DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Osaic Fs, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Robert Dean Coffin	Level Four Advisory Services other	Osaic Fs, Inc. other	Other	Apr 10, 2017	Apr 11, 2017
Karen Helene Hajus	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Fs, Inc. other	Other	Mar 20, 2017	Mar 31, 2017
Aaron Michael Horner	Arista Wealth Management, LLC other	Osaic Fs, Inc. BD affiliated	Other	Mar 1, 2017	May 18, 2022 (1904 d)
Marc Allen Wilkins	Wells Fargo Advisors wirehouse	Osaic Fs, Inc. other	Other	Feb 13, 2017	Feb 14, 2017
Myra Lynn Slaybaugh	First Command Advisory Services other	Osaic Fs, Inc. other	Other	Feb 7, 2017	Feb 3, 2017
Martin G Byrne	Osaic Fa, Inc. other	Osaic Fs, Inc. other	Other	Feb 1, 2017	Feb 1, 2017
Homer Andrew Farr	Truist Advisory Services, Inc. other	Osaic Fs, Inc. other	Other	Jan 6, 2017	Jan 3, 2017
Michael Allen Mayhew	Mainstay Financial, LLC unclassified	Osaic Fs, Inc. other	Other	Jan 3, 2017	Dec 20, 2016
George Gomez	LPL Financial LLC other	Osaic Fs, Inc. other	Other	Dec 27, 2016	Dec 23, 2016
Scott Richard Werdebaugh	H. Beck, Inc. other	Osaic Fs, Inc. other	Other	Dec 27, 2016	Jan 5, 2017
Richard Lee Yontz	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Dec 22, 2016	Oct 27, 2010
Joseph E. Biloon	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Dec 22, 2016	Aug 30, 2012
Richard R Rake	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Dec 22, 2016	Sep 2, 2003
Glenn H Nagamine	On Investment Management Co other	Osaic Fs, Inc. other	Other	Dec 7, 2016	Dec 1, 2016
James M Wallace	Securities America Advisors, Inc. other	Osaic Fs, Inc. other	Other	Nov 21, 2016	Nov 29, 2016
Zachary Engraff	Eagle Strategies LLC other	Osaic Fs, Inc. other	Other	Nov 16, 2016	Nov 1, 2016
David Edward Smedley	Msi Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Nov 9, 2016	Nov 4, 2016
Lester Dearl Butler	Westpark Wealth Advisors, Inc. other	Osaic Fs, Inc. other	Other	Nov 7, 2016	Nov 7, 2016
Robert Armando Ruffolo	Trustmont Advisory Group, Inc. other	Osaic Fs, Inc. other	Other	Oct 19, 2016	Nov 1, 2016
Thomas Lester Moore	Msi Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Oct 4, 2016	Sep 30, 2016
Roger Dale Davis	Truist Advisory Services, Inc. no RAUM	Osaic Fs, Inc. other	Other	Oct 3, 2016	Sep 19, 2016
Rae Denise Haulk Davis	Truist Advisory Services, Inc. no RAUM	Osaic Fs, Inc. other	Other	Oct 3, 2016	Sep 19, 2016
Robert Louis Tedoldi	Investors Capital Advisory other	Osaic Fs, Inc. other	Other	Sep 14, 2016	Oct 7, 2016
Damon Andrew Campbell	Bpv Capital Management, LLC other	Osaic Fs, Inc. other	Other	Sep 9, 2016	Jul 25, 2017 (319 d)
Michael Arden Mccoy	Securities America Advisors, Inc. other	Osaic Fs, Inc. other	Other	Sep 7, 2016	Sep 6, 2016
David Lee Gawne	H. Beck, Inc. other	Osaic Fs, Inc. other	Other	Sep 1, 2016	Sep 1, 2016
Frank Christian Germano	Investors Capital Advisory other	Osaic Fs, Inc. other	Other	Aug 15, 2016	Aug 12, 2016
Jeffrey Scott Engler	Investors Capital Advisory other	Osaic Fs, Inc. other	Other	Aug 15, 2016	Aug 12, 2016
John Samuel Difederico	Investors Capital Advisory other	Osaic Fs, Inc. other	Other	Aug 15, 2016	Aug 12, 2016
Alec John Witkowski	J.P. Morgan Securities LLC wirehouse	Osaic Fs, Inc. other	Other	Jul 25, 2016	Jan 23, 2017 (182 d)
Michelle Renee Snyder	First Command Advisory Services other	Osaic Fs, Inc. other	Other	Jul 1, 2016	Jul 12, 2016
Lloyd George Etheredge	Cambridge Investment Research Advisors, Inc. other	Osaic Fs, Inc. other	Other	May 11, 2016	May 5, 2016
Wendi R Strom	LPL Financial LLC other	Osaic Fs, Inc. other	Other	Apr 12, 2016	Apr 5, 2016
Michael Dale Draper	Eagle Strategies LLC other	Osaic Fs, Inc. other	Other	Apr 5, 2016	Apr 1, 2016
David Wesley Boren	Msi Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Feb 11, 2016	Feb 10, 2016
Bruce Phillip Bessner	Msi Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Feb 11, 2016	Feb 6, 2016
Brian Patrick Bessner	Msi Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Feb 11, 2016	Feb 6, 2016
Jonathan William King	Capital Guardian Wealth Management, LLC other	Osaic Fs, Inc. other	Other	Feb 1, 2016	Feb 2, 2016
Ferdinand Victa Perez	MML Investors Services, LLC other	Osaic Fs, Inc. other	Other	Jan 13, 2016	Dec 26, 2015
Marc John Coppotelli	Sagepoint Financial, Inc. other	Osaic Fs, Inc. other	Other	Jan 11, 2016	Jul 21, 2016 (192 d)
Robert Alexander Mann	Capital Guardian Wealth Management, LLC other	Osaic Fs, Inc. other	Other	Dec 28, 2015	Dec 24, 2015
Timothy Patrick Davern	MML Investors Services, LLC other	Osaic Fs, Inc. other	Other	Dec 7, 2015	Nov 23, 2015
Neeraj Agarwal	Hornor, Townsend & Kent, LLC other	Osaic Fs, Inc. other	Other	Dec 3, 2015	Nov 25, 2015
Mark Robert Calaci	LPL Financial LLC other	Osaic Fs, Inc. other	Other	Nov 23, 2015	Nov 16, 2015
Barbara Ann Inman	UBS Financial Services Inc. wirehouse	Osaic Fs, Inc. other	Other	Nov 11, 2015	Jan 7, 2016 (57 d)
Elizabeth Windsor Thompson	Old Dominion Asset Management Inc. unclassified	Osaic Fs, Inc. other	Other	Oct 13, 2015	Oct 19, 2015
Adam Christopher Vaal	Pnc Wealth Management other	Osaic Fs, Inc. other	Other	Aug 24, 2015	Sep 1, 2015
Kimberly Frances Myers	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Fs, Inc. other	Other	Jul 28, 2015	Jul 30, 2015
Scott R Warner	Signator Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Jul 16, 2015	Jul 16, 2015
Angela Dement	J.P. Morgan Securities LLC wirehouse	Osaic Fs, Inc. other	Other	Jul 7, 2015	Jul 9, 2015
Les Eisel	Northwestern Mutual Investment Services,LLC other	Osaic Fs, Inc. other	Other	May 4, 2015	Apr 5, 2017 (702 d)
Travis Lyn Harris	Voya Financial Advisors, Inc. other	Osaic Fs, Inc. other	Other	Apr 16, 2015	Apr 13, 2015
Steven Craig Sovde	Global Financial Private Capital, Inc. other	Osaic Fs, Inc. other	Other	Apr 8, 2015	May 27, 2015 (49 d)
Carl Steven Myers	Msi Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Mar 31, 2015	Apr 22, 2015
Harold Oscar Lowe	Transamerica Financial Advisors, LLC other	Osaic Fs, Inc. other	Other	Mar 23, 2015	Aug 27, 2015 (157 d)
Michael George Landgren	LPL Financial LLC other	Osaic Fs, Inc. other	Other	Mar 11, 2015	Mar 13, 2015
Pamela Sue Ghezzi	Sequoia Financial Group, L.L.C. other	Osaic Fs, Inc. other	Other	Mar 10, 2015	Apr 10, 2015 (31 d)
John Eldridge Parham	Equitable Advisors, LLC national BD	Osaic Fs, Inc. other	Other	Feb 23, 2015	Feb 20, 2015
Michael Joseph Muldowney	LPL Financial LLC other	Osaic Fs, Inc. other	Other	Dec 31, 2014	Dec 23, 2014
Timothy Eugene Scanlon	LPL Financial LLC other	Osaic Fs, Inc. other	Other	Dec 31, 2014	Dec 23, 2014

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490 moves match.