| Aaron Wiegman | Thrivent Investment Management Inc. other | Park Avenue Securities LLC other | Other | Jun 5, 2006 | Sep 21, 2006 (108 d) |
| Matthew James Cunningham | U.S. Financial Advisors other | Park Avenue Securities LLC other | Other | May 31, 2006 | Aug 4, 2006 (65 d) |
| Jeffrey Andre Ponson | LPL Financial LLC other | Park Avenue Securities LLC other | Other | May 30, 2006 | Jun 16, 2006 |
| Brian N Slabaugh | Sii Investments, Inc. other | Park Avenue Securities LLC other | Other | May 23, 2006 | Jun 12, 2006 |
| Charles A Villano | Northwestern Mutual Investment Services,LLC other | Park Avenue Securities LLC other | Other | May 15, 2006 | Jul 10, 2006 (56 d) |
| Jo Ann Elisabeth Favia | Valmark Advisers, Inc. other | Park Avenue Securities LLC other | Other | Apr 6, 2006 | Apr 19, 2006 |
| Richard J Bell | Ameritas Advisory Services other | Park Avenue Securities LLC other | Other | Mar 22, 2006 | Jul 20, 2006 (120 d) |
| Sharon Elizabeth Driscoll | Banc Of America Investment Services, Inc. unclassified | Park Avenue Securities LLC other | Other | Mar 20, 2006 | May 25, 2006 (66 d) |
| Mark Andrew Smith | Midwest Professional Planners, Ltd. other | Park Avenue Securities LLC other | Other | Mar 14, 2006 | Apr 4, 2006 |
| John Patrick Rafferty | Esi Financial Advisors other | Park Avenue Securities LLC other | Other | Mar 6, 2006 | Mar 16, 2006 |
| Richard B Sedway | Ameritas Advisory Services other | Park Avenue Securities LLC other | Other | Mar 3, 2006 | Mar 20, 2006 |
| Bradley T Cunningham | MML Investors Services, LLC other | Park Avenue Securities LLC other | Other | Mar 1, 2006 | Mar 21, 2006 |
| Thomas J Cunningham | MML Investors Services, LLC other | Park Avenue Securities LLC other | Other | Mar 1, 2006 | Mar 21, 2006 |
| Kelly Glen Kidwell | Ameritas Advisory Services other | Park Avenue Securities LLC other | Other | Feb 7, 2006 | Oct 25, 2006 (260 d) |
| Lee Ryan Brinson | J.T. Stratford Advisors, LLC unclassified | Park Avenue Securities LLC other | Other | Jan 27, 2006 | Mar 14, 2006 (46 d) |
| Colleen S Harris | Morgan Stanley Dw Inc. unclassified | Park Avenue Securities LLC other | Other | Jan 10, 2006 | May 5, 2006 (115 d) |
| Edward Scott Laskin | Hornor, Townsend & Kent, LLC other | Park Avenue Securities LLC other | Other | Jan 5, 2006 | Feb 7, 2006 (33 d) |
| Timothy F Grable | Cadaret Grant & Co Inc other | Park Avenue Securities LLC other | Other | Dec 31, 2005 | Oct 30, 2007 (668 d) |
| Arthur Abraham Barasch | Ameritas Advisory Services other | Park Avenue Securities LLC other | Other | Dec 31, 2005 | Feb 6, 2007 (402 d) |
| Eric M Bloom | 1717 Capital Management Company unclassified | Park Avenue Securities LLC other | Other | Dec 31, 2005 | Sep 18, 2013 (2818 d) |
| Patrick James Modjeski | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Dec 31, 2005 | May 16, 2007 (501 d) |
| Matthew Henry Kelly | Federated Investment Counseling other | Park Avenue Securities LLC BD affiliated | Other | Nov 17, 2005 | May 22, 2020 (5300 d) |
| Thomas J Bellaro | Td Ameritrade, Inc. no RAUM | Park Avenue Securities LLC other | Other | Oct 27, 2005 | Nov 23, 2005 |
| Donald Lawrence Reichert | Capital Design Advisory Services LLC unclassified | Park Avenue Securities LLC other | Other | Oct 20, 2005 | Oct 20, 2005 |
| Joseph David Schofield | Capital Design Advisory Services LLC unclassified | Park Avenue Securities LLC other | Other | Oct 20, 2005 | Oct 20, 2005 |
| Mark Daniel Mcgrail | Capital Design Advisory Services LLC unclassified | Park Avenue Securities LLC other | Other | Oct 20, 2005 | Oct 20, 2005 |
| Robert Michael Fichter | Msi Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Oct 14, 2005 | Apr 17, 2006 (185 d) |
| William D Murphy | 1717 Capital Management Company unclassified | Park Avenue Securities LLC other | Other | Oct 6, 2005 | Mar 28, 2006 (173 d) |
| Jeffery Ryan Bickel | Banc Of America Investment Services, Inc. unclassified | Park Avenue Securities LLC other | Other | Oct 6, 2005 | Oct 14, 2011 (2199 d) |
| Chris Neil Whitman | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC other | Other | Sep 16, 2005 | Aug 25, 2006 (343 d) |
| Vincent Ross Townsend | Msi Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Sep 7, 2005 | Oct 11, 2005 (34 d) |
| Asghar A Kazim | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Sep 6, 2005 | Sep 27, 2005 |
| Steven Arthur Kernahan | First Command Financial Planning, Inc. other | Park Avenue Securities LLC other | Other | Sep 2, 2005 | Feb 21, 2006 (172 d) |
| Steven Arthur Kernahan | First Command Bank unclassified | Park Avenue Securities LLC other | Other | Sep 2, 2005 | Feb 21, 2006 (172 d) |
| Lawrence E Wall | Osaic Fa, Inc. other | Park Avenue Securities LLC other | Other | Aug 5, 2005 | Aug 18, 2005 |
| Casey L Eden | Century Advisors, LLC unclassified | Park Avenue Securities LLC other | Other | Jul 29, 2005 | Aug 25, 2005 |
| Alan Donald Cooper | 1717 Capital Management Company unclassified | Park Avenue Securities LLC other | Other | Jul 21, 2005 | Dec 15, 2005 (147 d) |
| Edgar Marvin Hawkins | 1717 Capital Management Company unclassified | Park Avenue Securities LLC other | Other | Jul 21, 2005 | Aug 24, 2005 (34 d) |
| Laura L Davis | Msi Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Jul 19, 2005 | Apr 13, 2006 (268 d) |
| Annette Marie Hammortree | Msi Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Jul 5, 2005 | Jul 11, 2005 |
| Justin Daniel Lamonica | Msi Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Jul 5, 2005 | Sep 1, 2005 (58 d) |
| Derek James Packett | Bofa Advisors, LLC other | Park Avenue Securities LLC other | Other | Jun 28, 2005 | May 23, 2011 (2155 d) |
| Gregory Slater | RBC Rochdale, LLC other | Park Avenue Securities LLC other | Other | Jun 27, 2005 | Oct 17, 2011 (2303 d) |
| Robert L Koscik | Charles Schwab & Co., Inc. national BD | Park Avenue Securities LLC other | Other | Jun 24, 2005 | Oct 3, 2006 (466 d) |
| Gregory Joseph Keal | Creative Planning other | Park Avenue Securities LLC other | Other | Jun 6, 2005 | Jun 21, 2005 |
| Stephen Lloyd Good | Pruco Securities, LLC other | Park Avenue Securities LLC other | Other | Apr 20, 2005 | Jul 29, 2005 (100 d) |
| Pamela Sue Wise | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2005 | Nov 5, 2025 (7510 d) |
| Jonathan F Sullivan | Wells Fargo Advisors wirehouse | Park Avenue Securities LLC other | Other | Apr 4, 2005 | Jun 29, 2005 (86 d) |
| John J Nastasi | Securian Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Mar 31, 2005 | May 31, 2005 (61 d) |
| Jeffery Paul Boutin | Bcas other | Park Avenue Securities LLC other | Other | Mar 28, 2005 | Jan 2, 2001 |
| Todd Anthony Schick | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC other | Other | Mar 23, 2005 | May 9, 2005 (47 d) |
| Howard N Suss | LPL Financial LLC other | Park Avenue Securities LLC BD affiliated | Other | Feb 7, 2005 | Jan 8, 2026 (7640 d) |
| Ernest Victor Hammersley | Pruco Securities, LLC other | Park Avenue Securities LLC other | Other | Feb 7, 2005 | May 18, 2005 (100 d) |
| Erik R Holt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Park Avenue Securities LLC other | Other | Feb 3, 2005 | Mar 21, 2005 (46 d) |
| Jeffrey Phillip Roach | Osaic Fa, Inc. other | Park Avenue Securities LLC other | Other | Jan 28, 2005 | Mar 22, 2005 (53 d) |
| Robert Claude Stuyverson | Pruco Securities, LLC other | Park Avenue Securities LLC other | Other | Jan 19, 2005 | Jan 28, 2005 |
| Sterling Jasper | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Park Avenue Securities LLC other | Other | Jan 12, 2005 | Jul 23, 2007 (922 d) |
| Steven Schleupner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Park Avenue Securities LLC other | Other | Jan 5, 2005 | Feb 3, 2005 |
| Rex S Thatcher | Greenmoor Investments,Inc. unclassified | Park Avenue Securities LLC other | Other | Jan 3, 2005 | Jan 4, 2005 |
| Thomas Patrick Zanovich | MML Investors Services, LLC other | Park Avenue Securities LLC BD affiliated | Other | Dec 31, 2004 | Jul 1, 2019 (5295 d) |