| Evangelist Jason King | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Aug 21, 2015 | Jan 7, 2016 (139 d) |
| David Lambert Bear | J. W. Cole Advisors, Inc. other | Pruco Securities, LLC other | Other | Aug 21, 2015 | Aug 13, 2015 |
| Craig Timothy Charlton | Waddell & Reed other | Pruco Securities, LLC other | Other | Aug 19, 2015 | Nov 6, 2015 (79 d) |
| Kevin C Sagui | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Aug 12, 2015 | Mar 28, 2016 (229 d) |
| William Patrick Yard | Northwestern Mutual Investment Services,LLC other | Pruco Securities, LLC BD affiliated | Other | Aug 4, 2015 | Jan 29, 2020 (1639 d) |
| Andrew Ruthenberg Lafontain | Waddell & Reed other | Pruco Securities, LLC other | Other | Aug 4, 2015 | Aug 6, 2015 |
| Trevor Campbell | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2015 | Oct 10, 2018 (1164 d) |
| Robert Kwong Hom | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC other | Other | Jul 31, 2015 | Feb 4, 2016 (188 d) |
| Kent Manqing Hu | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Jul 31, 2015 | Oct 14, 2015 (75 d) |
| John M. Ford | Charles Schwab & Co., Inc. national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2015 | Sep 29, 2021 (2255 d) |
| Dustin Tyler Mead | Investment Professionals, Inc. other | Pruco Securities, LLC other | Other | Jul 17, 2015 | Dec 15, 2015 (151 d) |
| Anthony Joseph Inzero | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Jul 16, 2015 | Jul 23, 2015 |
| Brent Austin Stanley | Allstate Financial Advisors, LLC no RAUM | Pruco Securities, LLC other | Other | Jul 15, 2015 | Apr 19, 2017 (644 d) |
| Leslie Garner | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Jul 14, 2015 | Feb 19, 2016 (220 d) |
| Mark Donald Verity | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Jul 13, 2015 | Jul 6, 2015 |
| Kent Edmund Sipe | Signator Investors, Inc. other | Pruco Securities, LLC other | Other | Jul 9, 2015 | Aug 4, 2015 |
| Seku N Shabazz | MML Investors Services, LLC other | Pruco Securities, LLC other | Other | Jul 1, 2015 | Sep 8, 2015 (69 d) |
| Jessica Lea Wietmarschen | Fifth Third Securities, Inc. other | Pruco Securities, LLC other | Other | Jun 29, 2015 | Feb 16, 2016 (232 d) |
| Jeffrey Garlatti | Mcadam LLC other | Pruco Securities, LLC other | Other | Jun 26, 2015 | Nov 6, 2015 (133 d) |
| Joel David Smith | MML Investors Services, LLC other | Pruco Securities, LLC other | Other | Jun 26, 2015 | Nov 18, 2016 (511 d) |
| John Henry Beville | Oneamerica Securities, Inc. other | Pruco Securities, LLC other | Other | Jun 24, 2015 | Jul 20, 2015 |
| Roberto J Torok | G. A. Repple & Company other | Pruco Securities, LLC other | Other | Jun 22, 2015 | Aug 18, 2015 (57 d) |
| Luke Zachary Milholland | Northwestern Mutual Investment Services,LLC other | Pruco Securities, LLC other | Other | Jun 12, 2015 | Aug 7, 2015 (56 d) |
| Andrew Jacob Weinstein | Oneamerica Securities, Inc. other | Pruco Securities, LLC other | Other | Jun 12, 2015 | Jul 6, 2015 |
| Kevin M Mace | MML Investors Services, LLC other | Pruco Securities, LLC other | Other | Jun 3, 2015 | Sep 13, 2016 (468 d) |
| Steven Keith Person | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Jun 1, 2015 | Nov 19, 2015 (171 d) |
| Dustin Dake | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | May 20, 2015 | Jun 9, 2015 |
| Alfred J Tolli | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC other | Other | May 19, 2015 | Jun 7, 2016 (385 d) |
| John Christopher Vaccacio | Hornor, Townsend & Kent, LLC other | Pruco Securities, LLC other | Other | May 15, 2015 | May 29, 2015 |
| Gwynn D. B. Yocco | Fsc Securities Corporation other | Pruco Securities, LLC other | Other | May 7, 2015 | Nov 25, 2015 (202 d) |
| Donald Brian Mcclellan | LPL Financial LLC other | Pruco Securities, LLC other | Other | May 1, 2015 | Apr 29, 2015 |
| Eric Michael Langenfeld | Valic Financial Advisors, Inc. other | Pruco Securities, LLC other | Other | Apr 30, 2015 | May 28, 2015 |
| John Richard Russo | Osaic Fs, Inc. other | Pruco Securities, LLC other | Other | Apr 10, 2015 | Apr 25, 2016 (381 d) |
| Jered Roger Hunt | Waddell & Reed other | Pruco Securities, LLC other | Other | Apr 7, 2015 | Jan 12, 2016 (280 d) |
| Charlie Wright | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Mar 24, 2015 | Mar 23, 2015 |
| Daniel Mark Goldfarb | Osaic Fa, Inc. other | Pruco Securities, LLC other | Other | Mar 19, 2015 | Jun 6, 2016 (445 d) |
| Ted Leroy Spurgeon | Meridian Investment Advisors, Inc. other | Pruco Securities, LLC BD affiliated | Other | Mar 10, 2015 | Nov 15, 2023 (3172 d) |
| Michael Jude Shanahan | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 4, 2015 | May 11, 2021 (2260 d) |
| Matthew Shannon Wilson | Invest Financial Corporation other | Pruco Securities, LLC other | Other | Mar 4, 2015 | Apr 23, 2015 (50 d) |
| Scott Robert Long | Edward Jones national BD | Pruco Securities, LLC other | Other | Mar 3, 2015 | May 6, 2015 (64 d) |
| Richard Allen Weiner | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Feb 20, 2015 | Mar 4, 2015 |
| Ikuyo Hiraguchi | MML Investors Services, LLC other | Pruco Securities, LLC other | Other | Feb 6, 2015 | Feb 19, 2015 |
| Matthew Christopher Smith | Allstate Financial Advisors, LLC no RAUM | Pruco Securities, LLC other | Other | Feb 5, 2015 | May 12, 2015 (96 d) |
| Susan Anne Knox | MML Investors Services, LLC other | Pruco Securities, LLC other | Other | Feb 4, 2015 | Feb 27, 2015 |
| Glenda Holt Lenox | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Feb 3, 2015 | Feb 18, 2015 |
| Raymond M O'Bannion | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2015 | Jun 7, 2021 (2323 d) |
| Laurie Sober Hasso | Msi Financial Services, Inc. other | Pruco Securities, LLC BD affiliated | Other | Jan 20, 2015 | Apr 1, 2021 (2263 d) |
| Kristen Hirning Spurlock | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Jan 20, 2015 | Sep 20, 2017 (974 d) |
| Johnnie Lee | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Jan 5, 2015 | Aug 2, 2017 (940 d) |
| Chris Michael Zurich | Park Avenue Securities LLC other | Pruco Securities, LLC other | Other | Jan 5, 2015 | Feb 12, 2015 (38 d) |
| Qayyum A Raheem | New England Securities Corporation other | Pruco Securities, LLC other | Other | Dec 22, 2014 | May 13, 2015 (142 d) |
| Matthew Ambuehl | New England Securities Corporation other | Pruco Securities, LLC other | Other | Dec 22, 2014 | Jan 30, 2015 (39 d) |
| Todd Thomas Rohrer | Next Financial Group, Inc. other | Pruco Securities, LLC other | Other | Dec 18, 2014 | Mar 24, 2015 (96 d) |
| Anthony J. Riscili | B. Riley Wealth Advisors, Inc. other | Pruco Securities, LLC other | Other | Dec 4, 2014 | Dec 18, 2014 |
| Bruce Alfred Bird | Hornor, Townsend & Kent, LLC other | Pruco Securities, LLC other | Other | Dec 3, 2014 | Nov 16, 2015 (348 d) |
| Thomas I Militello | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2014 | Jun 7, 2021 (2400 d) |
| Danny Vester Brown | Valic Financial Advisors, Inc. other | Pruco Securities, LLC other | Other | Nov 6, 2014 | Nov 19, 2014 |
| John David Lewis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC other | Other | Nov 1, 2014 | Dec 23, 2014 (52 d) |
| Bernard Anthony Unger | Hazard & Siegel Advisory Services LLC other | Pruco Securities, LLC BD affiliated | Other | Oct 29, 2014 | Jun 7, 2021 (2413 d) |
| Gregory Lamar Clark | Concourse Financial Group Advisors other | Pruco Securities, LLC other | Other | Oct 23, 2014 | Oct 29, 2014 |