DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Ep Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Damien McginleyProvidus Advisors, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAAug 24, 2020Aug 19, 2020
James Daniel DwyerProvidus Advisors, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAAug 24, 2020Oct 18, 2020 (55 d)
Natalia AmatoCetera Advisor Networks LLC BD affiliatedEp Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 21, 2020Oct 18, 2020 (58 d)
Kathryn CostasFmb Retirement Services institutionalEp Wealth Advisors independent RIAOtherJun 24, 2020Nov 11, 2025 (1966 d)
Nicole Renee SimpsonThe Financial Healer unclassifiedEp Wealth Advisors independent RIAOtherJun 4, 2020Jun 17, 2020
Avetis YetenekyanStonnington Group, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAMay 27, 2020Mar 11, 2024 (1384 d)
Matthew Brendon CrowTd Ameritrade Investment Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAMay 5, 2020May 22, 2020
Brett Derek AndersonInternational Research & Asset Management Inc independent RIAEp Wealth Advisors independent RIARIA to RIAFeb 19, 2020Feb 25, 2020
Klaudia Katarzyna DettloffGuidant Wealth Advisors independent RIAEp Wealth Advisors independent RIARIA to RIADec 18, 2019Jan 17, 2020
Frank Thomas PatzkeGuidant Wealth Advisors independent RIAEp Wealth Advisors independent RIARIA to RIADec 18, 2019Jan 15, 2020
Kiersten J LargeAdvice And Planning Services BD affiliatedEp Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 15, 2019Dec 19, 2019 (34 d)
Linda Sue CoffeyWipfli Financial Advisors, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAOct 8, 2019Jun 16, 2021 (617 d)
Brandon BecknerFilament, LLC independent RIAEp Wealth Advisors independent RIARIA to RIASep 24, 2019Nov 1, 2019 (38 d)
Shana Lesch BallardPersonal Financial Consultants, Inc. independent RIAEp Wealth Advisors independent RIARIA to RIASep 6, 2019Aug 29, 2019
Jonathan B SpectorPersonal Financial Consultants, Inc. independent RIAEp Wealth Advisors independent RIARIA to RIASep 6, 2019Aug 30, 2019
Daiana KelleyianRBC Rochdale, LLC otherEp Wealth Advisors independent RIAOtherAug 23, 2019Nov 4, 2025 (2265 d)
Martin John NodiloPathlight Investors, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJul 10, 2019Oct 11, 2019 (93 d)
Adrian Jennings LarsonPathlight Investors, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJul 10, 2019Oct 2, 2019 (84 d)
Robert Daniel FalconerFisher Investments independent RIAEp Wealth Advisors independent RIARIA to RIAJul 2, 2019Oct 29, 2025 (2311 d)
Stephanie Noreen RichmanRichman Financial Planning unclassifiedEp Wealth Advisors independent RIAOtherJun 24, 2019Jan 1, 2025 (2018 d)
Eric Anthony NikssarianAmeriprise Financial Services, LLC national BDEp Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 7, 2019Nov 29, 2025 (2367 d)
Rick Martin BryanConlon Dart Wealth Management independent RIAEp Wealth Advisors independent RIARIA to RIAMay 31, 2019May 6, 2019
Eric Edward SwansonTransamerica Financial Advisors, LLC BD affiliatedEp Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 16, 2019May 23, 2019
Jason Allen SteinVanguard Advisers, Inc. BD affiliatedEp Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2019Jan 8, 2019
Lucas Daniel KaraschAmeriprise Financial Services, LLC national BDEp Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 29, 2018Dec 5, 2025 (2563 d)
Nicholas L HatfieldRampart Wealth Advisors independent RIAEp Wealth Advisors independent RIARIA to RIAOct 8, 2018Jul 10, 2024 (2102 d)
G. Bradley Douglas OwenDonnelly Wealth Advisors, Inc. independent RIAEp Wealth Advisors independent RIARIA to RIAJul 26, 2018Jun 6, 2018
Adam Nathaniel WernerDonnelly Wealth Advisors, Inc. independent RIAEp Wealth Advisors independent RIARIA to RIAJul 26, 2018Jan 1, 2025 (2351 d)
Michael J RamirezPrivate Asset Management Inc independent RIAEp Wealth Advisors independent RIARIA to RIAJun 4, 2018Jan 2, 2025 (2404 d)
Monica Van EckMillie Capital Management LLC otherEp Wealth Advisors otherOtherFeb 23, 2018Mar 1, 2018
John Stephen MccormickNational Planning Corporation ("Npc Of America" In Fl & Ny) otherEp Wealth Advisors independent RIAOtherFeb 13, 2018Jun 24, 2022 (1592 d)
Albert Pingree Herzog401k Gps no RAUMEp Wealth Advisors independent RIAOtherNov 16, 2017Jan 2, 2025 (2604 d)
Michael Robert Chechel401k Gps no RAUMEp Wealth Advisors independent RIAOtherNov 16, 2017Jan 16, 2025 (2618 d)
Adam R Kulesza401k Gps no RAUMEp Wealth Advisors independent RIAOtherNov 16, 2017Jan 2, 2025 (2604 d)
Bradley Lorraine RobinsonSheffield Investment Management Inc otherEp Wealth Advisors independent RIAOtherOct 30, 2017Sep 30, 2024 (2527 d)
Scott D ToomassonPrivate Capital Management Associates LLC otherEp Wealth Advisors otherOtherJul 1, 2017Jun 1, 2017
Kevin Edmund CrossInvest Financial Corporation otherEp Wealth Advisors independent RIAOtherJun 5, 2017Jan 2, 2025 (2768 d)
Ryan Daniel SchwartzPrivate Capital Management Associates LLC otherEp Wealth Advisors independent RIAOtherJun 1, 2017Jan 9, 2025 (2779 d)
Brett Matthew PanzieraMsi Financial Services, Inc. otherEp Wealth Advisors otherOtherFeb 13, 2017Feb 13, 2017
Sara Rebecca GardnerElevated Planning unclassifiedEp Wealth Advisors otherOtherDec 5, 2016Dec 2, 2016
Patrick Louis KinneyChurchill Management Group otherEp Wealth Advisors otherOtherSep 15, 2016Sep 22, 2016
Geniffer Lorraine TakacsMadison Avenue Securities, LLC otherEp Wealth Advisors independent RIAOtherSep 6, 2016Nov 11, 2025 (3353 d)
Alison K SabranCetera Investment Advisers LLC otherEp Wealth Advisors otherOtherJun 6, 2016Jun 24, 2016
Tyler Austin RobuckMission Wealth Management, LP otherEp Wealth Advisors otherOtherMar 10, 2016May 3, 2016 (54 d)
Samuth Siden EanBallou Plum Wealth Advisors LLC unclassifiedEp Wealth Advisors otherOtherJan 22, 2016Jan 20, 2016
Laura Rae KnolleBallou Plum Wealth Advisors LLC unclassifiedEp Wealth Advisors otherOtherJan 21, 2016Jan 20, 2016
Erin Durkin VoisinWestmount Partners, LLC otherEp Wealth Advisors otherOtherJan 21, 2016Feb 4, 2016
Elizabeth Naylor CadyUBS Financial Services Inc. wirehouseEp Wealth Advisors otherOtherOct 23, 2015Jan 19, 2017 (454 d)
Fernando ReyesRBC Securities, Inc. otherEp Wealth Advisors independent RIAOtherSep 28, 2015Mar 24, 2025 (3465 d)
Robert J PriolaA.G.P / Alliance Global Partners otherEp Wealth Advisors independent RIAOtherJun 17, 2015Aug 24, 2024 (3356 d)
Jon David MooreMoore Financial Group otherEp Wealth Advisors otherOtherDec 31, 2014Aug 27, 2015 (239 d)
Mark Richard MogleMoore Financial Group otherEp Wealth Advisors otherOtherDec 31, 2014Jan 2, 2015
Elliott Michael ServaisBancwest Investment Services, Inc. (Bwis) otherEp Wealth Advisors independent RIAOtherOct 27, 2014Oct 23, 2018 (1457 d)
Darren HemMorgan Stanley wirehouseEp Wealth Advisors otherOtherApr 8, 2014Apr 25, 2014
Adam Neal PhillipsRBC Rochdale, LLC otherEp Wealth Advisors otherOtherMar 24, 2014Aug 27, 2015 (521 d)
Trevor Bradley BushGuggenheim Partners Investment Management, LLC otherEp Wealth Advisors independent RIAOtherFeb 5, 2014Oct 29, 2025 (4284 d)
Sean Christopher CartinAlliancebernstein L.P. otherEp Wealth Advisors otherOtherMar 8, 2013Dec 13, 2016 (1376 d)
Bennett Edward GrossPacific Income Advisers Inc otherEp Wealth Advisors otherOtherFeb 22, 2012Jan 11, 2012
Benjamin PorrasCharles Schwab & Co., Inc. national BDEp Wealth Advisors otherOtherAug 8, 2011Mar 13, 2013 (583 d)
Tammy Anne TrentaCore Financial otherEp Wealth Advisors otherOtherMay 13, 2011May 27, 2011
Page 5 of 6PreviousNext
310 moves match.