DFX Intelligence
Advisor moves
Arrivals at Tlg Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan T Chester | Cetera Advisor Networks LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2019 | Apr 15, 2019 (49 d) |
| Ann Margaret Boyd | Wells Fargo Advisors wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 22, 2019 | Feb 1, 2019 |
| David Russell Rodgers | Nationwide Securities, LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Jan 9, 2019 | Dec 4, 2019 (329 d) |
| Justin Scott Sykes | Nationwide Securities, LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Jan 9, 2019 | Jan 2, 2026 (2550 d) |
| Brian Sherwood Villec | Nationwide Securities, LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Jan 7, 2019 | Mar 28, 2019 (80 d) |
| Daniel Edward Moroney | Nationwide Securities, LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Jan 4, 2019 | Sep 16, 2020 (621 d) |
| Richard Dale Mack | M Holdings Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 7, 2019 |
| William Quinn Buckner | M Holdings Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 18, 2019 |
| Edward Sylvester Watko | M Holdings Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Feb 7, 2019 (38 d) |
| Holly Hynes | M Holdings Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 16, 2019 |
| Timothy Lane Lewis | MML Investors Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Dec 21, 2020 (721 d) |
| Harrison Taylor Mcdougal | M Holdings Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 7, 2019 |
| Douglas Adam Gerrard | Provenance Wealth Advisors no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Dec 17, 2018 | Jan 12, 2026 (2583 d) |
| Ronald Glen Neuenschwander | Wells Fargo Advisors wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 10, 2018 | Feb 11, 2020 (428 d) |
| Jacob A Chandler | Ameritas Advisory Services BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2018 | Apr 10, 2019 (121 d) |
| Keith Richard Brown | Voya Financial Advisors, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2018 | Feb 4, 2020 (431 d) |
| William John Hahn | Cambridge Investment Research Advisors, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2018 | Dec 7, 2018 |
| James D. Gothers | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 9, 2018 | Jan 21, 2020 (438 d) |
| Li Yang Lee | Transamerica Financial Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2018 | Oct 12, 2020 (718 d) |
| Brandon Scott Smith | Equitable Advisors, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2018 | Oct 24, 2018 |
| Brendon Michael Derouin | Woodbury Financial Services, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2018 | May 26, 2026 (2808 d) |
| Eduardo Valdes | Pnc Wealth Management BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2018 | Oct 3, 2018 (49 d) |
| Rhoneil Acierto Santo Tomas | Equitable Advisors, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2018 | May 16, 2018 |
| Janet Amy Nuzman | Robert W. Baird & Co. Incorporated mixed wealth | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2018 | Jun 28, 2018 (76 d) |
| Joshua Raymond Yoskosky | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 2, 2018 | Apr 6, 2018 |
| Michael James Smith Tucker | Horter Investment Management, LLC other | Tlg Advisors, Inc. other | Other | Feb 23, 2018 | Feb 27, 2018 |
| Bernard Eugene Rosen | MML Investors Services, LLC other | Tlg Advisors, Inc. BD affiliated | Other | Jan 12, 2018 | Dec 15, 2022 (1798 d) |
| Stephen Francis Patterson | Bfc Planning, Inc. other | Tlg Advisors, Inc. other | Other | Jan 3, 2018 | Jan 2, 2018 |
| Brent Andrew Hann | Alight Financial Advisors, LLC other | Tlg Advisors, Inc. BD affiliated | Other | Nov 28, 2017 | Sep 21, 2018 (297 d) |
| David Grant Patton | Regal Investment Advisors LLC other | Tlg Advisors, Inc. other | Other | Nov 3, 2017 | Nov 3, 2017 |
| Troy Edward Woods | Orion Portfolio Solutions, LLC other | Tlg Advisors, Inc. other | Other | Sep 12, 2017 | Sep 27, 2017 |
| Daniel Hilario Barajas | Quest Capital Strategies, Inc. other | Tlg Advisors, Inc. BD affiliated | Other | Jul 17, 2017 | Jun 13, 2019 (696 d) |
| Richard Scott Maholchic | Capital Analysts other | Tlg Advisors, Inc. other | Other | Jun 6, 2017 | Jun 6, 2017 |
| Norman Milton Bald | Ameriprise Financial Services, LLC national BD | Tlg Advisors, Inc. other | Other | May 9, 2017 | Jun 6, 2017 |
| Jonathan M Davis | Sowell Management other | Tlg Advisors, Inc. other | Other | Apr 24, 2017 | Apr 24, 2017 |
| Timothy Linaugh | Capital Analysts other | Tlg Advisors, Inc. other | Other | Apr 11, 2017 | Jan 4, 2017 |
| Sean Christopher Wieland | Pruco Securities, LLC other | Tlg Advisors, Inc. other | Other | Mar 31, 2017 | Apr 18, 2017 |
| Douglas Franklin Karr | Concourse Financial Group Advisors other | Tlg Advisors, Inc. BD affiliated | Other | Mar 20, 2017 | Mar 3, 2021 (1444 d) |
| Michael L Kalen | Simplicity Financial Advisory Services, Inc unclassified | Tlg Advisors, Inc. other | Other | Feb 10, 2017 | Nov 27, 2017 (290 d) |
| Brent Lee Walker | Sowell Management other | Tlg Advisors, Inc. other | Other | Jan 19, 2017 | Jan 19, 2017 |
| Shawn Marcel Lefebvre | Capital Analysts other | Tlg Advisors, Inc. other | Other | Jan 18, 2017 | Apr 18, 2017 (90 d) |
| Jonathan William Childs | Pruco Securities, LLC other | Tlg Advisors, Inc. other | Other | Jan 11, 2017 | Jan 12, 2017 |
| Phillip Albert Lorenzon | Pruco Securities, LLC other | Tlg Advisors, Inc. other | Other | Jan 11, 2017 | Feb 3, 2017 |
| Thomas Gene Bartley | Lincoln Investment other | Tlg Advisors, Inc. other | Other | Dec 31, 2016 | Feb 21, 2017 (52 d) |
| David Ross Brinkley | Cetera Advisors LLC other | Tlg Advisors, Inc. BD affiliated | Other | Dec 31, 2016 | Feb 25, 2025 (2978 d) |
| Douglas Arthur Clermont | Principal Securities, Inc. other | Tlg Advisors, Inc. other | Other | Dec 31, 2016 | Jan 4, 2017 |
| James Alexander Eddy | Capital Analysts other | Tlg Advisors, Inc. other | Other | Dec 31, 2016 | Jan 4, 2017 |
| Jerry Irving Rubin | Capital Analysts other | Tlg Advisors, Inc. other | Other | Dec 31, 2016 | Jan 4, 2017 |
| Alan Tuchmann | Northwestern Mutual Investment Services,LLC no RAUM | Tlg Advisors, Inc. other | Other | Dec 8, 2016 | Dec 16, 2016 |
| Charles Jospeh Cavanaugh | MML Investors Services, LLC other | Tlg Advisors, Inc. other | Other | Sep 28, 2016 | Nov 9, 2016 (42 d) |
| Michael Andrew Wayda | Cetera Investment Advisers LLC other | Tlg Advisors, Inc. other | Other | Aug 8, 2016 | Mar 23, 2017 (227 d) |
| Shawn William Nelson | Signator Investors, Inc. other | Tlg Advisors, Inc. other | Other | Jun 8, 2016 | May 20, 2016 |
| Nicholas Adam Bour | Huntington Financial Advisors other | Tlg Advisors, Inc. other | Other | Apr 27, 2016 | May 2, 2016 |
| Maria Regina T Cruz | Harbinger Asset Management, LLC other | Tlg Advisors, Inc. BD affiliated | Other | Apr 20, 2016 | Aug 19, 2022 (2312 d) |
| Christopher Ian Diodato | J.P. Morgan Securities LLC wirehouse | Tlg Advisors, Inc. other | Other | Apr 20, 2016 | Jan 4, 2018 (624 d) |
| Thomas Joseph Dohogne | Curian Capital, LLC other | Tlg Advisors, Inc. BD affiliated | Other | Mar 29, 2016 | Sep 20, 2018 (905 d) |
| Bradley Kirk Maples | Lee Miles LLC state registered | Tlg Advisors, Inc. other | Other | Feb 4, 2016 | Feb 10, 2016 |
| Cary Cleveland Lucas | Wells Fargo Advisors wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 2, 2016 | Aug 4, 2022 (2375 d) |
| Paul Mitchell Shepherd | Sii Investments, Inc. other | Tlg Advisors, Inc. other | Other | Jan 27, 2016 | Jan 24, 2018 (728 d) |
| Brian Scott Schaefer | Questar Asset Management, Inc. other | Tlg Advisors, Inc. other | Other | Dec 18, 2015 | Feb 11, 2016 (55 d) |
385 moves match.