DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Robert W. Baird & Co. Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacob Thomas Crosby | Nicolet Wealth Management independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Nov 13, 2023 | Nov 9, 2023 |
| Ally Ann Shuman | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Nov 8, 2023 | Oct 30, 2023 |
| Karanveer Nagpal | Great Waters Financial independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Nov 2, 2023 | Apr 9, 2024 (159 d) |
| Dustin Ray Heuchan | Edward Jones national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2023 | Oct 24, 2023 |
| Joel Carlton Berg | Carter Advisory Services, Inc state registered | Robert W. Baird & Co. Incorporated mixed wealth | Other | Oct 24, 2023 | Oct 25, 2023 |
| Kurtis Chase Schletzer | Edward Jones national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2023 | Oct 20, 2023 |
| James Gerard Guidera | Cerity Partners LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Oct 18, 2023 | Jan 2, 2024 (76 d) |
| Robert Stan Nelson | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Sep 22, 2023 | Sep 26, 2023 |
| Jennifer Ellen Scharf | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Sep 22, 2023 | Sep 1, 2023 |
| Frank Richard Fresquez | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Sep 21, 2023 | Sep 6, 2023 |
| Kathy S Marson | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Sep 21, 2023 | Aug 29, 2023 |
| Heath James Mason Mcateer | Buckingham Strategic Wealth, LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Sep 20, 2023 | Dec 12, 2023 (83 d) |
| Ben Karl Blake | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2023 | Aug 24, 2023 |
| Jonathon Scott Bult | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2023 | Aug 24, 2023 |
| Joseph Troy Schmeing | Raymond James Financial Services Advisors, Inc BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2023 | Aug 31, 2023 |
| Gregory Wilford Aiken | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2023 | Aug 24, 2023 |
| Jill Elizabeth Bobinski | Nicolet Wealth Management independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Aug 14, 2023 | Aug 8, 2023 |
| Brianna Lee Hook | Raymond James Financial Services Advisors, Inc BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2023 | Jul 27, 2023 |
| Arjun J Singh | Edward Jones national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Jun 12, 2025 (687 d) |
| Amanda Michele Evans | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jul 20, 2023 | Jul 19, 2023 |
| Mark P Witter | Principal Asset Management other | Robert W. Baird & Co. Incorporated mixed wealth | Other | Jul 18, 2023 | Jul 18, 2023 |
| Brianna Marie Kvam | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2023 | Jun 29, 2023 |
| Paul Anthony Koch | Ameriprise Financial Services, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2023 | Jul 5, 2023 |
| Alanna Maria Jacobson | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2023 | Oct 9, 2023 (110 d) |
| Evan S Schuetze | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jun 12, 2023 | Jul 3, 2023 |
| Colleen J. Neuendorffer | Cambridge Investment Research Advisors, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2023 | Jun 7, 2023 |
| Charles David Hoover | Citigroup Global Markets Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 25, 2023 | Jun 5, 2023 |
| Mathew Basham | Ameriprise Financial Services, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 3, 2023 | Apr 27, 2023 |
| Stacy Lynn Culotta | United Capital Financial Advisors BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2023 | Apr 11, 2023 |
| Matthew Frank Zerhusen | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Apr 6, 2023 | Mar 27, 2023 |
| Jacob Etler | Rockefeller Capital Management BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2023 | Apr 3, 2023 |
| Matthew Thomas Stanhope | E*Trade Capital Management, LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Apr 3, 2023 | Jul 19, 2023 (107 d) |
| Jennifer Joy Nava | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2023 | May 1, 2023 (32 d) |
| Veruschka Halligan | Truist Advisory Services, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2023 | May 16, 2023 (53 d) |
| Michaela Hope Stclair | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Mar 15, 2023 | Mar 9, 2023 |
| Idris Herring | J.P. Morgan Securities LLC wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Mar 9, 2023 | Mar 21, 2023 |
| Jeremy Duksin | Credit Suisse Securities (USA) LLC asset manager | Robert W. Baird & Co. Incorporated mixed wealth | Other | Mar 1, 2023 | Feb 21, 2023 |
| Elizabeth A Duggan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Feb 28, 2023 | Feb 28, 2023 |
| Jessica Marie Scott | Eagle Strategies LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2023 | Feb 7, 2023 |
| Dalton Richard Eastup | Equitable Advisors, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2023 | Jan 23, 2023 |
| Gary Arnold Bud Garvin | MML Investors Services, LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2023 | Feb 8, 2024 (373 d) |
| David Scott Trettel | Strategic Wealth Investment Group, LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Jan 23, 2023 | Aug 2, 2023 (191 d) |
| Susan Dawson | Cetera Advisor Networks LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2023 | Jun 15, 2023 (161 d) |
| Seema Kinra | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Jan 6, 2023 |
| Jack Andrew Spicer | Charles Schwab & Co., Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2022 | Nov 28, 2022 |
| John Christopher Leshock | Qsv Equity Investors LLC mixed wealth | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Dec 6, 2022 | Nov 30, 2022 |
| Ann H East | Edward Jones national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2022 | Nov 28, 2022 |
| Brandon David Moore | Fisher Investments independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Nov 14, 2022 | Aug 1, 2023 (260 d) |
| Diane S Dawson | Lineweaver Wealth Advisors independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Oct 26, 2022 | Nov 23, 2022 |
| Samuel Todd Lee | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2022 | Oct 14, 2022 |
| Stephanie Brianna Linkenheld | Raymond James Financial Services Advisors, Inc BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2022 | Apr 3, 2023 (160 d) |
| Jason William Braunstein | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2022 | Sep 16, 2022 |
| Spring Bennett | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Sep 15, 2022 | Sep 14, 2022 |
| Philip Scott Park | Wintrust Investments mixed wealth | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Sep 14, 2022 | Sep 14, 2022 |
| Aimee E Morrin | Wintrust Investments mixed wealth | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Sep 14, 2022 | Sep 14, 2022 |
| Cory A. Spalinger | D.A. Davidson & Co. independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Aug 29, 2022 | Sep 2, 2022 |
| Armando Joseph Cruz | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2022 | Aug 24, 2022 |
| Anders Peter Sandberg | Ameriprise Financial Services, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2022 | Aug 17, 2022 |
| Kathleen Watson Ward | Raymond James Financial Services Advisors, Inc BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2022 | Jul 31, 2023 (348 d) |
| Michelle Marie Oldham | Securities America Advisors, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2022 | Aug 9, 2022 |
1,141 moves match.