DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ausdal Financial Partners, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
John Peter Ferrick	Roth Capital Partners, LLC state registered	Ausdal Financial Partners, Inc. other	Other	Nov 12, 2013	Jan 6, 2014 (55 d)
Samuel A Julian	Ssn Advisory, Inc. other	Ausdal Financial Partners, Inc. other	Other	Sep 30, 2013	Sep 30, 2013
Thomas M Mincy	Imbb Investment Advisors unclassified	Ausdal Financial Partners, Inc. other	Other	Sep 9, 2013	Aug 14, 2013
Katherine E Olson	Waddell & Reed other	Ausdal Financial Partners, Inc. other	Other	Aug 26, 2013	Mar 23, 2015 (574 d)
Sevan Meneshian	Missionsquare Retirement other	Ausdal Financial Partners, Inc. other	Other	Jul 18, 2013	Jul 23, 2013
William Anthony Gohs	Berthel Fisher & Company Financial Services, Inc. other	Ausdal Financial Partners, Inc. other	Other	Jun 24, 2013	Jun 24, 2013
Les Hunzinger	Ameriprise Financial Services, LLC national BD	Ausdal Financial Partners, Inc. other	Other	May 28, 2013	Jun 21, 2013
Brad Stuart	Cambridge Investment Research Advisors, Inc. other	Ausdal Financial Partners, Inc. other	Other	Sep 21, 2012	Aug 31, 2012
Wilfredo Raul Miranda	Moloney Securities Co., Inc. other	Ausdal Financial Partners, Inc. other	Other	Jul 23, 2012	Jul 24, 2012
Brooke L Galassi	Citigroup Global Markets Inc. other	Ausdal Financial Partners, Inc. other	Other	Jul 12, 2012	Jul 23, 2012
Merriam Jeanne Rink	Woodbury Financial Services, Inc. other	Ausdal Financial Partners, Inc. other	Other	Jun 27, 2012	Jun 15, 2012
Andrew M Parrish	Wells Fargo Advisors wirehouse	Ausdal Financial Partners, Inc. other	Other	May 11, 2012	May 11, 2012
Jeff Brad Sondhelm	Wells Fargo Advisors wirehouse	Ausdal Financial Partners, Inc. other	Other	May 11, 2012	May 10, 2012
Dennis Alan Lipoff	Cl Wealth Management LLC other	Ausdal Financial Partners, Inc. other	Other	Mar 26, 2012	Mar 23, 2012
Andrew John Mccausland	Harvest Investment Services, LLC no RAUM	Ausdal Financial Partners, Inc. other	Other	Mar 15, 2012	Feb 16, 2012
John Alexander Janis	Lasalle St. Investment Advisors, L.L.C. other	Ausdal Financial Partners, Inc. other	Other	Nov 28, 2011	Nov 28, 2011
Andrew William Buttimer	Mm Global Securities, Inc. unclassified	Ausdal Financial Partners, Inc. other	Other	Sep 9, 2011	Dec 3, 2010
Christopher William Neston	Next Financial Group, Inc. other	Ausdal Financial Partners, Inc. other	Other	Sep 2, 2011	Sep 1, 2011
Mary Susan Hall	Capwest Securities, Inc. unclassified	Ausdal Financial Partners, Inc. other	Other	Aug 24, 2011	Sep 7, 2011
David Allen Bankston	Financial Advisory Services Of Tampa, Inc. unclassified	Ausdal Financial Partners, Inc. other	Other	Aug 4, 2011	Sep 19, 2011 (46 d)
Mark Gregory Stasik	Independent Financial Partners other	Ausdal Financial Partners, Inc. other	Other	Aug 1, 2011	Nov 19, 2010
Jamie Kent Young	Workman Securities Corporation unclassified	Ausdal Financial Partners, Inc. other	Other	May 3, 2011	May 4, 2011
Kurt Russell Baldry	Workman Securities Corporation unclassified	Ausdal Financial Partners, Inc. other	Other	May 3, 2011	Jun 24, 2015 (1513 d)
John Leo Chiappetta	Workman Securities Corporation unclassified	Ausdal Financial Partners, Inc. other	Other	May 3, 2011	May 2, 2011
James Michael Armour	Workman Securities Corporation unclassified	Ausdal Financial Partners, Inc. other	Other	Apr 29, 2011	Jan 2, 2015 (1344 d)
Daniel Matthew Lundquist	Independent Financial Partners other	Ausdal Financial Partners, Inc. other	Other	Apr 19, 2011	Apr 1, 2011
John Paul Power	USA Financial Securities LLC other	Ausdal Financial Partners, Inc. other	Other	Apr 18, 2011	Jul 18, 2011 (91 d)
John Anthony Wenstrup	J. W. Cole Advisors, Inc. other	Ausdal Financial Partners, Inc. other	Other	Mar 9, 2011	Apr 4, 2011
Kirk Jay Daniels	Cambridge Investment Research Advisors, Inc. other	Ausdal Financial Partners, Inc. other	Other	Mar 3, 2011	Feb 15, 2011
Susan Michelle Alexander	Cambridge Investment Research Advisors, Inc. other	Ausdal Financial Partners, Inc. other	Other	Mar 3, 2011	Feb 11, 2011
Steven Kenneth Nivens	Qa3 Financial LLC unclassified	Ausdal Financial Partners, Inc. other	Other	Feb 11, 2011	Feb 11, 2011
Heidi Marie Burgoyne	Qa3 Financial LLC unclassified	Ausdal Financial Partners, Inc. other	Other	Feb 11, 2011	Oct 24, 2013 (986 d)
Jason Cowans	Qa3 Financial LLC unclassified	Ausdal Financial Partners, Inc. other	Other	Feb 11, 2011	Feb 11, 2011
Christopher Louis Patras	Msi Financial Services, Inc. other	Ausdal Financial Partners, Inc. other	Other	Jan 4, 2011	Mar 24, 2011 (79 d)
Scott David Martin	Qa3 Financial LLC unclassified	Ausdal Financial Partners, Inc. other	Other	Dec 23, 2010	Dec 9, 2010
Craig Arnold Sorenson	Qa3 Financial LLC unclassified	Ausdal Financial Partners, Inc. other	Other	Oct 28, 2010	Apr 27, 2012 (547 d)
Jeffrey Alan Zimmer	Equitable Advisors, LLC national BD	Ausdal Financial Partners, Inc. other	Other	Oct 6, 2010	Oct 6, 2010
Brian Muehrcke	LPL Financial LLC other	Ausdal Financial Partners, Inc. other	Other	Jul 21, 2010	Jun 30, 2010
Andrew Allen Knox	LPL Financial LLC other	Ausdal Financial Partners, Inc. other	Other	Jul 12, 2010	Jul 9, 2010
Christopher Michael Conmy	LPL Financial LLC other	Ausdal Financial Partners, Inc. other	Other	Jul 12, 2010	Jun 30, 2010
Robert Gerard Devita	Equitable Advisors, LLC national BD	Ausdal Financial Partners, Inc. other	Other	Jul 9, 2010	Jul 1, 2010
Brian Reilly Plain	LPL Financial LLC other	Ausdal Financial Partners, Inc. other	Other	Jul 8, 2010	Jun 30, 2010
Andrew George Palomo	LPL Financial LLC other	Ausdal Financial Partners, Inc. other	Other	Jul 8, 2010	Jun 30, 2010
Ronald B Doweidt	LPL Financial LLC other	Ausdal Financial Partners, Inc. other	Other	May 19, 2010	May 14, 2010
Gregory Lawrence Bruno	LPL Financial LLC other	Ausdal Financial Partners, Inc. other	Other	May 19, 2010	May 14, 2010
Mark Brown	LPL Financial LLC other	Ausdal Financial Partners, Inc. other	Other	May 18, 2010	May 14, 2010
Michele Conti Strauts	Assetmark, Inc. other	Ausdal Financial Partners, Inc. other	Other	May 17, 2010	May 24, 2010
Robert Joseph Engel	Equitable Advisors, LLC national BD	Ausdal Financial Partners, Inc. other	Other	May 13, 2010	Jul 12, 2010 (60 d)
Joan K Johnson	Transamerica Financial Advisors, LLC other	Ausdal Financial Partners, Inc. other	Other	Dec 14, 2009	Jul 20, 2017 (2775 d)
Arthur John Pedgrift	LPL Financial LLC other	Ausdal Financial Partners, Inc. other	Other	Sep 24, 2009	Sep 25, 2009
Jack John Causa	Waterstone Financial Group, Inc. unclassified	Ausdal Financial Partners, Inc. other	Other	Sep 4, 2009	Sep 10, 2009
Peter Kneip	Waterstone Financial Group, Inc. unclassified	Ausdal Financial Partners, Inc. other	Other	Sep 3, 2009	Sep 10, 2009
Terrance Robert Gaertner	Waterstone Financial Group, Inc. unclassified	Ausdal Financial Partners, Inc. other	Other	Sep 3, 2009	Sep 4, 2009
Sean Christopher Gay	Waterstone Financial Group, Inc. unclassified	Ausdal Financial Partners, Inc. other	Other	Sep 3, 2009	Sep 4, 2009
Bryan James Minner	Waterstone Financial Group, Inc. unclassified	Ausdal Financial Partners, Inc. other	Other	Sep 3, 2009	Sep 4, 2009
Roger Owen Anderson	Waterstone Financial Group, Inc. unclassified	Ausdal Financial Partners, Inc. other	Other	Aug 24, 2009	Aug 25, 2009
Ted C Berman	Waterstone Financial Group, Inc. unclassified	Ausdal Financial Partners, Inc. other	Other	Aug 21, 2009	Aug 25, 2009
Patrick Daniel Altmiller	Waterstone Financial Group, Inc. unclassified	Ausdal Financial Partners, Inc. other	Other	Aug 21, 2009	Aug 26, 2009
Thea Elizabeth Reynolds	Waterstone Financial Group, Inc. unclassified	Ausdal Financial Partners, Inc. other	Other	Aug 21, 2009	Aug 25, 2009
Murray Howard Chalmers	Waterstone Financial Group, Inc. unclassified	Ausdal Financial Partners, Inc. independent RIA	Other	Aug 20, 2009	Jan 25, 2019 (3445 d)

Page 3 of 4Previous Next

204 moves match.