DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ep Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mustafa Hma Binns | Empirical Wealth Management independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Nov 20, 2024 | Dec 10, 2024 |
| Travis Christopher Mceuen | Edelman Financial Engines independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Nov 15, 2024 | Nov 15, 2024 |
| Matthew Akira Gale | Steelpeak Wealth, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Aug 23, 2024 | Sep 30, 2024 (38 d) |
| Timothy Michael Wiand | The Fairman Group, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Aug 13, 2024 | Sep 3, 2024 |
| Frank Oliver Sloan | Sloan Investment Management, L.L.C. independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Jul 31, 2024 | Jul 17, 2024 |
| Casey Ward Conway | Sloan Investment Management, L.L.C. independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Jul 31, 2024 | Jul 9, 2024 |
| James Patrick Henry | Sloan Investment Management, L.L.C. independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Jul 31, 2024 | Jul 9, 2024 |
| Shannen Scott Smith | Sloan Investment Management, L.L.C. independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Jul 31, 2024 | Jul 8, 2024 |
| Ryan Nicholas Caldwell | Wacker Wealth Partners, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Jul 1, 2024 | Dec 15, 2025 (532 d) |
| Mollie Rae Privett | Beacon Pointe Advisors, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Jul 1, 2024 | Aug 23, 2024 (53 d) |
| Brett Gregory Hughes | Centura Wealth Advisory independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | May 3, 2024 | Dec 15, 2025 (591 d) |
| Patrick Colm O'Hara | Wacker Wealth Partners, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Apr 30, 2024 | Jan 1, 2025 (246 d) |
| Matthew Randall Wilson | Wacker Wealth Partners, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Apr 30, 2024 | Jan 15, 2025 (260 d) |
| Joan Clare Wenglikowski | Wacker Wealth Partners, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Apr 30, 2024 | Jan 23, 2025 (268 d) |
| Norman Dillon Mcgill | Wacker Wealth Partners, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Apr 30, 2024 | Nov 12, 2025 (561 d) |
| Megan Ashley Carden | Wacker Wealth Partners, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Apr 30, 2024 | Apr 17, 2024 |
| Stuart Campbell | Wacker Wealth Partners, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Apr 30, 2024 | May 1, 2024 |
| Brynne Colleen Speizer | Wacker Wealth Partners, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Apr 30, 2024 | May 1, 2024 |
| Emily Sarah Goodman | Wacker Wealth Partners, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Apr 30, 2024 | Apr 18, 2024 |
| Ryan Jeffrey Hall | Wacker Wealth Partners, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Apr 30, 2024 | Dec 15, 2025 (594 d) |
| Eduardo Arturo Ramirez | Mariner BD affiliated | Ep Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2024 | Jan 5, 2026 (616 d) |
| Joseph Paul Palumbo | RBC Capital Markets, LLC national BD | Ep Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2024 | Dec 8, 2025 (614 d) |
| Chad William Parker | Parker Advisory Group, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Mar 29, 2024 | Feb 15, 2024 |
| Adam Richard Fein | RBC Capital Markets, LLC national BD | Ep Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2024 | Dec 3, 2025 (616 d) |
| Benjamin S Fife | Charles Schwab & Co., Inc. national BD | Ep Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2024 | Jul 10, 2024 (182 d) |
| Jeffery James Vandevoir | Charles Schwab & Co., Inc. national BD | Ep Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2024 | Jul 4, 2024 (176 d) |
| Joey S Katz | Morgan Stanley wirehouse | Ep Wealth Advisors independent RIA | Wirehouse to independent RIA | Dec 19, 2023 | Jan 11, 2024 |
| Kevin P (Mi Only) Oreilly | Foothills Financial Planning & Wealth Management, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Oct 23, 2023 | Nov 6, 2023 |
| Amanda Kennedy Skrivanich | Corient independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Oct 12, 2023 | Nov 3, 2023 |
| John Alexander Gardner | Northwestern Mutual Investment Services,LLC no RAUM | Ep Wealth Advisors independent RIA | Other | Oct 12, 2023 | Dec 5, 2023 (54 d) |
| Nathan Paul Rogers | Polaris Wealth Advisory Group independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Oct 3, 2023 | Jan 1, 2026 (821 d) |
| Stephen Gregory Knadle | Shuster Advisory Group, LLC institutional | Ep Wealth Advisors independent RIA | Other | Sep 29, 2023 | Aug 13, 2026 (1049 d) |
| Aaron Townsend Diaz | Osaic Fa, Inc. BD affiliated | Ep Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2023 | Jan 30, 2024 (127 d) |
| Kristie Anne Garrett | Zevenbergen Capital Investments LLC other | Ep Wealth Advisors independent RIA | Other | Sep 6, 2023 | Dec 5, 2023 (90 d) |
| Thomas Stewart Kyle | Benefit Financial Services Group independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Aug 10, 2023 | Oct 30, 2025 (812 d) |
| Andrew Patrick Thomas | Thomas Financial Advisors unclassified | Ep Wealth Advisors independent RIA | Other | Jul 13, 2023 | Mar 14, 2023 |
| Casey Nicole Ahrendsen | Capital Client Group, Inc. no RAUM | Ep Wealth Advisors independent RIA | Other | Jul 7, 2023 | Sep 11, 2023 (66 d) |
| Brandon William Krizo Yaple | Fisher Investments independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Jun 23, 2023 | Aug 11, 2023 (49 d) |
| Jordan David Hubbs | Prosperitas Financial, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Jun 15, 2023 | Nov 26, 2025 (895 d) |
| Jared Lee Johnson | Bakeravenue independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | May 30, 2023 | Aug 11, 2023 (73 d) |
| Andrew Michael Kurtz | Rkl Private Wealth independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | May 23, 2023 | Aug 11, 2023 (80 d) |
| Richard David Derafelo | Lehman Financial Resources independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | May 15, 2023 | Apr 18, 2023 |
| Travis Michael Scott | Lehman Financial Resources independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | May 15, 2023 | Apr 21, 2023 |
| Peter John Fry | Kimsa Asset Management LLC unclassified | Ep Wealth Advisors independent RIA | Other | Apr 14, 2023 | Jan 2, 2023 |
| Jeffrey Irving Lehman | Lehman Financial Resources independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Apr 10, 2023 | Apr 18, 2023 |
| Alfonso Rodriguez Arriaga | Tarbox Family Office, Inc. independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Apr 10, 2023 | Jan 9, 2026 (1005 d) |
| Brian Harlan Waldner | Kahler Financial Group, Inc. independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Mar 31, 2023 | Feb 14, 2024 (320 d) |
| Thomas G. Dwyer | Resolute Financial, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Mar 28, 2023 | Mar 23, 2023 |
| William Acker Simpson | Resolute Financial, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Mar 28, 2023 | Mar 23, 2023 |
| Charles Malcolm Johnson | Resolute Financial, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Mar 28, 2023 | Mar 16, 2023 |
| Avery E Dwyer | Resolute Financial, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Mar 28, 2023 | Mar 23, 2023 |
| Scott Edward Upham | Cribstone Capital Management, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Feb 14, 2023 | Feb 6, 2023 |
| Jeffrey Gaylord Burch | Cribstone Capital Management, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Feb 14, 2023 | Feb 13, 2023 |
| Sheila Mary Hoopes | Creative Capital Management Investments LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Feb 13, 2023 | Jan 1, 2025 (688 d) |
| Thomas Edward Quinn | Church Investment Group no RAUM | Ep Wealth Advisors independent RIA | Other | Dec 31, 2022 | Nov 26, 2024 (696 d) |
| John Joseph O'Toole | Warren Financial Service independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Dec 22, 2022 | Dec 20, 2022 |
| Scott Shellhamer | Warren Financial Service independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Dec 22, 2022 | Aug 8, 2023 (229 d) |
| Robert A Mccarty | Warren Financial Service independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Dec 22, 2022 | Nov 22, 2024 (701 d) |
| Devin Raymond Paul | Warren Financial Service independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Dec 22, 2022 | Dec 20, 2022 |
| Jordan T Sisson | Warren Financial Service independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Dec 22, 2022 | Nov 21, 2024 (700 d) |
309 moves match.