DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wedbush Securities Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Margarita Santiago | Janney Montgomery Scott LLC BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2022 | May 24, 2022 (74 d) |
| Chadwick C Collins | Kestra Private Wealth Services, LLC BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2022 | Feb 11, 2022 |
| Marc Michael Miller | Western International Securities BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Aug 16, 2021 |
| William Cullen Rogers | Venturi Private Wealth independent RIA | Wedbush Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 2, 2021 | Apr 23, 2025 (1360 d) |
| Matthew Arjeh Wollmann | Hilltop Securities Inc. BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Jun 9, 2021 |
| Matthew Salvador Houston | B Riley Wealth Management BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2021 | Apr 19, 2021 |
| Zaida M Gil | B Riley Wealth Management BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2021 | Apr 30, 2021 |
| Thomas Ross Stripling | B Riley Wealth Management BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2021 | May 31, 2022 (406 d) |
| Wendy Lee Olson | Stancorp Investment Advisers, Inc. other | Wedbush Securities Inc. BD affiliated | Other | Mar 4, 2021 | Mar 2, 2021 |
| Daniel Gerard Sullivan | J.P. Morgan Securities LLC wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2021 | Feb 11, 2021 |
| Andrew Robert Hutcheson | Raymond James & Associates, Inc. national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Dec 11, 2020 |
| Jazmin Gabriela Carpenter | Morgan Stanley wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 11, 2020 | Jan 26, 2021 (46 d) |
| Mark Mitchell Bluestein | Wells Fargo Advisors wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 10, 2020 | Dec 1, 2020 |
| James Wesley Likes | Wells Fargo Advisors wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2020 | Oct 26, 2020 |
| David Alexander Sweeney | Stifel, Nicolaus & Company, Incorporated national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2020 | Sep 11, 2020 |
| Anthony Dupre | Edward Jones national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2020 | Jan 6, 2021 (111 d) |
| Kevin Michael Quinn | Wells Fargo Advisors wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2020 | Sep 10, 2020 |
| James Gerald Bailey | Wells Fargo Advisors wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2020 | Sep 10, 2020 |
| Danajette Kurtz | Wells Fargo Advisors wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2020 | Sep 10, 2020 |
| Howard Emerson Kern | UBS Financial Services Inc. wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2020 | Jun 27, 2020 |
| Nicole Megowan | One Capital Management, LLC independent RIA | Wedbush Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 10, 2020 | Sep 30, 2020 (112 d) |
| Richard Glenn Lovett | RBC Capital Markets, LLC national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2020 | Aug 7, 2021 (527 d) |
| Tony David May | Stifel, Nicolaus & Company, Incorporated national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2020 | Feb 11, 2020 |
| Robert Francis Tansey | RBC Capital Markets, LLC national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2020 | Jun 21, 2022 (871 d) |
| Mitchell Steven Loewenberg | Edward Jones national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2020 | Feb 27, 2020 (31 d) |
| Michael Charles Cuddihy | Citigroup Global Markets Inc. BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2019 | Dec 8, 2020 (356 d) |
| Robert William Kennally | Morgan Stanley wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 9, 2019 | Dec 16, 2019 |
| Andrew H Lee | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 6, 2019 | Dec 20, 2019 |
| Tuan Minh Tran | Wells Fargo Advisors wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 17, 2019 | Sep 13, 2019 |
| Michael Duane Krmpotich | Stifel, Nicolaus & Company, Incorporated national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2019 | Aug 6, 2019 |
| Frank Carl Story | Stifel, Nicolaus & Company, Incorporated national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2019 | Jul 5, 2019 |
| Robert Frederic Limmer | Gladstone Wealth Partners independent RIA | Wedbush Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2019 | Jul 5, 2019 |
| Abraham Lopez | Northwestern Mutual Investment Services,LLC no RAUM | Wedbush Securities Inc. BD affiliated | Other | Jun 18, 2019 | Jun 20, 2019 |
| Matthew Mackay Kelleher | UBS Financial Services Inc. wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2019 | Jun 21, 2019 |
| Noma K Patel | Equitable Advisors, LLC national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2019 | Jun 11, 2019 |
| Alicia Dawn Sorensen | Hsbc Securities (USA) Inc. BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2019 | Sep 6, 2019 (155 d) |
| Hardeep Singh | Wells Fargo Advisors wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 20, 2019 | Mar 18, 2019 |
| Doug John Ireland | MML Investors Services, LLC BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2019 | Feb 6, 2019 |
| Robert Sean Howard | Raymond James & Associates, Inc. national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2019 | Apr 9, 2019 (64 d) |
| Ryan Scott Alling | Edward Jones national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2019 | Jan 5, 2026 (2559 d) |
| Frank William Epinger | J.P. Morgan Securities LLC wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 26, 2018 | Nov 5, 2019 (344 d) |
| Joel Wesley Cochran | Avondale Partners, LLC institutional | Wedbush Securities Inc. other | Other | Nov 2, 2018 | Aug 21, 2018 |
| Mackenzie Cunningham | Avondale Partners, LLC institutional | Wedbush Securities Inc. BD affiliated | Other | Nov 2, 2018 | Nov 9, 2018 |
| Kenneth Marc Hutkin | Morgan Stanley wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 24, 2018 | Nov 5, 2018 |
| Timothy Joseph Canty | Wells Fargo Advisors wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2018 | Jan 3, 2025 (2306 d) |
| Paul Matthew Delzio | Edward Jones national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2018 | Jan 5, 2026 (2678 d) |
| John Blair Knoth | Morgan Stanley wirehouse | Wedbush Securities Inc. other | Other | Aug 9, 2018 | Sep 19, 2018 (41 d) |
| Paul Mark Bonaccini | Raymond James & Associates, Inc. national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2018 | May 28, 2020 (667 d) |
| Kevin Michael Sesny | UBS Financial Services Inc. wirehouse | Wedbush Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 31, 2018 | Aug 27, 2019 (392 d) |
| David Roger Hirons | RBC Capital Markets, LLC national BD | Wedbush Securities Inc. other | Other | Apr 25, 2018 | May 25, 2018 |
| Jodi Marie Lutz | Wells Fargo Advisors wirehouse | Wedbush Securities Inc. other | Other | Feb 5, 2018 | Feb 6, 2018 |
| Terence Douglas Welsh | D.A. Davidson & Co. other | Wedbush Securities Inc. other | Other | Oct 2, 2017 | Oct 20, 2017 |
| Trisha Kennedy | Primerica Advisors national BD | Wedbush Securities Inc. other | Other | Jul 17, 2017 | Jul 7, 2017 |
| John P Bruno | J.P. Morgan Securities LLC wirehouse | Wedbush Securities Inc. other | Other | Jun 22, 2017 | Dec 15, 2017 (176 d) |
| Charles J Hilliard | Kestra Private Wealth Services, LLC other | Wedbush Securities Inc. other | Other | May 18, 2017 | May 17, 2017 |
| Lauren Melissa Williams | UBS Financial Services Inc. wirehouse | Wedbush Securities Inc. other | Other | Mar 20, 2017 | Apr 28, 2017 (39 d) |
| Gregory John Chachas | Wells Fargo Advisors wirehouse | Wedbush Securities Inc. other | Other | Feb 22, 2017 | Feb 13, 2017 |
| Ronald Benjamin Lefton | Buttonwood Tree Management, LLC unclassified | Wedbush Securities Inc. other | Other | Jan 27, 2017 | Jan 27, 2017 |
| Matthew Gafoa Fetui | Buttonwood Tree Management, LLC unclassified | Wedbush Securities Inc. other | Other | Jan 27, 2017 | Jan 27, 2017 |
| Jeffrey Dean Olsson | Raymond James Financial Services Advisors, Inc other | Wedbush Securities Inc. other | Other | Dec 22, 2016 | Feb 3, 2017 (43 d) |
289 moves match.