| Lance Eric Peters | Hornor, Townsend & Kent, LLC other | Financial Advocates Investment Management other | Other | Dec 17, 2014 | Dec 24, 2014 |
| Laura Carrera Warnock | Berthel Fisher & Company Financial Services, Inc. other | Financial Advocates Investment Management other | Other | Nov 18, 2014 | Nov 18, 2014 |
| Brian Carlos Meadows | J.P. Morgan Securities LLC wirehouse | Financial Advocates Investment Management other | Other | Nov 17, 2014 | Jan 13, 2015 (57 d) |
| Chad Brandon Bushon | Charles Schwab & Co., Inc. national BD | Financial Advocates Investment Management other | Other | Sep 26, 2014 | Oct 1, 2014 |
| Andre William Dubois | Kms Financial Services, Inc other | Financial Advocates Investment Management other | Other | Sep 22, 2014 | Oct 3, 2014 |
| Jeffery Paul Lewis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Financial Advocates Investment Management other | Other | Jun 30, 2014 | Jun 30, 2014 |
| Gregory Talcott | Schwab Wealth Advisory, Inc. other | Financial Advocates Investment Management other | Other | Jun 10, 2014 | Jun 20, 2014 |
| Scott Douglas Maloy | Morgan Stanley wirehouse | Financial Advocates Investment Management other | Other | May 19, 2014 | May 2, 2014 |
| Brian Shane Jacobus | Key Investment Services LLC other | Financial Advocates Investment Management other | Other | Apr 23, 2014 | Apr 25, 2014 |
| Lee Stanley Martin | Financial Advocates Advisory Services no RAUM | Financial Advocates Investment Management other | Other | Dec 23, 2013 | Sep 10, 2013 |
| William T. Harder | Morgan Stanley wirehouse | Financial Advocates Investment Management other | Other | Dec 18, 2013 | Dec 11, 2013 |
| Mark David Nortman | LPL Financial LLC other | Financial Advocates Investment Management other | Other | Dec 4, 2013 | Mar 11, 2013 |
| Susan Mary Beardsley | D.A. Davidson & Co. other | Financial Advocates Investment Management independent RIA | Other | Jun 11, 2013 | Oct 5, 2018 (1942 d) |
| Anna Danielle Robbins | Edward Jones national BD | Financial Advocates Investment Management other | Other | May 17, 2013 | May 17, 2013 |
| Terry Robert Cleman | Ameriprise Financial Services, LLC national BD | Financial Advocates Investment Management other | Other | May 14, 2013 | Jan 10, 2017 (1337 d) |
| James Robert Clarke | D.A. Davidson & Co. other | Financial Advocates Investment Management other | Other | May 6, 2013 | May 3, 2013 |
| Erica Gail Nortman | LPL Financial LLC other | Financial Advocates Investment Management other | Other | May 2, 2013 | Mar 11, 2013 |
| William Thomas Pickles | LPL Financial LLC other | Financial Advocates Investment Management other | Other | Mar 27, 2013 | Dec 21, 2012 |
| Jocelyn Pierre Andre Servignat | LPL Financial LLC other | Financial Advocates Investment Management other | Other | Mar 27, 2013 | Sep 12, 2011 |
| Jeffrey Michael Pisan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Financial Advocates Investment Management other | Other | Nov 19, 2012 | Jan 17, 2013 (59 d) |
| Christian Samuel D'Urso | LPL Financial LLC other | Financial Advocates Investment Management other | Other | Nov 2, 2012 | Jan 17, 2013 (76 d) |
| Frank Anthony Gambardella | Russell Investments other | Financial Advocates Investment Management other | Other | Oct 31, 2012 | Aug 25, 2017 (1759 d) |
| Allen Victor Schutzky | South Valley Wealth Management other | Financial Advocates Investment Management other | Other | Jun 21, 2012 | Jan 17, 2013 (210 d) |
| Michael Kellen Naki | Financial Telesis, Inc. other | Financial Advocates Investment Management other | Other | Mar 19, 2012 | Dec 20, 2012 (276 d) |
| John Murray Davis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Financial Advocates Investment Management other | Other | Feb 16, 2012 | Dec 20, 2012 (308 d) |
| Andre Nicholas Lister | LPL Financial LLC other | Financial Advocates Investment Management other | Other | Dec 21, 2011 | May 10, 2011 |
| Terrance Edward Oneil | Morgan Stanley wirehouse | Financial Advocates Investment Management other | Other | Sep 28, 2011 | Sep 7, 2011 |
| Shawn Patrick Whatley | MML Investors Services, LLC other | Financial Advocates Investment Management other | Other | Aug 3, 2011 | Jul 27, 2011 |
| Kristina Pauline Keck | LPL Financial LLC other | Financial Advocates Investment Management other | Other | May 6, 2011 | Mar 10, 2011 |
| Kirk Norman Matteson | LPL Financial LLC other | Financial Advocates Investment Management other | Other | Apr 26, 2011 | Jul 28, 2010 |
| Gregg Stewart Saunders | Raymond James Financial Services Advisors, Inc other | Financial Advocates Investment Management other | Other | Apr 1, 2011 | Feb 17, 2015 (1418 d) |
| Brian Kevin Kerrigan | Financial Advocates Advisory Services no RAUM | Financial Advocates Investment Management other | Other | Mar 31, 2011 | Jul 23, 2010 |
| Christopher John Niemela | Financial Advocates Advisory Services no RAUM | Financial Advocates Investment Management other | Other | Mar 31, 2011 | Sep 16, 2010 |
| Sharla Rae Cameron | Financial Advocates Advisory Services no RAUM | Financial Advocates Investment Management other | Other | Mar 31, 2011 | Nov 6, 2014 (1316 d) |
| Brian David Babb | Wells Fargo Advisors wirehouse | Financial Advocates Investment Management other | Other | Mar 9, 2011 | Mar 14, 2011 |
| Paul Edward Grutzner | Nrp Advisors, Inc. unclassified | Financial Advocates Investment Management other | Other | Dec 1, 2010 | Nov 10, 2010 |
| Michael Stephen Tuell | Nrp Advisors, Inc. unclassified | Financial Advocates Investment Management other | Other | Dec 1, 2010 | Nov 23, 2011 (357 d) |
| Michael R Brown | Nrp Advisors, Inc. unclassified | Financial Advocates Investment Management other | Other | Dec 1, 2010 | Nov 10, 2010 |
| John Hoagland Easley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Financial Advocates Investment Management other | Other | Oct 6, 2009 | May 9, 2011 (580 d) |
| Angela Elaine Vlach | Cetera Advisor Networks LLC other | Financial Advocates Investment Management other | Other | Apr 7, 2008 | Nov 22, 2011 (1324 d) |
| Steve Everett Montgomery | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Financial Advocates Investment Management independent RIA | Wirehouse to independent RIA | Jan 23, 2008 | Sep 25, 2020 (4629 d) |
| Kyle Wayne Johnston | Northwestern Mutual Wealth Management Company unclassified | Financial Advocates Investment Management other | Other | Apr 30, 2007 | Dec 15, 2016 (3517 d) |
| Ross Vincent Gooding | Wells Fargo Advisors wirehouse | Financial Advocates Investment Management other | Other | Sep 11, 2006 | Feb 10, 2015 (3074 d) |
| Julie Ann Rothmeier | Wells Fargo Investments, LLC unclassified | Financial Advocates Investment Management other | Other | Apr 5, 2006 | May 22, 2017 (4065 d) |
| Keith Allen Cameron | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Financial Advocates Investment Management other | Other | Nov 30, 2004 | May 14, 2015 (3817 d) |
| Jose Veliz | Morgan Stanley Dw Inc. unclassified | Financial Advocates Investment Management other | Other | Mar 15, 2004 | Oct 15, 2014 (3866 d) |