DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Sagepoint Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Justin D Bastian | Wells Fargo Advisors wirehouse | Sagepoint Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 13, 2020 | Jul 14, 2022 (822 d) |
| Christopher George Price | MML Investors Services, LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2020 | Apr 1, 2020 |
| Chandra Alexis Burns | Ameriprise Financial Services, LLC national BD | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2020 | Jul 27, 2020 (145 d) |
| James Frederick Schlager | Threadline Wealth independent RIA | Sagepoint Financial, Inc. other | Other | Jan 21, 2020 | Oct 31, 2005 |
| Don Adrian Tecson Ventura | Independent Capital Management unclassified | Sagepoint Financial, Inc. BD affiliated | Other | Jan 21, 2020 | Jan 17, 2020 |
| Barry Joseph Queen | Eagle Strategies LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Jan 13, 2020 |
| Malcolm Blake Pfenninger | Eagle Strategies LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2020 | Jan 3, 2020 |
| Adam Robert Crittenden | Charles Schwab & Co., Inc. national BD | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2019 | Apr 13, 2021 (481 d) |
| Austin Grant Kemmerer | Edward Jones national BD | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Apr 29, 2020 (134 d) |
| Alexander Quinton Graham | MML Investors Services, LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2019 | Nov 26, 2019 |
| Rolly Randolph White | J. W. Cole Advisors, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2019 | Oct 28, 2019 |
| Brian Thomas Mcconnell | MML Investors Services, LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2019 | Nov 4, 2019 |
| Susan Rebecca Green | Independent Capital Management unclassified | Sagepoint Financial, Inc. other | Other | Nov 13, 2019 | Jun 8, 2012 |
| William Robert Farraj | Independent Capital Management unclassified | Sagepoint Financial, Inc. other | Other | Nov 13, 2019 | Apr 19, 2017 |
| Tina Marie Montoya | Independent Capital Management unclassified | Sagepoint Financial, Inc. other | Other | Nov 13, 2019 | Apr 18, 2017 |
| Debra K. Barton | H. Beck, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2019 | Nov 1, 2019 |
| Vicente Hinojosa | Edward Jones national BD | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2019 | Nov 19, 2019 |
| Steve Stevens | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sagepoint Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 4, 2019 | Nov 5, 2019 |
| Matthew Thomas Sechelski | Edward Jones national BD | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2019 | Nov 1, 2019 |
| Jeffrey Lawrence Hedberg | Morgan Stanley wirehouse | Sagepoint Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 16, 2019 | Sep 10, 2019 |
| Michelle Marie Doffek | Morgan Stanley wirehouse | Sagepoint Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 16, 2019 | Sep 11, 2019 |
| Norman Jessie Cone | Cuna Brokerage Services, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2019 | Jun 26, 2020 (310 d) |
| Peter Currie | Transamerica Financial Advisors, LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2019 | Aug 23, 2019 |
| Bradley Ray Glenn | Edward Jones national BD | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2019 | Aug 21, 2019 |
| Daniel Richard Michelon | Capital Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 31, 2019 | Jul 31, 2019 |
| Michael Saverio Longo | Capital Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2019 | Jul 19, 2019 |
| Angela Denice Sanders | United Capital Financial Advisors independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2019 | May 1, 2020 (291 d) |
| John Robert Ressler | LPL Financial LLC independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2019 | Jul 8, 2019 |
| Swan Sihua Shen | Capital Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2019 | Jul 3, 2019 |
| Elizabeth Ann Nicolaysen | Foresters Advisory Services, LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2019 | Sep 24, 2019 (96 d) |
| Catherine Elaine Ivy | LPL Financial LLC independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 19, 2019 | Jun 4, 2019 |
| Steven Michio Smailes | Cooper Mcmanus independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2019 | Jun 4, 2019 |
| Michael James Wegge | Advice And Planning Services BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | Jul 2, 2019 (32 d) |
| Robert Jay Reich | MML Investors Services, LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2019 | May 29, 2019 |
| Mark Markland | First Allied Advisory Services, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | May 1, 2019 |
| Gregory F Lamp | Morgan Stanley wirehouse | Sagepoint Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2019 | Apr 29, 2019 |
| Jory Franklin Head | Capital Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 24, 2019 | Apr 30, 2019 |
| Michael Joseph Cudlipp | Cudlipp Advisor Services, LLC independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 12, 2019 | Nov 7, 2018 |
| Mariah Elizabeth Cudlipp-Gant | Cudlipp Advisor Services, LLC independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 12, 2019 | Nov 7, 2018 |
| William Richard Ellis | Oneamerica Securities, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2019 | Apr 9, 2019 |
| Todd Armstrong Drummey | Todd A. Drummey, CFP unclassified | Sagepoint Financial, Inc. other | Other | Mar 26, 2019 | May 23, 2017 |
| Jason Ryan Adams | Eagle Strategies LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2019 | Jun 26, 2019 (96 d) |
| Sandra Dalene Johnson | Equitable Advisors, LLC national BD | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2019 | Sep 17, 2019 (183 d) |
| Trellanee T Moore | Equitable Advisors, LLC national BD | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2019 | Sep 5, 2019 (176 d) |
| Taina Shylene Gude | Waddell & Reed BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2019 | Mar 1, 2019 |
| James Moore Whaley | Questar Asset Management, Inc. BD affiliated | Sagepoint Financial, Inc. other | Other | Mar 1, 2019 | Jul 22, 2016 |
| Steven Brian Marks | Cetera Advisor Networks LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2019 | Feb 20, 2019 |
| Erica Leigh Dunbar | Questar Asset Management, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2019 | Feb 6, 2019 |
| Kristina Diane Toland | Cetera Advisor Networks LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2019 | Mar 27, 2019 (63 d) |
| Samuel Johnathan Bennett | Wells Fargo Advisors wirehouse | Sagepoint Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 22, 2019 | Feb 14, 2019 |
| Jacob Daly | Mma Securities LLC no RAUM | Sagepoint Financial, Inc. BD affiliated | Other | Jan 3, 2019 | Jun 20, 2018 |
| Michael Adam Nielsen | Nielsen Financial Services, Inc. unclassified | Sagepoint Financial, Inc. BD affiliated | Other | Dec 31, 2018 | Jan 10, 2018 |
| Daniel Arthur Nielsen | Nielsen Financial Services, Inc. unclassified | Sagepoint Financial, Inc. BD affiliated | Other | Dec 31, 2018 | Dec 21, 2017 |
| Rebecca Susan Spencer | Next Financial Group, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2018 | Dec 21, 2018 |
| Ashley Rose Mcneal | Thrivent Investment Management Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2018 | Jan 9, 2019 |
| R. L Lawrence | Next Financial Group, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2018 | Dec 21, 2018 |
| Joanne Sturgill | Global Capital Strategies no RAUM | Sagepoint Financial, Inc. BD affiliated | Other | Dec 7, 2018 | Nov 30, 2018 |
| Edward Gene Robinson | Hornor, Townsend & Kent, LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2018 | Feb 15, 2019 (71 d) |
| Veronika Saparova | Edward Jones national BD | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2018 | Dec 11, 2018 |
| Timothy Alan Rosga | RBC Capital Markets, LLC national BD | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2018 | Nov 21, 2018 |
977 moves match.