DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cadaret Grant & Co Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Michael Pitch | Pitch Financial Services LLC other | Cadaret Grant & Co Inc other | Other | Jan 14, 2022 | Jun 22, 2007 |
| Marina Maranatha Pelren | LPL Financial LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2022 | Apr 13, 2022 (100 d) |
| Joshua Mccoy | MML Investors Services, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Feb 14, 2022 (45 d) |
| Raymond Neil Bergen | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2021 | Nov 19, 2021 |
| Thomas Patrick Campbell | Securian Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2021 | Nov 24, 2021 |
| Dayna Marie Smith | Pruco Securities, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2021 | Jan 4, 2022 (49 d) |
| Patrick W Droke | Cetera Investment Advisers LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Oct 4, 2021 |
| Zachary R Fitzpatrick | Inflection Advisors state registered | Cadaret Grant & Co Inc BD affiliated | Other | Aug 27, 2021 | Apr 8, 2022 (224 d) |
| Christopher Alan Brennen | Wells Fargo Advisors wirehouse | Cadaret Grant & Co Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 26, 2021 | Sep 30, 2021 (35 d) |
| Tammy Louise Borchers | Waddell & Reed BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Aug 23, 2021 |
| Joseph Patrick Bohen | Dopkins Wealth Management, LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2021 | Aug 16, 2021 |
| Wayne Salsbury | Kestra Advisory Services, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2021 | Aug 4, 2021 |
| Michael James Supernault | Pruco Securities, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2021 | Jun 28, 2021 |
| Peter J Knapp | Park Avenue Securities LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Jul 1, 2021 |
| Jennifer Thompson | Osaic Wealth, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2021 | Jun 23, 2021 (35 d) |
| Kevin Buzek | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2021 | Apr 7, 2021 |
| Erik William Gorenflo | Cambridge Investment Research Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2021 | Apr 30, 2021 |
| Michael James Black | Cambridge Investment Research Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2021 | Mar 15, 2021 |
| Barry James Rings | Atlas Private Wealth Management, LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2021 | Mar 18, 2021 |
| Thomas Richard Camuso | M&T Securities, Inc. unclassified | Cadaret Grant & Co Inc BD affiliated | Other | Feb 26, 2021 | Feb 23, 2021 |
| Craig Alan Felhandler | LPL Financial LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2020 | Jan 4, 2021 |
| Daniel Gregory Nigito | Mercap Advisors, Inc. no RAUM | Cadaret Grant & Co Inc BD affiliated | Other | Dec 18, 2020 | Dec 17, 2020 |
| David Weikert | Mercap Advisors, Inc. no RAUM | Cadaret Grant & Co Inc BD affiliated | Other | Dec 18, 2020 | Dec 17, 2020 |
| David Hopkins Allen | Stratos Wealth Partners, Ltd BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2020 | Dec 10, 2020 |
| Leo Patrick White | Stratos Wealth Partners, Ltd BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2020 | Dec 15, 2020 |
| Steven Michael Nofar | Cambridge Investment Research Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2020 | Nov 11, 2020 |
| Farah Kobeissi-Nasser | Cambridge Investment Research Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2020 | Nov 11, 2020 |
| E. Brian Mosallam | Cambridge Investment Research Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Nov 11, 2020 |
| Alexander Lee Wagner | Cambridge Investment Research Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Nov 11, 2020 |
| Ariel Gerald Wagner | Cambridge Investment Research Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Nov 11, 2020 |
| Brandon G Morrell | Ameriprise Financial Services, LLC national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2020 | Jan 8, 2021 (46 d) |
| Stephen J Carrione | Ameriprise Financial Services, LLC national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Jan 28, 2021 (76 d) |
| George Kostov Bidjov | MML Investors Services, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2020 | May 4, 2021 (180 d) |
| Derek Peter Damian | Cambridge Investment Research Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2020 | Oct 9, 2020 |
| Neil Christopher Guarniere | Lincoln Investment BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2020 | Oct 14, 2020 |
| Jonathon Daniel Mcfall | Sagepoint Financial, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2020 | Aug 18, 2020 |
| Laura Elizabeth Berg | Fidelity Personal And Workplace Advisors BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2020 | Jan 5, 2021 (169 d) |
| Jue-Hua Rae Yau | Edward Jones national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2020 | Aug 6, 2020 (69 d) |
| John Anthony Sobrinski | Triad Advisors, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2020 | May 26, 2020 |
| John Anthony Sobrinski | Triad Advisors, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2020 | May 26, 2020 |
| Wesley Arthur Wright | Raymond James Financial Services Advisors, Inc BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2020 | May 27, 2020 |
| Michael Paul Schleger | Raymond James Financial Services Advisors, Inc BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2020 | Jun 4, 2020 |
| Mitchell Alexander Jobe | Raymond James Financial Services Advisors, Inc BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2020 | May 27, 2020 |
| Paul Francis Jacobs | Raymond James Financial Services Advisors, Inc BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2020 | Sep 4, 2020 (101 d) |
| Alexander Zinger | American Portfolios Advisors, Inc independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2020 | Jun 18, 2020 (31 d) |
| Matthew Thomas Lawson | Raymond James Financial Services Advisors, Inc BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2020 | May 7, 2020 (55 d) |
| Christopher D Urban | Equitable Advisors, LLC national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2020 | Jan 10, 2020 |
| Linda S Brown | Wells Fargo Advisors wirehouse | Cadaret Grant & Co Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2020 | Oct 19, 2020 (277 d) |
| Thomas Edward Ryan | Cuso Financial Services, L.P. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Aug 28, 2019 |
| Glenn Jay Tassey | Principal Securities, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jan 2, 2020 |
| Benjamin Timothy Hussong | Park Avenue Securities LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jan 5, 2020 |
| Kenneth John Arellano | LPL Financial LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2019 | Oct 21, 2019 |
| Allison M Maier | LPL Financial LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2019 | Oct 23, 2019 |
| Robert Kenneth Richards | Securian Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2019 | Oct 15, 2019 |
| Sean Huff | Equitable Advisors, LLC national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2019 | Sep 30, 2019 |
| Kyle Scott Worthy | Transamerica Retirement Advisors, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2019 | Jun 7, 2024 (1711 d) |
| Thomas Joseph Weber | Blackrock Investment Management, LLC other | Cadaret Grant & Co Inc BD affiliated | Other | Sep 10, 2019 | May 11, 2020 (244 d) |
| John Joseph Penna | Blackridge Asset Management, LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Aug 22, 2019 | Aug 27, 2019 |
| Alec John Witkowski | Blackridge Asset Management, LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Aug 22, 2019 | Jan 6, 2020 (137 d) |
| Mark Allen Davidson | Citizens Securities, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2019 | Aug 2, 2019 |
371 moves match.