DFX Intelligence
Advisor moves
Arrivals at Td Private Client Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kandi Lynn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 9, 2025 | Aug 5, 2025 (88 d) |
| Ethan Jeffrey Goodman | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2025 | May 16, 2025 |
| Lemmon Craig Hamilton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 1, 2025 | Apr 27, 2026 (361 d) |
| John Deminico | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2025 | Jun 5, 2025 (52 d) |
| Fabiana Coelho | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 10, 2025 | Feb 12, 2026 (308 d) |
| Benjamin Chasse | Key Investment Services LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Apr 4, 2025 |
| Sandeep Dutta | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2025 | Apr 10, 2025 |
| Keith Gardner | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2025 | May 12, 2025 (37 d) |
| Paul Soto Mendoza | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2025 | Apr 11, 2025 |
| Joshua Sullivan | Fidelity Personal And Workplace Advisors BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Mar 27, 2025 |
| Bruno Rossi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 28, 2025 | Mar 28, 2025 |
| Reginald Johnson | Truist Advisory Services, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2025 | Apr 30, 2025 (41 d) |
| Elmer Jocol | LPL Financial LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Apr 2, 2026 (385 d) |
| Jhonatan White | Sentinel Pension Advisors, LLC. institutional | Td Private Client Wealth LLC BD affiliated | Other | Mar 13, 2025 | Jul 31, 2025 (140 d) |
| Brian Thomas Attard | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Mar 12, 2025 |
| Travis Max Reiner | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Apr 2, 2026 (402 d) |
| Michael Sheahan | Fidelity Personal And Workplace Advisors BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Jul 2, 2025 (146 d) |
| Andre Jeboo | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Jan 28, 2025 |
| Roman Eppel | Eagle Strategies LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Feb 3, 2025 |
| Adam Macaluso | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 2, 2025 | Mar 6, 2025 (32 d) |
| Ilir Rrapi | Edward Jones national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2025 | Apr 10, 2025 (90 d) |
| Alfredo Torres | Regal Investment Advisors LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Dec 23, 2025 (351 d) |
| Kristjan Sokoli | Ameriprise Financial Services, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jul 9, 2025 (184 d) |
| Thomas Douglas Carrion | Pruco Securities, LLC no RAUM | Td Private Client Wealth LLC BD affiliated | Other | Jan 2, 2025 | Apr 6, 2026 (459 d) |
| Glen Thomas Flanaghan | Fisher Investments independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2024 | Dec 19, 2024 |
| Terraine Johnson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 4, 2024 | Dec 6, 2024 |
| Natasha Harkins-Dube | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 24, 2024 |
| Danny Nguyen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 20, 2024 | Nov 25, 2024 |
| Timothy Alston | Advice And Planning Services BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Aug 11, 2026 (630 d) |
| Michael Haas | Citizens Private Wealth independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2024 | Nov 26, 2024 |
| Annie Jordan Rice | Oppenheimer & Co. Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2024 | Jun 10, 2026 (579 d) |
| Gustavo Treminio | LPL Financial LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Oct 23, 2024 |
| James Baglini | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 5, 2024 | Jan 2, 2025 (58 d) |
| Engida Sewnet | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 5, 2024 | Mar 25, 2025 (140 d) |
| Edward Mezzacappa | Cetera Investment Advisers LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Nov 4, 2024 |
| Jose Antonio Martinez | Advice And Planning Services BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Nov 12, 2024 |
| Jose Gautier | Santander Securities BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Jan 14, 2025 (78 d) |
| Michael Howard | Pruco Securities, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2024 | Oct 17, 2024 |
| Bilal Qaiser | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 25, 2024 | Nov 13, 2024 (49 d) |
| Alexander Mclean Stoner | Thrivent Investment Management Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2024 | Sep 30, 2025 (382 d) |
| Carmine Demaio | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 23, 2024 | Dec 19, 2024 (118 d) |
| Brandon Lopez | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2024 | Aug 14, 2024 |
| Robert De Young | Bankers Life Advisory Services, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2024 | Jul 11, 2024 |
| Douglas Gorecki | Pruco Securities, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2024 | Jul 3, 2024 |
| Justin Zelen | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2024 | Oct 15, 2024 (96 d) |
| Steven Scornajenghi | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2024 | Mar 13, 2025 (245 d) |
| Marc X Connolly | RBC Capital Markets, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2024 | Nov 6, 2024 (146 d) |
| Jeffrey Dazzo | Cetera Investment Advisers LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2024 | Oct 17, 2024 (126 d) |
| Nicholas Pierson | Cetera Investment Advisers LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2024 | Aug 23, 2024 (80 d) |
| Evan S Jurczynski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 29, 2024 | Apr 23, 2026 (694 d) |
| Sanjay Tomar | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 28, 2024 | May 30, 2024 |
| Umair Jawaid | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2024 | Sep 27, 2024 (130 d) |
| Rebecca Vanossenbruggen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2024 | Jun 11, 2024 |
| Mark Devine | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | Jun 26, 2025 (412 d) |
| Lars Petersen | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | Apr 15, 2025 (341 d) |
| James Anthony Cerefice | Advice And Planning Services BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | Aug 26, 2026 (849 d) |
| Duncan Parsley | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2024 | May 6, 2024 |
| Yichuan Li | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | May 13, 2024 |
| Elizabeth Dow | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 11, 2024 | Jul 29, 2025 (474 d) |
| Kevser Tansel Cengel Sazak | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 19, 2024 | Nov 13, 2024 (239 d) |
440 moves match.