DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hornor, Townsend & Kent, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jake Latourette | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Mar 27, 2023 (39 d) |
| Cynthia J Pillard | Principal Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2023 | Mar 7, 2024 (386 d) |
| Benyamin N Levy | Pruco Securities, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2023 | Apr 20, 2023 (80 d) |
| Rebecca Speck Foster | Integrity Alliance, LLC independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Feb 6, 2023 |
| Robert Gerraputa | LPL Financial LLC independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2023 | Jan 9, 2023 |
| Robert Benton Penn | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2023 | Jan 27, 2023 |
| William Curtis Sanders | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2023 | Jan 4, 2023 |
| Edward Walter Morrissey | LPL Financial LLC independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2022 | Aug 24, 2023 (255 d) |
| Matthew T Hammes | LPL Financial LLC independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2022 | Nov 21, 2022 |
| Sarah Ann Ward | Stifel, Nicolaus & Company, Incorporated national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2022 | Oct 28, 2022 |
| Eric Edwin Kuester | Pruco Securities, LLC BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2022 | Sep 25, 2025 (1106 d) |
| Dana Jamar Narcisse | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2022 | Oct 24, 2022 (39 d) |
| Lawrence William Schierl | LPL Financial LLC independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2022 | Sep 14, 2022 |
| Russell D Rhodes | W&S Brokerage Services, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2022 | Dec 26, 2023 (489 d) |
| Jeremy Joseph Priar | Mutual Of Omaha Investor Services, Inc. independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 13, 2022 | Jul 18, 2022 |
| Alex Ryan Maicks | Key Investment Services LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2022 | Jun 9, 2022 |
| Christopher Paul Csencsits | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2022 | May 18, 2022 |
| Katherine Waltner | Pnc Wealth Management BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2022 | Mar 15, 2022 |
| Tracy Lynn Chipman | Ameriprise Financial Services, LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2022 | Apr 19, 2022 (43 d) |
| Michael Timothy Engler | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2022 | Feb 10, 2022 |
| Benjamin Joseph Lacomis | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | May 12, 2022 (97 d) |
| Daniel I Forbes | Pnc Wealth Management BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2022 | Mar 4, 2022 (31 d) |
| Zeeshan Ali | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2022 | Jun 6, 2022 (131 d) |
| Roger Joseph Greff | Pruco Securities, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2022 | May 18, 2022 (114 d) |
| Samim Oliveira Syed | Northwestern Mutual Investment Services,LLC no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Jan 18, 2022 | Nov 20, 2023 (671 d) |
| David Hoang Nguyen | J.P. Morgan Securities LLC wirehouse | Hornor, Townsend & Kent, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 12, 2022 | Jun 15, 2023 (519 d) |
| Jeffrey Zavila | Edward Jones national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Nov 19, 2021 |
| Paul Herman Roa | Northwestern Mutual Investment Services,LLC no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Nov 4, 2021 | May 19, 2025 (1292 d) |
| Jeremiah Joseph Kennedy | Northwestern Mutual Investment Services,LLC no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Nov 3, 2021 | Nov 4, 2021 |
| Tommy J Brooks | Wealth Development Strategies Investment Advisory, Inc. state registered | Hornor, Townsend & Kent, LLC BD affiliated | Other | Oct 29, 2021 | Jun 20, 2019 |
| Brent Anthony Zeiser | Vanguard Advisers, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Dec 6, 2021 (49 d) |
| Christopher Ted Ginkel | Thrivent Investment Management Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2021 | Mar 18, 2022 (186 d) |
| Jason Fiderer | Stifel, Nicolaus & Company, Incorporated national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2021 | Sep 30, 2021 |
| Zachary Michael Rawlings | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2021 | May 26, 2022 (281 d) |
| Michael David Mines | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2021 | Oct 22, 2021 (70 d) |
| Kristina Rose Duswalt | Wealthspring Capital LLC independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2021 | Apr 23, 2025 (1387 d) |
| Paul Thomas Swift | G. A. Repple & Company BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2021 | Jun 23, 2021 |
| Autumn Jean Lax | Raymond James & Associates, Inc. national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2021 | Sep 1, 2021 (149 d) |
| Gerald Michael Graves | Northwestern Mutual Investment Services,LLC no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Mar 29, 2021 | May 6, 2021 (38 d) |
| William Bryce Huff | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2021 | Mar 24, 2021 |
| Pedro L Torres | Principal Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2021 | Feb 17, 2021 |
| Avery Jeffrey Stine | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2021 | Mar 12, 2021 (37 d) |
| Thomas Edward Dooney | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2021 | Mar 25, 2021 (72 d) |
| Nicholas Weiler | UBS Financial Services Inc. wirehouse | Hornor, Townsend & Kent, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 21, 2020 | Feb 5, 2021 (46 d) |
| Amy Crookshank | Mutual Of Omaha Investor Services, Inc. no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Dec 21, 2020 | Feb 18, 2021 (59 d) |
| Robert Dwane Pencil | Oneamerica Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2020 | Nov 10, 2020 |
| Robert John Dollfus | Nationwide Securities, LLC no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Jul 1, 2020 | Oct 27, 2020 (118 d) |
| Brandon Moe | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2020 | Jul 8, 2020 (56 d) |
| Gregory Clark Collins | Pruco Securities, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2020 | Jul 28, 2020 (126 d) |
| Aaron Peck | Mutual Of Omaha Investor Services, Inc. no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Mar 16, 2020 | Jun 25, 2020 (101 d) |
| Shahram K Shafii | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2020 | Jun 17, 2020 (111 d) |
| Raymond John Godleski | Pruco Securities, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Apr 2, 2020 (38 d) |
| Gregory Owen Mccurry | On Investment Management Co BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jul 8, 2020 (190 d) |
| Stephen Lloyd Good | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Feb 14, 2020 (52 d) |
| Jonathan L Mitchen | Citizens Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2019 | Feb 14, 2020 (53 d) |
| Ryan Harrington Grove | Northwestern Mutual Investment Services,LLC no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Dec 20, 2019 | Jan 21, 2020 (32 d) |
| Constance L Green | LPL Financial LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2019 | Dec 4, 2019 |
| Natalie J Hedrick | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2019 | Dec 10, 2019 |
| William Henry Brockman | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2019 | Dec 10, 2019 |
| Matthew T Mcnelis | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2019 | Feb 10, 2020 (68 d) |
639 moves match.