DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Janney Montgomery Scott LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Candice Lin Waxler | Edward Jones national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Oct 12, 2023 |
| Brian Michael Tammaro | Key Investment Services LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Sep 29, 2023 |
| Clark Austin Lemaster | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 5, 2023 | Sep 28, 2023 |
| Haden Thurston Dudley | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 5, 2023 | Sep 28, 2023 |
| Jeff Anthony Russo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 19, 2023 | Sep 14, 2023 |
| Jay Day | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2023 | Sep 14, 2023 |
| John Thomas Fetherston | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2023 | Sep 14, 2023 |
| Pramvera Ruiz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2023 | Sep 14, 2023 |
| John Gardner Best | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 13, 2023 | Sep 8, 2023 |
| Tamara A Lee | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 6, 2023 |
| Emily Gail Pittman | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 13, 2023 | Sep 8, 2023 |
| Barbara Matthews | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 13, 2023 | Sep 8, 2023 |
| Michael George Abdalla | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 6, 2023 |
| Stephen George Sykes | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Sep 6, 2023 |
| Jacqueline Ellen Dufresne | Commonwealth Financial Network national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2023 | Aug 31, 2023 |
| John Anthony Battista | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 29, 2023 | Aug 24, 2023 |
| Matthew A Mcleod | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2023 | Nov 26, 2024 (467 d) |
| Christopher Anthony Shaffer | Global Retirement Partners LLC institutional | Janney Montgomery Scott LLC BD affiliated | Other | Aug 11, 2023 | Aug 17, 2023 |
| Peter Andrew Mckenna | Eagle Strategies LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Jul 11, 2023 |
| Jorge Andres Kuri | Sei Investments Management Corp other | Janney Montgomery Scott LLC BD affiliated | Other | Jul 26, 2023 | Aug 2, 2023 |
| James Neil Parsons | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 30, 2023 | Jun 16, 2023 |
| Rebecca Elizabeth Durkin | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 26, 2023 | Aug 7, 2023 (42 d) |
| Nicole C Burczyk | Money Concepts Advisory Service BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2023 | Jul 22, 2024 (413 d) |
| Matthew Morris | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 23, 2023 | May 15, 2023 |
| Jordan Baker | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2023 | Dec 15, 2023 (217 d) |
| Katherine Mckown Buyck | J.P. Morgan Securities LLC wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 6, 2023 | Aug 14, 2023 (100 d) |
| Christopher Paul Csencsits | Hornor, Townsend & Kent, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2023 | May 11, 2023 |
| Denise Deluca Meehan | Eagle Strategies LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2023 | May 8, 2023 |
| Renato T Jamett | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2023 | Mar 23, 2023 |
| Haley Anne Culp | Prosperity Capital Advisors independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2023 | Dec 7, 2023 (234 d) |
| Tom Laskaris | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2023 | Mar 23, 2023 |
| Renato Dominic Jamett | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | Mar 23, 2023 |
| Susan Lobello | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 3, 2023 | Mar 31, 2023 |
| Jonathan Wilson Decker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 3, 2023 | Mar 31, 2023 |
| David H Harth | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 3, 2023 | Mar 31, 2023 |
| Jonathan M Swavely | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 3, 2023 | Mar 31, 2023 |
| Luke John Saddlemire | Principal Securities, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Apr 11, 2023 |
| Joseph Michael Harton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 21, 2023 | Mar 30, 2023 |
| Regan Veronica Schumacher | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 14, 2023 | Mar 20, 2023 |
| Mark Randall Barrett | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2023 | Mar 30, 2023 |
| Helen Stovall Bueno | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Feb 28, 2023 |
| Wesley Andrew Pritchett | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2023 | Jan 18, 2023 |
| William J Thompson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 3, 2023 | Aug 20, 2026 (1294 d) |
| Jeffrey Louis Bradanini | Beirne. institutional | Janney Montgomery Scott LLC BD affiliated | Other | Jan 31, 2023 | Mar 14, 2023 (42 d) |
| Todd Banister Garliss | Corbyn Investment Management Inc independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2023 | Jan 6, 2023 |
| Robert Thomas Rose | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2022 | Dec 6, 2022 |
| Katie R Morgan | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2022 | Dec 6, 2022 |
| John Elliott Riley | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2022 | Dec 6, 2022 |
| Kathryn Mary Bunn | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Dec 6, 2022 |
| David Joseph Matarese | Corrigan Financial Inc independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2022 | Oct 31, 2022 |
| Michael W Stanley | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 9, 2022 | Nov 2, 2022 |
| Katie Lynn Hughes | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2022 | Oct 24, 2022 |
| Michael S Gross | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 25, 2022 | Sep 6, 2023 (316 d) |
| Molly A Haga | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Oct 6, 2022 |
| Daniel William Stephens | Ivc Wealth Advisors LLC independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2022 | Oct 24, 2022 |
| Gary George Vescio | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2022 | Oct 6, 2022 |
| Brandon Levine | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2022 | Oct 6, 2022 |
| Nathan William Ibarra | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 12, 2022 | Oct 7, 2022 |
| Joseph William Waterloo | Thrive Capital Management, LLC independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 19, 2022 | Dec 8, 2022 (80 d) |
| Guillermo A. Robles | Fidelity Personal And Workplace Advisors BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2022 | Jul 12, 2022 |
1,088 moves match.