DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sii Investments, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Tyler Allen Brilinski	Householder Group, Estate & Retirement Specialists unclassified	Sii Investments, Inc. other	Other	Nov 18, 2009	Feb 4, 2009
Frederick James Guist	Ameritas Advisory Services other	Sii Investments, Inc. other	Other	Nov 9, 2009	Oct 26, 2009
Matthew Mark Cuplin	Ameritas Advisory Services other	Sii Investments, Inc. other	Other	Nov 9, 2009	Oct 16, 2009
Randall Charles Rhodes	Principal Securities, Inc. other	Sii Investments, Inc. other	Other	Nov 4, 2009	Jul 13, 2015 (2077 d)
Gerald Jay Lamalfa	New England Securities Corporation other	Sii Investments, Inc. other	Other	Sep 17, 2009	Sep 9, 2009
Jeanann M Kramer	U.S. Bancorp Investments, Inc. other	Sii Investments, Inc. other	Other	Sep 17, 2009	Nov 18, 2010 (427 d)
Jeffrey James Breeling	Ameritas Advisory Services other	Sii Investments, Inc. other	Other	Sep 16, 2009	Sep 23, 2009
Michael James Hall	Stifel, Nicolaus & Company, Incorporated national BD	Sii Investments, Inc. other	Other	Sep 3, 2009	Aug 28, 2009
Jean Ellen Range	Ernst & Young Investment Advisers Llp no RAUM	Sii Investments, Inc. other	Other	Jul 28, 2009	Feb 13, 2009
Alan Donald Cooper	Questar Asset Management, Inc. other	Sii Investments, Inc. other	Other	Jul 22, 2009	Jul 22, 2009
Edgar Marvin Hawkins	Questar Asset Management, Inc. other	Sii Investments, Inc. other	Other	Jul 10, 2009	Jun 24, 2009
Carl Dorsey Cornaglia	Questar Asset Management, Inc. other	Sii Investments, Inc. other	Other	Jul 10, 2009	Jun 12, 2009
Laura Jane Grewe	Sagepoint Financial, Inc. other	Sii Investments, Inc. other	Other	May 6, 2009	Sep 2, 2009 (119 d)
Stephen Michel Horvath	Commonwealth Financial Network national BD	Sii Investments, Inc. other	Other	May 4, 2009	Apr 30, 2009
Kenneth Allan Ulrich	Fsc Securities Corporation other	Sii Investments, Inc. other	Other	Apr 2, 2009	Mar 30, 2009
Richard Francis Barnett	Next Financial Group, Inc. other	Sii Investments, Inc. other	Other	Mar 3, 2009	Feb 6, 2009
Robert Kenon	Securities America Advisors, Inc. other	Sii Investments, Inc. other	Other	Feb 24, 2009	Feb 10, 2009
Richard Jason Levine	Equitable Advisors, LLC national BD	Sii Investments, Inc. other	Other	Feb 23, 2009	Feb 19, 2009
James Jay Person	Equitable Advisors, LLC national BD	Sii Investments, Inc. other	Other	Feb 23, 2009	Feb 17, 2009
Phil L Jacobson	Equitable Advisors, LLC national BD	Sii Investments, Inc. other	Other	Feb 20, 2009	Feb 17, 2009
Michael Patrick Murray	Next Financial Group, Inc. other	Sii Investments, Inc. other	Other	Feb 19, 2009	Feb 9, 2009
Beth Ann Mengert	Invest Financial Corporation other	Sii Investments, Inc. other	Other	Feb 13, 2009	Feb 20, 2009
Eric Henry Roberge	Investors Capital Advisory other	Sii Investments, Inc. other	Other	Feb 4, 2009	Feb 9, 2009
Carmen Guy Cercone	Sagepoint Financial, Inc. other	Sii Investments, Inc. other	Other	Jan 30, 2009	Jan 28, 2009
Kyle Hess Richardson	Sagepoint Financial, Inc. other	Sii Investments, Inc. other	Other	Jan 28, 2009	Jan 23, 2009
James Lee Bruce	Householder Group, Estate & Retirement Specialists unclassified	Sii Investments, Inc. other	Other	Jan 27, 2009	Feb 4, 2009
Danny Thomas	Sagepoint Financial, Inc. other	Sii Investments, Inc. other	Other	Jan 21, 2009	Jan 16, 2009
Frank Augustine Cuenca	The Retirement Group unclassified	Sii Investments, Inc. other	Other	Dec 31, 2008	Sep 3, 2008
Jeremy Wilkins Laub	The Retirement Group unclassified	Sii Investments, Inc. other	Other	Dec 31, 2008	Sep 2, 2008
Shawn Michael Mcelderry	The Retirement Group unclassified	Sii Investments, Inc. other	Other	Dec 31, 2008	Sep 2, 2008
Michael David Lambrix	The Retirement Group unclassified	Sii Investments, Inc. other	Other	Dec 31, 2008	Sep 2, 2008
Rohin Lawrence Ullberg	First Allied Securities, Inc. other	Sii Investments, Inc. other	Other	Dec 4, 2008	Dec 1, 2008
Brian Joseph Samuels	Goldman Sachs Wealth Services, L.P. other	Sii Investments, Inc. other	Other	Nov 25, 2008	Mar 5, 2009 (100 d)
Robert E North	Morgan Stanley & Co. LLC unclassified	Sii Investments, Inc. other	Other	Nov 14, 2008	Mar 20, 2009 (126 d)
Bradley Joseph Schmitz	Berthel Fisher & Company Financial Services, Inc. other	Sii Investments, Inc. other	Other	Oct 15, 2008	Oct 20, 2008
Andrew Maxwell Aldredge	Waddell & Reed other	Sii Investments, Inc. other	Other	Oct 1, 2008	Sep 30, 2008
Kendall Charles Lovett	Cetera Advisors LLC other	Sii Investments, Inc. other	Other	Sep 29, 2008	Sep 26, 2008
John Patrick White	Citigroup Global Markets Inc. other	Sii Investments, Inc. other	Other	Sep 17, 2008	Mar 2, 2009 (166 d)
James Joseph Galante	Ssn Advisory, Inc. other	Sii Investments, Inc. other	Other	Sep 8, 2008	Sep 8, 2008
Corbin Wade Krell	Scf Investment Advisors, Inc. other	Sii Investments, Inc. other	Other	Aug 27, 2008	Sep 15, 2008
Andrew Edwin Watkins	Fsc Securities Corporation other	Sii Investments, Inc. other	Other	Jul 23, 2008	Feb 17, 2009 (209 d)
Chad Everett Staskal	Thrivent Investment Management Inc. other	Sii Investments, Inc. other	Other	Jul 22, 2008	Jul 18, 2008
Philip Eric Weisbach	Wells Fargo Investments, LLC unclassified	Sii Investments, Inc. other	Other	Jul 21, 2008	Jul 15, 2008
Chad Alan Bouma	Edward Jones national BD	Sii Investments, Inc. other	Other	Jul 1, 2008	Jun 27, 2008
Victor M. Valle	Liberty Group, LLC unclassified	Sii Investments, Inc. other	Other	May 30, 2008	Jul 27, 2009 (423 d)
Betty Elizabeth Azmoon	Crown Capital Securities, L.P. other	Sii Investments, Inc. other	Other	Apr 30, 2008	Apr 11, 2008
Neil Douglas Blicher	Strategic Advisers LLC national BD	Sii Investments, Inc. other	Other	Apr 7, 2008	Apr 30, 2008
Jordan Michael Seegert	1st Source Corporation Investment Advisors, Inc. other	Sii Investments, Inc. other	Other	Feb 28, 2008	Jan 8, 2010 (680 d)
Brian Joseph Jensen	1717 Capital Management Company unclassified	Sii Investments, Inc. other	Other	Nov 5, 2007	Nov 2, 2007
Phillip Kenneth Vance	1717 Capital Management Company unclassified	Sii Investments, Inc. other	Other	Nov 5, 2007	Nov 1, 2007
Christopher Michael Marks	1717 Capital Management Company unclassified	Sii Investments, Inc. other	Other	Nov 5, 2007	Nov 1, 2007
John Lawrence Langer	1717 Capital Management Company unclassified	Sii Investments, Inc. other	Other	Nov 5, 2007	Nov 2, 2007
Anthony John Mercuri	Ta-Check Financial Ltd. state registered	Sii Investments, Inc. other	Other	Oct 19, 2007	Aug 10, 2007
David Joseph Ptacek	Ta-Check Financial Ltd. state registered	Sii Investments, Inc. other	Other	Oct 19, 2007	Sep 4, 2007
Todd Allen Nye	Ipi Wealth Management, Inc. other	Sii Investments, Inc. other	Other	Sep 20, 2007	Sep 21, 2007
Kenneth John Kramer	Fsc Securities Corporation other	Sii Investments, Inc. other	Other	Aug 31, 2007	Mar 26, 2014 (2399 d)
Rajesh C Jyotishi	Fsc Securities Corporation other	Sii Investments, Inc. other	Other	Aug 27, 2007	Sep 6, 2007
Mary Jo Gilligan	Fsc Securities Corporation other	Sii Investments, Inc. other	Other	Aug 17, 2007	Aug 20, 2007
Murray Floyd Kosmin	Fsc Securities Corporation other	Sii Investments, Inc. other	Other	Aug 13, 2007	Aug 28, 2007
Jason Robert Yuhas	Fsc Securities Corporation other	Sii Investments, Inc. other	Other	Aug 9, 2007	Aug 7, 2007

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300 moves match.