
Laurel A NelsonRBC Securities, Inc. independent RIANeuberger Berman Bd LLC no RAUMOtherJun 22, 2021Jul 8, 2021
Jack F. SheehyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC no RAUMOtherJun 8, 2021Jun 14, 2021
Sean Joseph JulesDeutsche Bank Securities Inc. BD affiliatedNeuberger Berman Bd LLC no RAUMOtherJun 2, 2021Jun 10, 2021
Camelia Picardi HegartyDimensional Fund Advisors LP asset managerNeuberger Berman Bd LLC no RAUMOtherJun 2, 2021Jun 30, 2021
Paul StawarzValmark Advisers, Inc. BD affiliatedNeuberger Berman Bd LLC no RAUMOtherMay 21, 2021Dec 3, 2025 (1657 d)
Tatiana NovozhilovaAdvice And Planning Services BD affiliatedNeuberger Berman Bd LLC no RAUMOtherApr 12, 2021May 11, 2021
Timothy Cristian SchmidtEquitable Advisors, LLC national BDNeuberger Berman Bd LLC no RAUMOtherFeb 25, 2021Apr 20, 2021 (54 d)
Michael Cameron KingDeutsche Bank Securities Inc. otherNeuberger Berman Bd LLC no RAUMOtherFeb 24, 2021Apr 21, 2021 (56 d)
Chad Wayne TorielloCitigroup Global Markets Inc. BD affiliatedNeuberger Berman Bd LLC no RAUMOtherFeb 12, 2021Feb 19, 2021
Spencer Brad KostrinskyJ.P. Morgan Securities LLC wirehouseNeuberger Berman Bd LLC no RAUMOtherFeb 9, 2021Aug 19, 2021 (191 d)
James Anthony Acey-Van BruntRaymond James & Associates, Inc. national BDNeuberger Berman Bd LLC no RAUMOtherDec 23, 2020Jan 6, 2021
Christopher Scott MuellerEquitable Advisors, LLC national BDNeuberger Berman Bd LLC no RAUMOtherDec 9, 2020Dec 9, 2020
Richard GabrieleJ.P. Morgan Securities LLC wirehouseNeuberger Berman Bd LLC no RAUMOtherSep 15, 2020Aug 16, 2022 (700 d)
Braden SmithAmerican Century Investments Private Client Group, Inc. BD affiliatedNeuberger Berman Bd LLC no RAUMOtherJul 16, 2020May 6, 2026 (2120 d)
Brandee Kay Hewett ShumwayRussell Investments otherNeuberger Berman Bd LLC no RAUMOtherJun 25, 2020Mar 18, 2020
Steven TrusteyHsbc Securities (USA) Inc. BD affiliatedNeuberger Berman Bd LLC no RAUMOtherJun 5, 2020Dec 24, 2020 (202 d)
Sean X HarnettEquitable Advisors, LLC national BDNeuberger Berman Bd LLC no RAUMOtherApr 15, 2020Apr 17, 2020
Sabrina Ann CarrelliStifel, Nicolaus & Company, Incorporated national BDNeuberger Berman Bd LLC no RAUMOtherMar 20, 2020Apr 3, 2020
Jacob Max MckeanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC no RAUMOtherMar 13, 2020Mar 18, 2020
Timothy Casimer CraneRaymond James & Associates, Inc. national BDNeuberger Berman Bd LLC no RAUMOtherFeb 27, 2020Feb 15, 2022 (719 d)
Nathan William DougallNetherby Advisors LLC state registeredNeuberger Berman Bd LLC no RAUMOtherSep 27, 2019Jul 24, 2019
Stephanie Lauren SchilsBlackrock Investment Management, LLC otherNeuberger Berman Bd LLC no RAUMOtherSep 4, 2019Sep 11, 2019
Titanya WattersBalefire, LLC mixed wealthNeuberger Berman Bd LLC no RAUMOtherAug 23, 2019Sep 9, 2019
Andrew D SchumontFidelity Personal And Workplace Advisors BD affiliatedNeuberger Berman Bd LLC no RAUMOtherAug 8, 2019Nov 1, 2022 (1181 d)
Page 2 of 6PreviousNext
304 moves match.