DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Sterne Agee Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dania Fitzgerald TanguisStanford Group Company unclassifiedSterne Agee Asset Management, Inc. otherOtherMar 26, 2009Nov 9, 2011 (958 d)
John Michael ArthurStanford Group Company unclassifiedSterne Agee Asset Management, Inc. otherOtherMar 18, 2009Mar 11, 2009
Gary Paul HaindelCetera Advisors LLC otherSterne Agee Asset Management, Inc. otherOtherMar 17, 2009Mar 26, 2009
Matthew L McdanielStanford Group Company unclassifiedSterne Agee Asset Management, Inc. otherOtherMar 11, 2009Apr 8, 2009
John Mark HollidayStanford Group Company unclassifiedSterne Agee Asset Management, Inc. otherOtherMar 11, 2009May 1, 2009 (51 d)
Neal John ClementStanford Group Company unclassifiedSterne Agee Asset Management, Inc. otherOtherMar 11, 2009Mar 10, 2009
April Lynn McdanielStanford Group Company unclassifiedSterne Agee Asset Management, Inc. otherOtherMar 11, 2009Apr 9, 2009
James Robert AlguireStanford Group Company unclassifiedSterne Agee Asset Management, Inc. otherOtherMar 10, 2009Mar 11, 2009
Mark Richard MyersCitigroup Global Markets Inc. otherSterne Agee Asset Management, Inc. otherOtherMar 10, 2009Feb 13, 2009
Kristi M TrowbridgeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSterne Agee Asset Management, Inc. otherOtherMar 4, 2009Feb 26, 2009
Thomas Lee ChristenburyMorgan Keegan & Company, LLC otherSterne Agee Asset Management, Inc. otherOtherFeb 3, 2009Jun 22, 2009 (139 d)
Jennifer Lynn StandleyRaymond James Financial Services, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherDec 31, 2008Dec 19, 2008
Christopher BoldingMorgan Keegan & Company, LLC otherSterne Agee Asset Management, Inc. otherOtherOct 24, 2008Oct 24, 2008
Victoria Ann HaleBanc Of America Investment Services, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherOct 2, 2008Mar 2, 2015 (2342 d)
Michael Thomas McfarlandAmeriprise Advisor Services, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherOct 1, 2008Oct 10, 2008
Jeffrey Kenneth KirkpatrickAmeriprise Advisor Services, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherSep 23, 2008Oct 10, 2008
Scott William CarrFerris, Baker Watts, LLC unclassifiedSterne Agee Asset Management, Inc. otherOtherJul 1, 2008Jun 25, 2008
Roy Michael BlumbergJanney Montgomery Scott LLC otherSterne Agee Asset Management, Inc. otherOtherJun 23, 2008Mar 16, 2009 (266 d)
Neil Morgan KennedyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSterne Agee Asset Management, Inc. otherOtherApr 30, 2008May 6, 2008
David William AllenWells Fargo Advisors wirehouseSterne Agee Asset Management, Inc. otherOtherApr 17, 2008Feb 11, 2011 (1030 d)
Thomas Patrick CoxCitigroup Global Markets Inc. otherSterne Agee Asset Management, Inc. otherOtherApr 4, 2008Feb 11, 2011 (1043 d)
Ann Starkey DevineLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherJan 8, 2008Jan 4, 2008
David Neal KetchemLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherJan 7, 2008Jan 4, 2008
Michelle CookLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherJan 7, 2008Jan 7, 2008
Michael Ronald HindmanWells Fargo Advisors wirehouseSterne Agee Asset Management, Inc. otherOtherDec 20, 2007Feb 18, 2009 (426 d)
Beverly Greene SurlesUBS Financial Services Inc. wirehouseSterne Agee Asset Management, Inc. otherOtherDec 17, 2007Dec 10, 2007
Jason William ReedStephens otherSterne Agee Asset Management, Inc. otherOtherOct 9, 2007Oct 9, 2007
James Taylor McelroyLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherSep 24, 2007Sep 19, 2007
Charles Ellis NorwoodLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherAug 27, 2007Aug 24, 2007
Judson Alan SmithWells Fargo Advisors wirehouseSterne Agee Asset Management, Inc. otherOtherAug 23, 2007Aug 17, 2007
Ryan M WeissMorgan Stanley & Co. LLC unclassifiedSterne Agee Asset Management, Inc. otherOtherAug 8, 2007Aug 14, 2007
Nigel Adam GuntharpMorgan Stanley & Co. LLC unclassifiedSterne Agee Asset Management, Inc. otherOtherJul 31, 2007Jul 30, 2007
John Robert BurchVoya Financial Advisors, Inc. otherSterne Agee Asset Management, Inc. otherOtherJun 29, 2007Jul 24, 2007
Christopher Michael DurhamSuntrust Investment Services, Inc. otherSterne Agee Asset Management, Inc. otherOtherJun 22, 2007Aug 8, 2007 (47 d)
Elizabeth AndersonAmundi Pioneer Institutional Asset Management, Inc. otherSterne Agee Asset Management, Inc. otherOtherJun 13, 2007Jun 29, 2007
Jaime SettlesMorgan Keegan & Company, LLC otherSterne Agee Asset Management, Inc. otherOtherApr 18, 2007Mar 3, 2008 (320 d)
Barbara Blakeman HaydelWells Fargo Advisors wirehouseSterne Agee Asset Management, Inc. otherOtherMar 1, 2007Jan 27, 2009 (698 d)
Donald Lee LedfordWells Fargo Advisors wirehouseSterne Agee Asset Management, Inc. otherOtherJan 22, 2007Jan 29, 2007
Holley Katharine DeanSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherJan 3, 2007Mar 15, 2005
James Todd NewtonSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherJan 3, 2007Jan 3, 2007
G. Cyrus HardenSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherJan 3, 2007Mar 15, 2005
David Crenshaw BarrowSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherJan 3, 2007Mar 15, 2005
Thomas Emory WardSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherJan 3, 2007Mar 11, 2005
Phillip Wayne GannSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherJan 3, 2007Jan 3, 2007
Russell Alan BartonSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherJan 3, 2007Mar 11, 2005
Stuart Daniel BridgesSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherJan 3, 2007Oct 3, 2006
Russell Hilary CottonSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherJan 3, 2007Apr 4, 2005
James Franklin DixonSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherJan 3, 2007Mar 16, 2005
Robert Morris GlasgowSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherJan 3, 2007Aug 19, 2005
David Grice LucasSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherJan 3, 2007Mar 15, 2005
Mark Andrew PearsonSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherJan 3, 2007Mar 11, 2005
Sylvia HoweSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherJan 3, 2007Sep 27, 2005
Hollis Norman GiegerLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherDec 12, 2006Jul 21, 2009 (952 d)
Milton Sanders ParkSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherSep 28, 2006Aug 11, 2006
Millard Bland MorrisonSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherSep 28, 2006Sep 28, 2006
Christopher Leonce DoucetSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherSep 20, 2006Jul 11, 2006
William Wash ChisholmSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherAug 25, 2006Dec 14, 2005
Grady Calvin BenfordWells Fargo Advisors wirehouseSterne Agee Asset Management, Inc. otherOtherAug 1, 2006Sep 5, 2006 (35 d)
Garrett Mitchell AltonSterne, Agee & Leach, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherJul 5, 2006Mar 15, 2005
Christopher Allen HaydenWells Fargo Advisors wirehouseSterne Agee Asset Management, Inc. otherOtherApr 24, 2006Jul 28, 2006 (95 d)
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214 moves match.