DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Santander Securities
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Inezjustine Refugio Aznar | J.P. Morgan Securities LLC wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 4, 2021 | Sep 14, 2021 |
| Jerry Celentano | Hsbc Securities (USA) Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2021 | Aug 25, 2021 |
| Pedro Jose Rodriguez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2021 | Jan 6, 2022 (195 d) |
| Jason Joseph Tarr | Key Investment Services LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2021 | Jul 20, 2021 (63 d) |
| Austin T Kline | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 16, 2021 | Feb 23, 2021 |
| Mariano Joaquin Pagano | Wells Fargo Advisors wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 21, 2021 | Jul 6, 2021 (166 d) |
| Paul Correia | Td Ameritrade, Inc. no RAUM | Santander Securities BD affiliated | Other | Jan 11, 2021 | May 5, 2022 (479 d) |
| Joseph F Varga | Td Ameritrade, Inc. no RAUM | Santander Securities BD affiliated | Other | Jan 11, 2021 | Mar 24, 2021 (72 d) |
| Nicholas Jason Exias | Td Ameritrade, Inc. no RAUM | Santander Securities BD affiliated | Other | Jan 11, 2021 | Jul 1, 2021 (171 d) |
| Wayne P Sellar | Cuso Financial Services, L.P. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2021 | Jan 22, 2021 |
| Sumeet Malhotra | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jun 21, 2022 (537 d) |
| Patrick Lospennato | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jan 3, 2023 (733 d) |
| Sheldon Walker | Wells Fargo Advisors wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 7, 2020 | Jul 22, 2021 (227 d) |
| Steven Michael Kashubo | LPL Financial LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2020 | Mar 19, 2021 (189 d) |
| Tatiana Sigalova | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2020 | Jul 10, 2020 (45 d) |
| Nathan Kistler | Cuso Financial Services, L.P. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2020 | Jun 11, 2020 |
| James Samuel Fisher | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2020 | May 14, 2020 |
| Eric Joseph Foley | Advice And Planning Services BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2020 | Jun 9, 2020 (45 d) |
| Andre S Habib | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2020 | Apr 29, 2020 |
| Inas Alawam | Ameriprise Financial Services, LLC national BD | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2020 | Jun 16, 2020 (62 d) |
| George Klebart | LPL Financial LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2020 | Mar 11, 2020 |
| Shawn Theodore Curry | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2020 | May 11, 2020 (70 d) |
| George Hall | Lincoln Investment BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2020 | Mar 3, 2020 |
| Breno Costa Vilete | Wells Fargo Advisors wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2020 | Jan 31, 2020 |
| Stephanie Chaplinski-Kane | Cetera Investment Advisers LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2020 | Jan 9, 2020 |
| Maria Tychi-Kefalas | People'S Securities, Inc. no RAUM | Santander Securities BD affiliated | Other | Dec 13, 2019 | Aug 10, 2022 (971 d) |
| Justin Jones | Edward Jones national BD | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2019 | Apr 3, 2020 (114 d) |
| Angel Palacios | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 16, 2019 | Oct 22, 2019 |
| Andrew Morris | Pruco Securities, LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2019 | Jan 15, 2021 (458 d) |
| Ruth Chicca | MML Investors Services, LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2019 | Nov 13, 2019 |
| Aaron Foley | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2019 | Nov 27, 2019 (54 d) |
| Hamilton Soriano | Morgan Stanley wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 30, 2019 | Nov 27, 2019 (58 d) |
| Bryan Finger | Wells Fargo Advisors wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2019 | Oct 2, 2019 |
| Oscar G. Rodriguez | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2019 | Sep 23, 2019 |
| Kyle Abbot | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 19, 2019 | Oct 22, 2019 (64 d) |
| Hardy Tey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 9, 2019 | Sep 6, 2019 |
| Candice Travis | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2019 | Aug 27, 2019 |
| Justin Mcnicholas | Securian Financial Services, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2019 | Sep 19, 2019 (79 d) |
| Peter Coutracos | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 1, 2019 | Aug 6, 2019 (36 d) |
| William Hagerty | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 1, 2019 | Jul 16, 2019 |
| Elizabeth Manteau | Lincoln Investment BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2019 | Sep 6, 2019 (84 d) |
| Alan Anderson Santana | Hsbc Securities (USA) Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2019 | Aug 4, 2020 (424 d) |
| Chris Talpas | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Jun 13, 2019 |
| Christopher Antonelli | Morgan Stanley wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 30, 2019 | Jun 21, 2019 |
| Henry Pak | Td Ameritrade, Inc. no RAUM | Santander Securities BD affiliated | Other | May 29, 2019 | Mar 23, 2020 (299 d) |
| Rahul Rana | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 22, 2019 | Dec 1, 2021 (924 d) |
| Richard Knuth | Ameriprise Financial Services, LLC national BD | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2019 | May 23, 2019 |
| Shawn Neice | Lord, Abbett & Co. LLC asset manager | Santander Securities BD affiliated | Other | May 3, 2019 | May 14, 2019 |
| Justin Walsh | Advice And Planning Services BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2019 | Nov 27, 2019 (215 d) |
| Jeffrey Unger | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2019 | Apr 22, 2019 |
| Christopher Patrick Greeley | Voya Financial Advisors, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Jul 2, 2019 (90 d) |
| Erika A Van Lingen | Voya Financial Advisors, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Jul 2, 2019 (90 d) |
| Andrew K Morehouse | Voya Financial Advisors, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Oct 2, 2019 (182 d) |
| Nicole Elizabeth Paradise | Voya Financial Advisors, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Sep 13, 2019 (163 d) |
| Daniel Joseph Norton | Equitable Advisors, LLC national BD | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2019 | Apr 22, 2019 |
| Steve Nguyen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 27, 2019 | Apr 29, 2019 (33 d) |
| Walter W Goss | Woodbury Financial Services, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2019 | Mar 22, 2019 |
| Jan S Zambrano | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 19, 2019 | Mar 28, 2019 |
| Fabio Ruggiero Cristino | Wells Fargo Advisors wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 18, 2019 | May 26, 2020 (435 d) |
| Christopher Adam Small | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2019 | Oct 8, 2019 (236 d) |
417 moves match.