DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at LPL Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Reese Jackson | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Aug 3, 2026 |
| Benjamin Alvis Gentry | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Dec 18, 2025 |
| Michelle Scrivani | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 3, 2026 |
| Kaylee Makel | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Sep 3, 2026 (31 d) |
| Marco A Rodriguez | Westwind Capital independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2026 | Jul 9, 2026 |
| Matthew Allen Darby | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 7, 2026 |
| Sean Patrick Navin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2026 | Jul 20, 2026 |
| Christian Arenas | Strategic Advisers LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 11, 2026 |
| James Fiorentino | Rfg Advisory, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2026 | Aug 20, 2026 |
| Newman Alexander Townsend | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Aaron Roman | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Aug 4, 2026 |
| Brant Earl Spesshardt | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 28, 2026 |
| Dennis Bohm | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Amy Grace Welborn | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Alexandre Rahman Vace | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 30, 2026 |
| Ryan Andrew Helder | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Kaitlyn Mack Seybuck | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Meredith Keever | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Graham Daniel Burke | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Amy Shaun Bennett | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Draven Sneed | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Shay Douglas Pond | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Andrew Joseph Applequist | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Scott Thornton Blanchard | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Daniel Griffith | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Jacob Mejan | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Kathie Herbst Okun | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Jul 28, 2026 |
| John Raymond Decrescente | Hazard & Siegel Advisory Services LLC other | LPL Financial LLC BD affiliated | Other | Jul 30, 2026 | Jul 30, 2026 |
| Ryan Blane Pollard | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Jul 28, 2026 |
| Ryan Daniel Mcdermott | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 14, 2026 |
| Kelly Loyd Mcdermott | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 15, 2026 |
| Joseph W Jeffers | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 27, 2026 |
| Levi Bunkers | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2026 | Jul 30, 2026 |
| Andrew Canton | Equitable Advisors, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2026 | Aug 31, 2026 (34 d) |
| Kenneth Ladd | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 27, 2026 | Jul 20, 2026 |
| Pete A Sebastian | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 27, 2026 | Aug 12, 2026 |
| Dale Mccarty | Integrity Alliance, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2026 | Jul 27, 2026 |
| Michael John Lotko | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 17, 2026 |
| Wayde Stewart Knowles | Lincoln Investment independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 24, 2026 | Jul 23, 2026 |
| Mark John Dunn | Lincoln Investment independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 24, 2026 | Jul 27, 2026 |
| Christopher Michael Royer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 24, 2026 | Jul 22, 2026 |
| Brian Curtis | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 23, 2026 |
| Michael Kost | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Sep 14, 2026 (52 d) |
| Dylan Ray Ramos | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 27, 2026 |
| Jake R Digregorio | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 27, 2026 |
| Anne Marie Curtis | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 23, 2026 |
| Todd William Schultz | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Jul 14, 2026 |
| Ericka Zettel Schaefer Hanley | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Jun 22, 2026 |
| William Gustaf Kerwin | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Jul 13, 2026 |
| Wesley Chatam Winston | Florida Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Sep 3, 2026 (42 d) |
| Mark Joseph Zumack | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 15, 2026 |
| Timothy Wayne Murphrey | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 21, 2026 |
| Thomas Anthony Gallagher | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 14, 2026 |
| Nicholas Eric Vanover | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 20, 2026 |
| Joseph Rea | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 14, 2026 |
| Bailey R Fawkes | Harbour Investments, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2026 | Jul 17, 2026 |
| Keith Richard Young | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 17, 2026 |
| Philip Andrew Lago | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 14, 2026 |
| Jeffrey Meeks | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 14, 2026 |
| Sean Christopher Macdonald | Equitable Advisors, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Aug 31, 2026 (40 d) |
19,595 moves match.