DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Foundations Investment Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Coby David Culpepper | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2023 | Jul 6, 2023 |
| Summer Anne Roberts | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2023 | Jun 22, 2023 |
| Wyatt Broome | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2023 | Jun 27, 2023 |
| Timothy Ray Whisler | Simplicity Wealth independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jun 15, 2023 | Jun 21, 2023 |
| Scott David Winstead | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2023 | May 17, 2023 |
| Kody Carl Followwill | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2023 | May 30, 2023 |
| Angela Marie Winstead | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2023 | May 24, 2023 |
| Sepehr Mehrad Hosseini | Madison Avenue Securities, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2023 | May 2, 2023 |
| Jonathan P English | Awm Financial Services Inc. independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | May 1, 2023 | Jun 28, 2023 (58 d) |
| Adam Gregory Schmidt | UBS Financial Services Inc. wirehouse | Foundations Investment Advisors LLC independent RIA | Wirehouse to independent RIA | Apr 28, 2023 | Aug 30, 2023 (124 d) |
| Andrew Robert Perry | Edgerock Wealth Management independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Apr 14, 2023 | Apr 28, 2023 |
| Scott Roy Preble | Kingdom Financial Group, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Mar 28, 2023 | Apr 11, 2023 |
| Brandon Paul Wyatt | Teton Wealth Group LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Mar 7, 2023 | May 8, 2023 (62 d) |
| Derek Jay Colton | Aegis Wealth Management, Inc. independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Mar 6, 2023 | Mar 6, 2023 |
| Skylar Douglas Anderson | Aegis Wealth Management, Inc. independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Mar 6, 2023 | Mar 9, 2023 |
| Marcus Jermaine Robinson | Gwn Securities Inc. BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2023 | Apr 3, 2023 (39 d) |
| Collin Mckenzie Stauffer | Teton Wealth Group LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jan 9, 2023 | Jan 10, 2023 |
| Mario Ben Sena | Melissa Matson LLC state registered | Foundations Investment Advisors LLC independent RIA | Other | Dec 31, 2022 | Mar 20, 2023 (79 d) |
| Joseph William Remson | Esi Financial Advisors BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2022 | Dec 2, 2022 |
| Paul Quebec | Esi Financial Advisors BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2022 | Dec 2, 2022 |
| Brendan Shea Bayron | Esi Financial Advisors BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2022 | Dec 13, 2022 (39 d) |
| David Kevin Seitzer | Alloy Investment Management state registered | Foundations Investment Advisors LLC independent RIA | Other | Oct 27, 2022 | Aug 1, 2022 |
| Joshua Domagoi Carapina | J.P. Morgan Securities LLC wirehouse | Foundations Investment Advisors LLC independent RIA | Wirehouse to independent RIA | Sep 24, 2022 | Nov 21, 2025 (1154 d) |
| Peter Chase Mason | Aloha Wealth Partners state registered | Foundations Investment Advisors LLC independent RIA | Other | Sep 19, 2022 | Jan 27, 2025 (861 d) |
| Dale Stephen Soutas | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2022 | Sep 7, 2022 |
| Mark Leslie Mohan | Brookstone Capital Management LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jul 18, 2022 | Jul 18, 2022 |
| Kyle William Chapman | Clarity Capital Partners independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jul 14, 2022 | Mar 20, 2023 (249 d) |
| Zachary Michael Zager | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2022 | Jun 3, 2022 |
| Jaime Facchino | Alloy Investment Management state registered | Foundations Investment Advisors LLC independent RIA | Other | May 23, 2022 | Nov 17, 2021 |
| Erick Alan Jimenez | Kingdom Financial Group, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | May 10, 2022 | May 27, 2022 |
| Gina Mazzadra | Alphastar Capital Management independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | May 4, 2022 | Jul 21, 2022 (78 d) |
| Benjamin A Fuchs | Alphastar Capital Management independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | May 4, 2022 | May 4, 2022 |
| Joshua Caleb Harter | First Financial Equity Corporation BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2022 | Apr 27, 2022 |
| Zachary Stuart Brodt | First Financial Equity Corporation BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2022 | May 11, 2022 |
| Julia Sky King | Lifepro Asset Management independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Mar 11, 2022 | Mar 14, 2022 |
| Hayward Lamar Sawyer | Creativeone Wealth, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jan 14, 2022 | Jan 21, 2022 |
| Fred Todd Schwendiman | Brookstone Capital Management LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jan 3, 2022 | Jan 7, 2022 |
| William David Pike | Iams Wealth Management, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Dec 31, 2021 | Jan 13, 2022 |
| Michael Adam Willard | Brookstone Asset Management, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Dec 31, 2021 | Sep 18, 2020 |
| Timothy James Mcdermott | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2021 | Jan 5, 2022 (68 d) |
| Leslie Ann Winchester | Kingdom Financial Group, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Aug 31, 2021 | Aug 4, 2023 (703 d) |
| Karen Ames Garner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Foundations Investment Advisors LLC independent RIA | Wirehouse to independent RIA | Aug 24, 2021 | Oct 14, 2021 (51 d) |
| Gordon Jay Forgione | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2021 | Aug 24, 2021 |
| Matthew Benjamin Rowley | Visionary Wealth Management, LLC no RAUM | Foundations Investment Advisors LLC independent RIA | Other | Jul 14, 2021 | Aug 3, 2021 |
| Audrey Moxon West | Knr Wealth Management, Inc. unclassified | Foundations Investment Advisors LLC independent RIA | Other | Jul 14, 2021 | Jul 14, 2021 |
| Timothy Kutsch | Randall Wealth Advisors, LLC state registered | Foundations Investment Advisors LLC independent RIA | Other | Jun 30, 2021 | Jul 1, 2021 |
| Ashley Marie Milot | Avantax Planning Partners, Inc. independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | May 24, 2021 | Jun 15, 2021 |
| Mark A Stimpson | Elevated Capital Advisors, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | May 19, 2021 | Jun 3, 2021 |
| Casey Mackenzie Elkins | Elevated Capital Advisors, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | May 19, 2021 | Jun 3, 2021 |
| Jimmy Elton Sloan | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2021 | May 18, 2021 |
| Cameron Merrill Evans | Lifepro Asset Management independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | May 10, 2021 | May 11, 2021 |
| Johndavid Woolley | Osaic Fa, Inc. BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2021 | May 4, 2021 |
| Lee Alexander Busto | Edward Jones national BD | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2021 | Apr 30, 2021 |
| John Solyman | Virtue Capital Management, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Apr 13, 2021 | May 13, 2021 |
| Jerry Eugene Linebaugh | Simplicity Wealth independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Apr 12, 2021 | Apr 13, 2021 |
| Spencer David Ader | Simplicity Wealth independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Apr 12, 2021 | May 19, 2021 (37 d) |
| Andrew G Williams | Cornerstone Investment Advisors, LLC unclassified | Foundations Investment Advisors LLC independent RIA | Other | Apr 6, 2021 | Apr 22, 2021 |
| Michael J Lehrhaupt | Mjl Wealth Management, LLC unclassified | Foundations Investment Advisors LLC independent RIA | Other | Mar 1, 2021 | Aug 20, 2021 (172 d) |
| Simon John Rogers | Ae Wealth Management, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jan 19, 2021 | Jan 20, 2021 |
| Joseph M Unger | Mutual Of Omaha Investor Services, Inc. no RAUM | Foundations Investment Advisors LLC independent RIA | Other | Jan 5, 2021 | Jan 8, 2021 |
322 moves match.