DFX Intelligence
Advisor moves
Arrivals at Cwm, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
706 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Russell Gerard Nieland | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2023 | Apr 30, 2018 |
| Adam Jeffrey Flagg | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Oct 27, 2020 |
| Justin Robert Haschke | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2023 | Feb 19, 2019 |
| Kerry Jean Meath-Sinkin | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC other | Other | Jun 29, 2023 | Jun 1, 2017 |
| Justin Tyler Schultes | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Apr 20, 2022 |
| Jeffrey John Brown | Thrivent Investment Management Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2023 | Jul 11, 2023 |
| Joseph Pierpont Morgan | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2023 | Apr 15, 2019 |
| Thomas Russell Pargett | Bergankdv Wealth Management, LLC mixed wealth | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | Jun 21, 2023 |
| Katie L Justus | Integrated Wealth Advisory Services, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | Apr 3, 2023 |
| Emily Lynn Lebowitz | Osaic Institutions, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2023 | Jun 20, 2023 |
| James Henry Smith | Newedge Advisors BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2023 | May 24, 2023 |
| Eric N Beeler | Stifel, Nicolaus & Company, Incorporated national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | May 1, 2023 |
| Shawna Marie Goodly | The Shobe Financial Group independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 11, 2023 | Mar 13, 2023 |
| Craig Andrew Kliebert | The Shobe Financial Group independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 11, 2023 | Mar 13, 2023 |
| Zainab Murtaza Gandhi | The Shobe Financial Group independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 11, 2023 | Mar 13, 2023 |
| Corey Paul Luckett | The Shobe Financial Group independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 11, 2023 | Mar 13, 2023 |
| Erin Sigur Sibley | The Shobe Financial Group independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 11, 2023 | Mar 13, 2023 |
| Connie Perrin Lieux | The Shobe Financial Group independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 11, 2023 | Mar 13, 2023 |
| Bailey Nichole Mcnamara | The Shobe Financial Group independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 11, 2023 | Mar 13, 2023 |
| Timothy Parsley | Edward Jones national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2023 | May 23, 2023 |
| Mitchell James Sovis | Riverpoint Wealth Management independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2023 | Apr 26, 2023 |
| Mark Francis Scribner | Kestra Advisory Services, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2023 | Feb 28, 2023 |
| William Bradford | Kestra Advisory Services, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2023 | Feb 28, 2023 |
| Rachel Byer Barker | Kestra Advisory Services, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2023 | Feb 28, 2023 |
| Scott Martin Ferguson | Thrivent Investment Management Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2023 | Feb 3, 2023 |
| Justin Walsh | Thrivent Investment Management Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2023 | Feb 3, 2023 |
| William Dennis Norwood | J.P. Morgan Securities LLC wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2023 | Jan 26, 2023 |
| Rebecca J. Albers | Wells Fargo Advisors wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 25, 2023 | Jan 5, 2023 |
| Elizabeth Ann Trimble | V Wealth Advisors LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 24, 2023 | Dec 5, 2022 |
| Stephen Robert Johnson | People'S United Advisors, Inc. mixed wealth | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2022 | Jan 16, 2024 (381 d) |
| Joseph Michael Allen | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Mar 24, 2022 |
| Christopher J Mcneil | Pruco Securities, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2022 | Dec 1, 2022 |
| Marcus Anthony Groeneveld | Sagepoint Financial, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2022 | Mar 1, 2023 (91 d) |
| Dennis Jay Dekok | Fcm Financial unclassified | Cwm, LLC BD affiliated | Other | Nov 21, 2022 | Jan 18, 2022 |
| Lewis Matthew Young | Newedge Advisors BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2022 | Nov 16, 2022 |
| Christopher Ryan Tooker | Northwestern Mutual Investment Services,LLC no RAUM | Cwm, LLC BD affiliated | Other | Nov 3, 2022 | Jan 23, 2023 (81 d) |
| Amy Kristine King | Tedstrom Wealth Advisors, Inc. unclassified | Cwm, LLC BD affiliated | Other | Oct 25, 2022 | Jun 15, 2022 |
| Jesse Dean Murphy | LPL Financial LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 12, 2022 | Oct 12, 2022 |
| Nathan Wayne Murphy | LPL Financial LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 12, 2022 | Oct 12, 2022 |
| Jacob Alexander Guttman | Geneos Wealth Management, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2022 | Oct 5, 2022 |
| Kimberly Ann Flynn | Pruco Securities, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Jul 26, 2023 (299 d) |
| Tricia Lynn De Haan | Raymond James Financial Services Advisors, Inc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2022 | Aug 31, 2022 |
| Amy Louise Noel | LPL Financial LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2022 | Sep 20, 2022 |
| Isaiah Benjamin Jones | Securities America Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2022 | Sep 27, 2022 |
| Samuel Vandeweerd | Raymond James Financial Services Advisors, Inc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2022 | Aug 31, 2022 |
| Alana Margaret Macy | Bloom Wealth Advisors unclassified | Cwm, LLC BD affiliated | Other | Sep 9, 2022 | Nov 20, 2023 (437 d) |
| Mandy Jo Hoeschen | Grove Point Advisors, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2022 | Nov 22, 2022 (76 d) |
| Vernon Ray Wheeler | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2022 | Nov 10, 2022 (65 d) |
| Shane Michael Myas | Principal Securities, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2022 | Aug 26, 2022 |
| Curtis Bernard Wiley | LPL Financial LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2022 | Jun 3, 2024 (665 d) |
| Ryan Detrick | LPL Financial LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 1, 2022 | Aug 2, 2022 |
| Brian Orinthal Butler | LPL Financial LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2022 | Jul 25, 2022 |
| Paul William Boudwin | LPL Financial LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2022 | Jul 27, 2022 |
| Marlon Keith Scott | LPL Financial LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2022 | Jul 25, 2022 |
| Joel Garrett | LPL Financial LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2022 | Jul 25, 2022 |
| Julie Elise Barker | Charles Schwab & Co., Inc. national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2022 | Jul 22, 2022 |
| Jeremy Michael Matranga | Cetera Advisors LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2022 | Jul 22, 2022 |
| Matt Robert Whipkey | Td Ameritrade, Inc. no RAUM | Cwm, LLC BD affiliated | Other | Jul 8, 2022 | Aug 10, 2022 (33 d) |
| James Aaron Sullivan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2022 | Nov 14, 2024 (861 d) |
| Grant David Dorhout | Alphastar Capital Management independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2022 | Jul 6, 2022 |