DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Centaurus Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
John Howard Denler	MML Investors Services, LLC other	Centaurus Financial, Inc. other	Other	Jan 28, 2016	Jan 26, 2016
Robert Laurence Kunde	Madison Avenue Securities, LLC other	Centaurus Financial, Inc. other	Other	Jan 8, 2016	Mar 18, 2016 (70 d)
Bradley Vint Dehaven	LPL Financial LLC other	Centaurus Financial, Inc. other	Other	Dec 31, 2015	Jan 3, 2017 (369 d)
Ralph Donald Dexter	Keystone Capital Corporation other	Centaurus Financial, Inc. other	Other	Dec 31, 2015	Jan 12, 2016
Adam Brett Simon	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Dec 31, 2015	Feb 8, 2016 (39 d)
Sergio Abel Salazar	Morgan Stanley wirehouse	Centaurus Financial, Inc. other	Other	Nov 18, 2015	Mar 8, 2016 (111 d)
Michael Young Hamilton	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Oct 30, 2015	Oct 30, 2015
Robert Joseph Binkele	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Oct 30, 2015	Oct 30, 2015
Benedict Martin Maloney	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Oct 30, 2015	Nov 3, 2015
Robert Nelson Schimmel	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Oct 30, 2015	Nov 2, 2015
Kathleen Marie Zwickl	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Sep 30, 2015	Oct 1, 2015
Kimble Milton Johnson	LPL Financial LLC other	Centaurus Financial, Inc. other	Other	Sep 9, 2015	Aug 31, 2015
Timothy Patrick Sweeney	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Sep 9, 2015	Sep 9, 2015
Blaine Jackson Wood	Strategic Advisers LLC national BD	Centaurus Financial, Inc. other	Other	Sep 4, 2015	Sep 25, 2015
Howard Leon Dingle	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Sep 3, 2015	Sep 10, 2015
Jerome Joseph Hunsanger	Fintegra, LLC other	Centaurus Financial, Inc. other	Other	Aug 6, 2015	Aug 5, 2015
Jason M Batt	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Centaurus Financial, Inc. other	Other	Jul 17, 2015	Aug 6, 2015
Ricky Alan Mantei	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Jun 15, 2015	May 19, 2015
Roman Lara	Valic Financial Advisors, Inc. other	Centaurus Financial, Inc. other	Other	Jun 4, 2015	Apr 12, 2017 (678 d)
Joel Daniel Harworth	Wescom Financial Services, LLC independent RIA	Centaurus Financial, Inc. other	Other	May 20, 2015	Apr 13, 2016 (329 d)
Melissa Star Williams	Voya Financial Advisors, Inc. other	Centaurus Financial, Inc. other	Other	May 11, 2015	Sep 8, 2015 (120 d)
Adam Mario Levi	Ameriprise Financial Services, LLC national BD	Centaurus Financial, Inc. other	Other	Apr 10, 2015	Jun 10, 2015 (61 d)
Robert Lloyd Omohundro	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Mar 23, 2015	Mar 24, 2015
Michael William Eldredge	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Mar 23, 2015	Mar 23, 2015
Michael B Beecher	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Mar 23, 2015	Mar 23, 2015
Jose Miguel Hernandez-Gomez	Independent Financial Group, LLC other	Centaurus Financial, Inc. other	Other	Feb 9, 2015	Feb 25, 2015
Stephen Connor Mccraw	LPL Financial LLC other	Centaurus Financial, Inc. other	Other	Jan 12, 2015	Feb 2, 2015
Carey Allen James	Carey James & Associates unclassified	Centaurus Financial, Inc. other	Other	Dec 31, 2014	Sep 10, 2009
Steven Jay Silver	Sagepoint Financial, Inc. other	Centaurus Financial, Inc. other	Other	Dec 31, 2014	Jan 2, 2015
Thomas Benjamin Paine	Carey James & Associates unclassified	Centaurus Financial, Inc. other	Other	Dec 31, 2014	Jul 26, 2011
Michelle Elise Anthony	Wells Fargo Advisors wirehouse	Centaurus Financial, Inc. other	Other	Sep 5, 2014	Aug 26, 2014
Laura Elizabeth Berg	Strategic Advisers LLC national BD	Centaurus Financial, Inc. other	Other	Sep 2, 2014	Sep 23, 2014
Heidi Sarah Hirsh	Osaic Wealth, Inc. other	Centaurus Financial, Inc. other	Other	Aug 11, 2014	Sep 9, 2014
Philip Anthony Board	Fsc Securities Corporation other	Centaurus Financial, Inc. other	Other	Aug 8, 2014	Aug 6, 2014
Leslie Ann Coulson	Fsc Securities Corporation other	Centaurus Financial, Inc. other	Other	Aug 8, 2014	Aug 8, 2014
David Robert Espinosa	Fsc Securities Corporation other	Centaurus Financial, Inc. other	Other	Aug 8, 2014	Aug 7, 2014
Lisa Haggai Pierson	J.P. Morgan Securities LLC wirehouse	Centaurus Financial, Inc. other	Other	Jul 24, 2014	Jul 29, 2014
John Edward Hoffman	Independent Financial Group, LLC other	Centaurus Financial, Inc. other	Other	Jul 24, 2014	Jul 25, 2014
George Alan Guttman	Cadaret Grant & Co Inc other	Centaurus Financial, Inc. other	Other	Jun 12, 2014	Jul 14, 2014 (32 d)
Brett Jerome Saddler	Equinox Securities, Inc. unclassified	Centaurus Financial, Inc. other	Other	May 27, 2014	Aug 10, 2015 (440 d)
Adam Scott Weiner	Nav Wealth Advisors, LLC unclassified	Centaurus Financial, Inc. other	Other	May 16, 2014	Sep 12, 2014 (119 d)
Javier R Valenzuela	Oneamerica Securities, Inc. other	Centaurus Financial, Inc. other	Other	Mar 28, 2014	Feb 26, 2014
Peter Alan Wierenga	Berthel Fisher & Company Financial Services, Inc. other	Centaurus Financial, Inc. other	Other	Feb 25, 2014	Apr 7, 2014 (41 d)
Nancy Rose Papo	Ameriprise Financial Services, LLC national BD	Centaurus Financial, Inc. other	Other	Jan 24, 2014	Jan 31, 2014
Jeffrey Dee Scott	Cetera Advisors LLC other	Centaurus Financial, Inc. other	Other	Dec 31, 2013	Jan 3, 2014
Orion Kelly Willis	Invest Financial Corporation other	Centaurus Financial, Inc. other	Other	Nov 12, 2013	Dec 4, 2013
Jonathan Hill	Invest Financial Corporation other	Centaurus Financial, Inc. other	Other	Nov 12, 2013	Nov 12, 2013
Jimmie Anthony Ray	LPL Financial LLC other	Centaurus Financial, Inc. other	Other	Oct 3, 2013	Sep 16, 2013
Leon Gregory James	Anchor Capital other	Centaurus Financial, Inc. other	Other	Aug 12, 2013	Nov 30, 2007
Jeffery James Quiggle	Girard Securities, Inc. other	Centaurus Financial, Inc. other	Other	Aug 9, 2013	Aug 13, 2013
Chirho S Garcia	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Centaurus Financial, Inc. other	Other	Jul 23, 2013	Aug 1, 2013
Andrew B Chou	Westmount Partners, LLC other	Centaurus Financial, Inc. other	Other	Jul 8, 2013	May 30, 2013
Bart P Cutino	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Jul 8, 2013	Jul 16, 2013
James Thomas Riner	Crown Capital Securities, L.P. other	Centaurus Financial, Inc. other	Other	Jul 2, 2013	Jun 18, 2013
Wesley Ben Holt	Cetera Advisors LLC other	Centaurus Financial, Inc. other	Other	May 24, 2013	May 24, 2013
Royce Ryan Running	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	May 13, 2013	May 6, 2013
Christopher Gene Haberl	LPL Financial LLC other	Centaurus Financial, Inc. other	Other	May 6, 2013	Apr 26, 2013
Myron Jay Bouwhuis	Hornor, Townsend & Kent, LLC other	Centaurus Financial, Inc. other	Other	May 2, 2013	May 1, 2013
Janet Anne Mcconnell	Valic Financial Advisors, Inc. other	Centaurus Financial, Inc. other	Other	Mar 21, 2013	Mar 19, 2013
Cynthia Louise Kordys	Morgan Stanley wirehouse	Centaurus Financial, Inc. other	Other	Feb 8, 2013	Jul 24, 2013 (166 d)

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435 moves match.