DFX Intelligence
Advisor moves
Arrivals at First Citizens Investor Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Lee Martin | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2021 | Apr 21, 2021 |
| Patrick F Nolan | Blackrock Investment Management, LLC other | First Citizens Investor Services, Inc. BD affiliated | Other | Apr 15, 2021 | May 19, 2021 (34 d) |
| Andrew Christian Ivens | Ethic Wealth Advisors LLC no RAUM | First Citizens Investor Services, Inc. BD affiliated | Other | Apr 2, 2021 | May 15, 2025 (1504 d) |
| Mary Shawky Ghobry | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2021 | Jan 1, 2025 (1373 d) |
| Douglas Braxton House | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 26, 2021 | Feb 10, 2022 (321 d) |
| Harold Allen Lockwood | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2021 | Apr 7, 2021 |
| Jonathan Daniel Wakin | Park Avenue Securities LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2021 | Oct 14, 2021 (212 d) |
| Charles Falconer Mccallum | Bb&T Securities, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2021 | May 15, 2024 (1162 d) |
| Stacy H Bortle | LPL Financial LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2021 | May 24, 2022 (452 d) |
| Marie Rose Zoutomou Hockaday | Charles Schwab & Co., Inc. national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2021 | Feb 4, 2021 |
| Austin Thomas Nelms | Bankers Life Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2021 | Feb 11, 2021 |
| Justin Jeffrey Sheik | Advice And Planning Services BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2021 | Mar 2, 2021 (46 d) |
| Brian Jeffrey Anderson | Pnc Wealth Management BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2021 | Aug 18, 2022 (581 d) |
| Ronald Lecoste Chapman | First Citizens Asset Management, Inc independent RIA | First Citizens Investor Services, Inc. other | Other | Dec 7, 2020 | May 15, 2017 |
| David Boyd Lentz | First Citizens Asset Management, Inc independent RIA | First Citizens Investor Services, Inc. other | Other | Dec 7, 2020 | May 18, 2017 |
| Jason Thomas Burkett | First Citizens Asset Management, Inc independent RIA | First Citizens Investor Services, Inc. other | Other | Dec 7, 2020 | May 18, 2017 |
| Brian Morgan Talbert | First Citizens Asset Management, Inc independent RIA | First Citizens Investor Services, Inc. other | Other | Nov 24, 2020 | May 15, 2017 |
| David Lee Biliter | Arvest Wealth Management BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2020 | Jan 4, 2021 (56 d) |
| Matthew Scott Nadeau | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 21, 2020 | Oct 9, 2020 |
| Justin F Farnsworth | First Citizens Asset Management, Inc independent RIA | First Citizens Investor Services, Inc. other | Other | Oct 19, 2020 | May 15, 2017 |
| Kimberly Marie Carstens | Usaa Investment Services Company no RAUM | First Citizens Investor Services, Inc. BD affiliated | Other | Sep 25, 2020 | Sep 30, 2020 |
| Nathaniel Sturgill | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 24, 2020 | Dec 11, 2020 (78 d) |
| Michael Mordecai | Edward Jones national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2020 | Aug 4, 2021 (329 d) |
| Jason Henry Vieira | LPL Financial LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2020 | Nov 4, 2020 (91 d) |
| James Michael Baker | LPL Financial LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2020 | Jul 15, 2020 |
| Mitchell William Johnson | Bb&T Securities, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2020 | Jul 10, 2020 |
| Kenneth Ray Wilson | Bb&T Securities, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2020 | May 22, 2020 |
| Sarah Scheld | Fifth Third Securities, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2020 | Apr 30, 2020 |
| Richard Chadwick Kidwell | Bb&T Securities, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2020 | Apr 30, 2020 |
| Joseph Matthew Fortino | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 25, 2020 | Apr 6, 2020 |
| William Michael King | Bb&T Securities, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2020 | Jun 24, 2020 (110 d) |
| George Coltrane Benoit | Bb&T Securities, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2020 | Mar 25, 2020 |
| Efren Santiago Vintimilla | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 10, 2020 | Feb 21, 2020 |
| Ryan James Fryar Hedlund | Edward Jones national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2019 | Jan 8, 2020 |
| Edward Bradshaw Harris | Bb&T Securities, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Dec 12, 2019 |
| Julie Walton Carter | Woodbury Financial Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2019 | Nov 9, 2021 (727 d) |
| Michelle W Seamon | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 4, 2019 | Oct 28, 2019 |
| John Thomas Quiggle | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 24, 2019 | Oct 23, 2019 |
| Ryan Gripper | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 9, 2019 | Oct 8, 2019 |
| Robert Banish | First Citizens Asset Management, Inc independent RIA | First Citizens Investor Services, Inc. other | Other | Sep 18, 2019 | May 12, 2017 |
| Edward J Turrisi | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2019 | Sep 18, 2019 |
| Hayden G Leonard | Td Ameritrade Investment Management, LLC independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 10, 2019 | Dec 18, 2019 (99 d) |
| Amanda Lyvette Robinson | Equitable Advisors, LLC national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2019 | Aug 14, 2019 |
| Isaac White | Fidelity Personal And Workplace Advisors BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2019 | Sep 19, 2019 (35 d) |
| Jeffrey Paul Winneberger | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2019 | Oct 9, 2019 (57 d) |
| Paula Kay Heffron | Usaa Investment Services Company BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2019 | Aug 13, 2019 |
| Dane Andrew Curtner | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2019 | Mar 17, 2021 (597 d) |
| Brandon James Johnson | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 11, 2019 | Jul 15, 2019 |
| Lauren D Greene | Synovus Securities, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2019 | Jul 25, 2019 |
| Lance W Adicks | Northwestern Mutual Investment Services,LLC no RAUM | First Citizens Investor Services, Inc. BD affiliated | Other | Jul 9, 2019 | Jul 10, 2019 |
| Steven Richard Colford | Founders Financial Alliance, LLC independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 2, 2019 | Nov 14, 2025 (2327 d) |
| Umar Farooq Ali | Osaic Institutions, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2019 | Jul 8, 2019 |
| Craig Davis Shively | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2019 | Jul 10, 2019 |
| Johnna Rene Kendrick | Edward Jones national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2019 | Jun 26, 2019 (39 d) |
| John Jarrett Fitzgerald | Td Private Client Wealth LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2019 | May 9, 2019 |
| Cynthia Neal White | Bb&T Securities, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2019 | Apr 25, 2019 |
| Angela Lynne Novak | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 25, 2019 | Jan 22, 2024 (1764 d) |
| Breanna May Stott | Finwell, Inc. unclassified | First Citizens Investor Services, Inc. BD affiliated | Other | Jan 10, 2019 | Jan 29, 2019 |
| Nicholas Mantilla Loeper | J.P. Morgan Securities LLC wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 8, 2019 | Jan 4, 2019 |
| Jeffrey Scott Hughes | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 12, 2018 | Dec 10, 2018 |
387 moves match.